research papers
Application of electrostatic and multi-layer embedding in Hirshfeld atom refinements: a cost-effective approach for approximating bulk effects in crystalline environments
aDepartamento de Química Inorgánica, Facultad de Química, Universidad Nacional Autónoma de México, Mexico, and bInstitute of Inorganic Chemistry, RWTH Aachen University, Landoltweg 1a, 52074 Aachen, Germany
*Correspondence e-mail: [email protected]
One of the main advantages of Hirshfeld atom (HAR), besides improved and reduced uncertainties of all derived parameters, is the possibility of refining anisotropic hydrogen atoms without any type of restriction to a correct distance. Notwithstanding this, there are still some problems that need attention for an accurate of H atoms. For instance, X—H bond distances (X = N, O) are typically underestimated when they participate in a strong hydrogen bond and the crystallographic environment is not accounted for in the model. In this work, we propose the use of an embedding scheme to model bulk effects approximately, where a molecule or group of molecules is polarized by electrostatic potential (ESP)-derived charges. Quantum mechanics/molecular mechanics methods based on ESP-derived charges have been used successfully to reproduce band gaps or optical and electronic properties of crystalline systems. It is demonstrated that the H-atom parameters obtained with this approach are comparable to those obtained from pure quantum mechanical models, but with a significantly lower computational cost. Thus, this embedded HAR method is suitable for performing refinements in reasonable time frames for large systems in which strong intermolecular interactions, such as hydrogen bonds, exist.
Keywords: NoSpherA2; Hirshfeld atom refinement; quantum mechanics/molecular mechanics; electrostatic embedding.
1. Introduction
Hirshfeld atom (HAR) (Jayatilaka & Dittrich, 2008
; Capelli et al., 2014
) has become an essential tool for modelling non-spherical atomic densities in crystallographic refinements, allowing accurate structure determination from diffraction experiments. One of the advantages of HAR is the possibility of refining hydrogen atoms anisotropically without using any type of constraints or restraints, or relying on databases, provided that sufficiently good quality data are collected (Woińska et al., 2014
; Woińska et al., 2016
; Woińska et al., 2021
; Xu et al., 2023
). This indicates that the problem of refining hydrogen atoms is not only the quality of the diffraction experiment itself (the relatively weak signal of this type of atom) but also the approximations used, for example the independent atom model (IAM), or the correlations occurring when refining the electron-density model simultaneously. The systematic IAM-associated bond-length errors (determined with respect to neutron diffraction reference values) can be one order of magnitude larger for H atoms (Fischer et al., 2021
). Thus, HAR provides a much more realistic model for X—H bonds than the IAM.
Determining the precise positions of hydrogen atoms in a crystal structure is essential to understanding the role of hydrogen bonds in the assembly of supramolecular adducts (Thompson & White, 2023
), molecular recognition in biological systems (Bulusu & Desiraju, 2020
), the thermal and rheological properties of minerals (Gatta et al., 2021
), the hydrogen storage capacity of materials (Woińska et al., 2023
), or conductivity in superprotonic crystals (Makarova et al., 2021
).
It has been shown that it is not sufficient to consider only intramolecular covalent X—H bonding during the calculation of scattering factors when the H atom is also involved in other types of non-covalent interaction, such as hydrogen bonds or agostic interactions (Dittrich et al., 2012
; Wieduwilt et al., 2020a
; Ruth et al., 2022
; Landeros-Rivera et al., 2023
). For appropriate modelling, the crystalline environment must be taken into account, especially when X is a highly electronegative atom, such as oxygen or nitrogen. There are many ways this can be achieved. One way is to perform HAR with periodic boundary calculations. Early work in this direction used plane-wave-based or real-space grid methods (Wall, 2016
; Ruth et al., 2022
). While these methods have proven successful, they do not adequately describe the core density, which is predominant in high-resolution X-ray diffraction signals (Davidson et al., 2022
), and this could have an impact on studies where high-resolution data are collected (values lower than 0.5 Å) and where core-polarization or relativistic effects are important (Fischer et al., 2021
; Bučinský et al., 2019
; Pawledzio et al., 2021
; Woińska et al., 2023
). Furthermore, the behaviour of electron density obtained with plane-wave-based programs has been observed to vary, depending not only on the calculation parameters but also on the specific code used (Landeros-Rivera et al., 2025
). Alternatively, a variant of HAR has been developed that uses periodic calculations with Bloch functions of atom-centred Gaussian orbitals, which also shows promising results (Chu et al., 2026
). Despite this, the major drawback of using solid-state programs is their time-consuming nature. These approaches require testing of the convergence of the electron density with respect to several parameters, such as the number of k-points, the cutoff energy or the basis set (in plane-wave and localized basis programs, respectively), the fast Fourier transform (FFT) grid, and the selection of the density functional (the use of hybrid functionals significantly increases computation time, becoming practically unfeasible with current methods and personal computers). Therefore, their use is unsuitable for routine refinements where the only objective is to obtain accurate structural parameters.
Another possibility for considering bulk effects is to use a cluster of molecules during the quantum chemical calculation where at least the first coordination sphere is taken into account. This approach is limited to molecular solids, since ionic crystals will require significantly larger clusters because of the presence of long-range interactions. While this approach is affordable for small or medium-sized molecules, it could be prohibitive for large systems, such as coordination complexes, for which the cluster would quickly require more than 500 atoms, along with all-electron relativistic calculations. Therefore, a more efficient and broad approach is necessary for modelling the crystalline environment. Implicit solvent models have also been applied to simulate bulk effects via the conductor-like polarizable continuum model (Brüx et al., 2026
). The hypothesis behind this idea is that, for instance, a hydrogen-bond network in a crystalline system can be compensated by the continuous dielectric medium of a polar solvent such as water. This has been tested for a set of 14 amino acids, showing positive results. Notwithstanding this, a crystal-field model with a more accurate directed representation of the surrounding molecules is desirable.
On this basis, the use of multiscale methods has emerged as an alternative to model bulk effects in HAR. In the first application of this type, which is implemented in Tonto (Jayatilaka & Grimwood, 2003
), a quantum chemical calculation of a molecular unit is performed. This is subsequently embedded by a cluster of charges and dipoles that are generated by the Hirshfeld partition of the electron density obtained from the initial calculation (applying symmetry operations), if the user chooses, until convergence of the charges is reached (Jayatilaka & Dittrich, 2008
). This approach has been successfully employed to refine hydrogen-atom positions (Woińska et al., 2016
) and to account properly for the effects of the crystal field (Dittrich et al., 2012
). The same physical principle to model crystal-field effects is used in another methodology implemented in DiSCaMB (Chodkiewicz et al., 2018
), which instead of iteratively updating the Hirshfeld charges and dipoles in the self-consistent field (SCF), updates them along with the structure factors after each refinement cycle (Chodkiewicz et al., 2022
) (using the geometry from the previous cycle). Therefore, when used with the appropriate software, this method is expected to be faster, especially if employed with a fragmentation scheme, and it has been efficiently used to refine metal–organic compounds as well as covalent organic frameworks (Woińska et al., 2023
; Woińska et al., 2025
). The use of dipoles in these methods is essential to counteract the shortcomings of Hirshfeld charges (Elking et al., 2012
), which will be discussed later.
Alternatively, another full quantum chemical multi-scale method was developed in which a reference crystal unit, treated at a quantum mechanical (QM) level, is embedded by symmetry-generated units described with extremely localized molecular orbitals (ELMOs) (Genoni, 2013
; Wieduwilt et al., 2020a
; Macetti et al., 2021
). It was tested for xylitol, providing very accurate O—H refined values when compared with neutron diffraction values. Additionally, a third layer of point charges obtained from the general AMBER force field was tested (Wang et al., 2004
), but it was found that its effect was negligible, so the authors concluded that the single QM/ELMO method is sufficient to model the crystalline field properly. The major drawback of the QM/ELMO refinement technique is that it depends on a database of orbitals (Meyer et al., 2016
; Meyer & Genoni, 2018
) that were pre-computed for certain model systems and basis sets, and thus there may not be suitable ELMOs for all systems. Additionally, since the implementation was made in a modified version of GAUSSIAN09 (Frisch et al., 2009
), its applicability to the wider community is very restricted for the moment. Therefore, other embedding schemes that can similarly and efficiently describe crystal-field effects in a fast, reliable and widely available framework are desirable.
In this work, we propose the use of an electrostatic embedding scheme, where a molecule or group of molecules is polarized by surrounding electrostatic-potential-derived charges. These are obtained by fitting atom-centred charges to the electrostatic potential surface of the central unit, which is computed with a quantum mechanical method (Chirlian & Francl, 1987
). Particularly, the charges from electrostatic potentials are obtained using a grid-based method (given the acronym CHELPG), which is employed to compute atomic charges fitted to reproduce the electrostatic potential at selected points around the molecule (Breneman & Wiberg, 1990
). In contrast to Hirshfeld charges, CHELPG charges are sufficient to reproduce ab initio computed dipoles without the need for higher-order multipoles (Elking et al., 2012
). This embedding scheme has been exhaustively tested for simulating the crystalline environments in molecular and reticular solids (Bjornsson & Bühl, 2012
; Dittmer et al., 2019
), and has successfully been applied to reproduce important bulk properties such as band gaps (Dittmer et al., 2019
), electronic, optical (Shafei et al., 2022
) or vibrational (de Abrantes et al., 2022
) characteristics, and NMR shielding constants (Dittmer et al., 2020
), among others. Therefore, this method is also expected to be applicable for modelling the crystalline environment to obtain improved electron densities in HAR.
This work is divided into three sections. In the first, the new method called CHELPG-embedded HAR (ChE-HAR) is tested for molecular crystals where hydrogen bonds are present. Next, the crystal of an inorganic salt is analysed to determine the capability of ChE-HAR to refine ionic systems. Finally, ChE-HAR is applied to the xylitol crystal structure, comparing the results with those obtained from other embedding schemes and periodic HAR implementations.
2. Methodology
2.1. The CRYSTAL-QMMM methods
Starting from ORCA (Version 5.0; Neese, 2022
), two quantum mechanics/molecular mechanics (QMMM) methods have been implemented to simulate crystalline environments. In the first one, called MOL-CRYSTAL-QMMM (Bjornsson & Bühl, 2012
), the QM region is embedded in a force field that consists of Lennard–Jones potentials that use universal force field (UFF) van der Waals parameters (Rappé et al., 1992
) as well as atomic point charges. In the IONIC-CRYSTAL-QMMM method the QM region is embedded only in a point-charge field. In both methods, atomic CHELPG point charges are computed and updated self-consistently until convergence is reached between the QM and MM zones. However, in its current implementation, the initial atomic point charges of the MOL-CRYSTAL-QMMM method are calculated from Mulliken charges with the GFN2-xtb semiempirical method (Bannwarth et al., 2019
), which requires the presence of the xtb executable (Bannwarth et al., 2021
) in the ORCA installation folder. In contrast, in the IONIC-CRYSTAL-QMMM method, a single-point calculation with the selected level of theory for the QM region is performed to obtain the initial atomic charges, which generally means it takes longer. A boundary region between QM and MM is introduced by means of electrostatic core potentials to mitigate possible surface effects caused by unsaturated bonds in the QM region, to preserve local orbital symmetries, and to prevent artificial charge transfer between the quantum cluster and point charges. This last is particularly useful for reticular ionic systems. This is automatically handled by ORCA.
2.2. Implementation of the method in NoSpherA2
NoSpherA2 is a program used to calculate non-spherical form factors by applying the Hirshfeld partition of the electron density obtained from molecular QM calculations (Kleemiss et al., 2021
). It is implemented in Olex2 (Dolomanov et al., 2009
) and can be interfaced with other quantum mechanical programs, of which ORCA (Neese et al., 2020
) has been the one most tested. The input choices in the NoSpherA2 GUI of Olex2 are applied using the Olex2 command-line pack command to grow the system to the selected radius. Two coordinate files are written and used to generate the input for ORCA: the QM unit, which is seen when the refinement is started, and the set of atoms surrounding the atoms that make up the MM region. The required call of the MM preparation tool of ORCA is performed from within Olex2. In the case of MOL-CRYSTAL-QMMM calculations, no additional input is required. In the case of IONIC-CRYSTAL-QMMM, the charge on common ions like alkali, alkali earth and halogen atoms is provided automatically using the -CEL command-line argument during the preparation of input files for ORCA.
With the MM input files written automatically, the ORCA calculation can proceed normally. A set of default values is placed in the %qmmm block of the input file; the number of QM and effective core potential (ECP) layers (only applicable to IONIC calculations) selected in the GUI, and the force-field filename, are included in the input file. However, no ECPs are defined for hydrogen atoms, so using the IONIC embedding with ECPs is only suitable for structures without hydrogen atoms. The application of the MOL-CRYSTAL-QMMM and IONIC-CRYSTAL-QMMM methods to HAR will be referred to as MChE-HAR and IChE-HAR, respectively.
2.3. Application of ChE-HAR to hydrogen-bonded systems
For testing the method, an in-depth analysis was performed on the of carbamazepine (Sovago et al., 2016
) for the following reasons: (i) X-ray diffraction data are available up to a resolution of 0.4 Å, (ii) neutron diffraction values are also available, taken at the same temperature, and (iii) it is a relatively large organic molecule (30 atoms) that forms strong N—H⋯O bonds, for which the use of a cluster to model the crystalline environment will require at least 17 molecules to cover the first coordination sphere, making the refinement unfeasible without supercomputing power or GPU-accelerated QM code. It was one of the first examples for which it was reported that taking the crystalline environment into account for a proper refinement of hydrogen atoms is necessary, particularly if these are involved in hydrogen bonding. However, beyond the quantum chemical model and the treatment of the crystalline environment, other factors such as the partitioning scheme and the quality/resolution of the data (Chodkiewicz & Woźniak, 2025
) also affect the condition of the refined parameters of the hydrogen atoms (especially of the anisotropic displacement parameters). In this work, though, the focus is on comparing the results obtained by introducing or omitting approximate bulk effects.
To test the ChE-HAR method further, crystals of urea [CO(NH2)2; Birkedal et al., 2004
; Swaminathan et al., 1984
], oxalic acid dihydrate [(COOH)2·2H2O; Kamiński et al., 2014
] and ammonia (NH3; Boese et al., 1997
; Hewat & Riekel, 1979
), for which X-ray and neutron diffraction data taken at the same temperature are available, were also examined. For the case of ammonia the experiment corresponds to neutron powder diffraction of ND3, so a small difference of about 0.004 Å with respect to NH3 in the X-ray data should be expected (Chu et al., 2026
). Different types of hydrogen bond, namely N—H⋯O, O—H⋯O and N—H⋯N, are present in the other systems. We also analysed crystals of salicylic acid (HOC6H4COOH), sarcosine (CH3NHCH2COOH), alanine–methionine [CH3CH(NH2)COOH–CH3SCH2CH2CH(NH2)COOH] and hydrazine borane (N2H4BH3), which show several additional types of hydrogen bonding but do not have neutron reference values available. The X-ray diffraction data were taken from Woińska et al. (2016
) and the bond lengths were compared with the suggested neutron diffraction mean values (Allen & Bruno, 2010
), as done in the original study. Lastly, crystals of biphenyl (C6H5–C6H5) and diborane (B2H6) were examined to see the effect of the method on the refinement of structures where nearly nonpolar C—H and B—H bonds are present and where there is no (classical) hydrogen bonding.
2.4. Application of ChE-HAR to an ionic system
When analysing salts, some degree of arbitrariness is introduced in the definition of the cluster, since there are at least two different chemical species from which to construct it. For a proper description of the crystalline environment, a large cluster should be defined, which completely covers (at least the first coordination sphere of) all the involved atomic or molecular entities. Cluster construction becomes more difficult when the ions consist of several atoms, as in salts of inorganic coordination complexes, because obtaining a neutral model is non-trivial. Furthermore, electrostatic interactions are long range, requiring even larger clusters than crystals of neutral molecules. Thus, for these cases, the cluster approach in HAR is unfeasible except for tiny molecules. IChE-HAR can therefore be helpful in these situations, as will be exemplified here with the case of magnesium bis(hydrogen maleate) hexahydrate (Mg-HM) whose data, collected at 15 K, were taken from Malaspina et al. (2020
).
In Mg-HM, the asymmetric unit is composed of a maleate anion and half an Mg(H2O)62+ entity (Fig. 7). Since the Mg2+ cation lies on an inversion centre, the is not neutral but has one positive charge. Therefore, a second maleate anion should be employed in the model to ensure neutrality. The first maleate anion forms an O—H⋯O bond with one of the six hydrogen atoms of the three water molecules of the Hence, there are five different positions (shown in Fig. 7) where the second maleate anion can be placed. Using a model where all the water molecules of the are forming hydrogen bonds is not recommended because an excess of negative charges would be introduced, requiring more Mg(H2O)62+ ions to balance them. For these reasons, we performed five refinements by placing the second maleate anion in each of the remaining five positions. These refinements will be referred to as I, II, III, IV or V, following the name of each position as defined in Fig. 7. The O—H bonds of the water molecules are compared with those obtained from neutron diffraction data (Malaspina et al., 2017
) collected at a very similar temperature (12 K).
2.5. Comparison of ChE-HAR with other methods
The xylitol was selected to compare the performance of ChE-HAR with that of the point-charge/dipole model using Hirshfeld partitioning (Dittrich et al., 2012
), referred to here as PCD, and the QM/ELMO multiscale method (Macetti et al., 2021
) described in the Introduction
. ChE-HAR is also tested against three refinement methods that use periodic QM calculations to generate the static electron-density model: (i) a HAR method based on projector augmented wave density functional theory (DFT) calculations (PAW-HAR), implemented in a program called xHARPy (Ruth et al., 2022
), (ii) a refinement strategy that uses localized basis set solid-state calculations to generate multipoles that are refined iteratively using the Hansen–Coppens method (Hansen & Coppens, 1978
), implemented in a program called ReCrystal (Patzer & Lehmann, 2025
), and (iii) a HAR method based on atom-centred Gaussian orbitals, named pHAR (Chu et al., 2026
), implemented in Tonto. Xylitol has already been studied using the methods mentioned above, except for PCD for which the application is performed in this work. The rest of the information will be taken directly from the corresponding publications. We employed the same data as in the previous work (Madsen et al., 2004
), for which X-ray and neutron diffraction results were collected at the same temperature (122 K).
2.6. Structure refinement strategies
All the refinements were performed with Olex2 (Dolomanov et al., 2009
), using olex2.refine for the least-squares procedure, NoSpherA2 for the non-spherical atomic form factors computation (Kleemiss et al., 2021
) and ORCA (Version 5.0.4; Neese et al., 2020
; Neese, 2022
) for the wavefunction calculations. The starting parameters were taken from an IAM refinement. The QM approach is indicated by the selected ab initio method, Hartree–Fock (HF) or density functional (DF), along with a subscript that specifies the approximation used for modelling the crystalline environment: `mol' stands for a normal HAR with a single calculation unit with no bulk effects introduced, `dim' for the use of a dimer as the calculation unit, `clust' for an explicit cluster of molecules treated with the selected QM method, `PCD' for the point-charge/dipole model using Hirshfeld partitioning with a radius of 8 Å, and `MChE' or `IChE' for the molecular and ionic versions of ChE-HAR, respectively. Representative examples of GGA (BLYP) (Becke, 1988
; Lee et al., 1988
), MetaGGA (r2SCAN) (Furness et al., 2020
), Hybrid (PBE0 and B3LYP) (Adamo & Barone, 1999
; Becke, 1993
), MetaHybrid (M06-2X) (Zhao & Truhlar, 2008
) and range-separated (wB97X) (Chai & Head-Gordon, 2008
) DFs were selected. The def2-TZVP basis was employed, which is recommended for polar organic molecules (Brüx et al., 2026
), except for the refinements of the xylitol structure, where the cc-pVTZ basis set was employed to make a more appropriate comparison with the QM/ELMO results that were obtained with this basis function. All atoms were refined anisotropically without any type of constraint or restraint. The refinements were carried out on a laptop with a Ryzen 5 3500 processor, using six CPUs and 10 GB of RAM (these criteria can be selected directly in the NoSpherA2 GUI in Olex2).
To investigate quantitatively the effect of the different refinement strategies on the anisotropic displacement parameters (ADPs), the similarity index S12 (Whitten & Spackman, 2006
) of the ADPs for all refinements against the neutron diffraction reference was calculated. S12 is a metric that measures the overlap between two ADP tensors that depends on the magnitude of the mean-square displacements and the orientations of the principal axes of the displacement ellipsoid. A value of S12 = 0 indicates perfect agreement, and it increases proportionally with the discrepancy between the ADPs.
3. Results
3.1. Carbamazepine
3.1.1. Refinement of X—H bonds with different models of crystal environment
In this section, the application of the molecular and ionic embedding QMMM schemes to HAR (MChE-HAR and IChE-HAR, respectively) is analysed. Particular attention is paid to the refined N1—H1B bond length (Fig. 1
), which is most affected by the crystalline environment because of the formation of the strong N—H⋯O hydrogen bond. The refined N1—H1B bond lengths using the B3LYP functional with different strategies are shown in Fig. 2
. Standard uncertainties (s.u.s) are also shown as error bars. The largest deviation with respect to the neutron diffraction value is obtained with B3LYPmol. Using an explicit cluster does not produce a closer agreement with the neutron diffraction data than using a dimer as defined in Fig. 1
, since B3LYPdim and B3LYPclust converge to the same values, although the employed cluster (six surrounding molecules) was not big enough to complete the first coordination sphere. It was not possible to use larger clusters because they require more memory than the computer equipment used in this work can accommodate.
| Figure 1 The carbamazepine dimer as found in the crystalline structure. Some relevant atoms are labelled. The N—H⋯O hydrogen bond is shown as a dashed line. The two molecules are symmetry equivalent. |
| | Figure 2 N1—H1B refined distances for different HAR procedures. The neutron diffraction value is also shown as a reference. Error bars correspond to standard uncertainties. |
For carbamazepine, MChE-HAR and IChE-HAR yield results that, compared with neutron diffraction data, are statistically indistinguishable from those of the cluster model within 1 s.u. Moreover, there is no noteworthy difference in the R1 residuals of each HAR procedure (all values oscillate between 0.0393 and 0.0395). B3LYPIChE and B3LYPMChE were repeated using radii of 18 and 24 Å, but no differences were observed, indicating that 12 Å seems satisfactory for modelling bulk effects in small neutral organic molecules. The deviation between the refined N1—H1B bond lengths and the neutron diffraction value for B3LYPdim, B3LYPclust, B3LYPMChE and B3LYPIChE is (on average) 0.033 Å. For the N1—H1A and C—H bond lengths, the mean absolute deviations with respect to the neutron diffraction values are smaller (about 0.010 Å, Table S1), which is expected for low-polarity bonds (Chu et al., 2026
).
3.1.2. Refinement of ADPs with different models of crystal environment
In relation to thermal motion, S12 values of the ADPs for all refinements against the neutron diffraction reference were calculated. The average across all atoms and the individual contributions of hydrogen and non-hydrogen atoms are shown in Fig. 3
. The full table of differences and peanut plots are shown in Table S5 and Fig. S4, respectively, in the supporting information. Just as with the N1—H1B bond length, all the HAR procedures where bulk effects were introduced reach similar S12 values in all cases. B3LYPmol shows a greater deviation from the neutron diffraction ADPs. However, the comparison of S12 obtained for atom H1B with B3LYPmol (3.53), B3LYPdim (0.75), B3LYPclust (1.19), B3LYPMChE (1.92) and B3LYPIChE (1.58) reveals that, although ChE-HAR methods show an improvement over the case where the crystal environment is ignored, the ADPs obtained with this methodology are less similar to the neutron ADPs than those obtained with purely quantum bulk models.
| Figure 3 Average values of the ADP similarity index for different HAR refinements compared with the neutron reference structure. The average across all atoms is shown in blue, hydrogen atoms in orange and non-hydrogen atoms in green. |
3.1.3. IChE-HAR of X—H bonds and ADPs with different density functionals
The influence of the QM approach on the N1—H1B bond length of carbamazepine was assessed. The results are shown in Fig. 4
. Although the difference with respect to the neutron diffraction value is slightly smaller for BLYP, all the DF methods reach the same result within 1 s.u. The only method that reached a value comparable to that from neutron diffraction (within 1 s.u.) is Hartree–Fock.
| | Figure 4 N1—H1B refined distances for different DF methods. The neutron diffraction value is also shown as a reference. The relative error with respect to the neutron diffraction value is depicted above each bar. The IChE-HAR procedure was employed in all refinements. |
The similarity index between the neutron reference and the ADPs obtained after using different DF methods is presented in Fig. 5
. The data for all atoms are presented in Table S7 in the supporting information. The worst agreement is obtained with HF, while the rest of the DF methods behave very similarly. This emphasizes that the deconvolution of the atomic density from the displacement parameters is crucial when feedback from experimental data is to be incorporated into, for example, fitted wavefunctions (Genoni & Sironi, 2025
) so as not to introduce bias from improper modelling of the displacement factors into the static density and hence the resulting fitted wavefunction.
| | Figure 5 Average values of the ADP similarity index for IChE-HAR refinements using different methods compared with the neutron reference structure. The average across all atoms is shown in blue, hydrogen atoms in orange and non-hydrogen atoms in green. |
3.1.4. Comparison of refinement times
One important aspect to examine is the total time (in hours) that the QM calculations took for each method (the time taken by NoSpherA2 and olex2.refine is negligible in comparison). These are shown in Fig. 6
. It is evident that the ChE-HAR methods show the best cost/benefit relationship to model the crystalline environment, since they reproduce the same results as the explicit cluster approach but reduce the computing time by 90%. Although B3LYPdim took about half an hour less than the ChE-HAR methods, this approach will not be useful for other systems in general where several hydrogen atoms might be involved in strong interactions. In the original work (Sovago et al., 2016
) a cluster of charges and dipoles in the HAR method was applied to refine carbamazepine with BLYP and the cc-pVTZ basis set, which took 27 h on a 16-core server. Although the comparison cannot be straightforward because there is no available information about the processor or the amount of memory employed in that refinement, it is notable that IChE-HAR, performed with the same DF and basis set, reached a closer agreement with the neutron diffraction value (with a difference of 1 s.u.) but took only 38.4 min with six cores. We repeated the refinement with DiSCaMB-HAR, applying the same level of theory and a cut-off radius of 12 Å for the Hirshfeld charges and dipoles (using ORCA for the calculation of the QM unit) on the same equipment. We obtained the same results as reported by Sovago et al. (2016
) but it took only 8.3 min, confirming that avoiding iteratively updating the Hirshfeld charges and dipoles with the SCF can speed up calculations (Fig. S5). As expected, IChE-HAR with more elaborate DFs, especially hybrid functionals such as M06-2X and wB97X, took a longer time without any benefit.
| | Figure 6 Time (in hours) required for the different HAR procedures for carbamazepine computed with six cores. |
3.2. Other hydrogen-bonded systems
The application of IChE-HAR to the other selected crystals confirms some of the findings for carbamazepine. For the non-polar biphenyl and diborane systems, B3LYPmol and B3LYPIChE lead to essentially the same X—H bond lengths (difference smaller than 1 s.u.), except for one C—H bond in biphenyl, where the hydrogen atom is involved in inter- and intramolecular H⋯H interactions. The same trend was found for the rest of the X—H bonds in the crystal structures of the other compounds that do not participate in strong intermolecular interactions. In oxalic acid dihydrate and salicylic acid, there are O—H⋯O hydrogen bonds that are already taken into account in the QM region, so the electrostatic embedding has no significant effect either. On the other hand, in those cases where the hydrogen atoms form strong O—H⋯O, N—H⋯O or N—H⋯O hydrogen bonds, with donor–H–acceptor angles larger than 130° (Desiraju & Steiner, 2001
), a significant change in the X—H bond length is observed (at least more than 1 s.u.) when the crystalline field is introduced. The mean absolute deviations (MADs) with respect to the neutron diffraction values are shown in Fig. S1. It is observed that in all cases the MAD with IChE-HAR is reduced at least by half, although the reduction can be more significant, exemplified by the two analysed amino acids (sarcosine and alanine–methionine).
3.3. Salts/coordination complexes
3.3.1. IChE-HAR of water O—H bond lengths and ADPs
For the water molecule forming the hydrogen bond within the of Mg-HM, the absolute deviation with respect to the neutron diffraction value is of the order of 10−3 Å (Table S3). However, no systematic improvement was observed for the rest of the O—H bonds. For instance, when the maleate anion is placed in position II, the absolute deviation for this bond is larger than when it is placed elsewhere. Alternatively, the effect of introducing the crystal field through IChE-HAR was analysed (IIChE to VIChE). Similarly to the refinements where bulk effects were not taken into account, not all O—H bonds were improved upon the introduction of IChE-HAR. Consequently, the MADs of the five O—H bonds were employed to assess the average performance. The MADs of the O—H bond lengths obtained from the refinements performed with and without the embedding scheme are shown at the bottom of Fig. 7
(blue and red bars, respectively). As can be seen, when IChE-HAR is used, the MAD is reduced by almost half compared with the case in which it is not applied. No significant differences were observed in the R1, wR2 or goodness of fit residuals of any of the ten refinements. Additionally, for the intramolecular O⋯H⋯O hydrogen bond of the maleate anion, the two corresponding O⋯H distances, refined with B3LYPmol and B3LYPIChE, differ by less than 1 s.u. Finally, in the case of the ADPs of the water molecules (Fig. S2), although lower MADs are also obtained with IChE-HAR, the improvement is moderated as was observed for carbamazepine.
| Figure 7 (Top) The structure of the asymmetric unit of Mg-HM (yellow coloured water molecules were symmetry generated). The hydrogen bond formed in the asymmetric unit is shown as a black dashed line. The five positions where the second maleate anion can be placed are indicated by bold Roman numbers I to V. (Bottom) MADs of the five O—H bond lengths obtained from B3LYPmol (blue bars) and B3LYPIChE (red bars) when the second maleate anion is placed in each different position I to V. |
3.3.2. Refinement times
Unfortunately, the ionic nature of these types of system implies that charge convergence between the MM and QM regions requires more cycles, thereby increasing the time. For instance, four cycles were needed for the charge convergence of Mg-HM, in contrast to the three required for carbamazepine. However, it will still be faster than using a cluster of molecules, for which it was not possible to perform converged calculations on the employed computer due to a lack of memory.
3.4. Comparison with other embedding schemes
3.4.1. MADs of O—H bond lengths and ADPs of xylitol
The different strategies employed for this system, along with the MADs of the five O—H bonds (Fig. 8
) with respect to the neutron diffraction values, are shown in Fig. 9
. Also included are the MADs obtained with the B3LYP/cc-pVTZ QM/ELMO refinement method, whose values were taken directly from Wieduwilt et al. (2020a
). The cluster employed for B3LYPclust is shown Fig. 8
. As expected, B3LYPmol gives the worst results because crystal environment effects are neglected. The differences between the MADs of B3LYPIChE, B3LYPPCD and B3LYPclust are about 1 s.u. of the corresponding O—H refined bond lengths, and therefore their performance in describing the crystalline environment could be considered statistically equivalent. BLYPIChE performed the worst among the point-charge models (larger MAD), while HFIChE yields the best agreement with the neutron diffraction values. The B3LYP/cc-pVTZ QM/ELMO method and HFIChE yield the lowest MADs.
| Figure 8 The xylitol cluster employed in the refinements. The blue molecules were symmetry generated. Black dashed lines indicate the five hydrogen bonds. |
| | Figure 9 MADs of the five O—H bond lengths of xylitol with respect to neutron diffraction values using different refinement procedures. The MAD computed using the results of Wieduwilt et al. (2020a |
In the case of the ADPs (Fig. S3), again the most pronounced disagreement with neutron diffraction is with B3LYPmol. While the differences in the MADs of the rest of the methods are of the order of 1 s.u. of the individual components of the ADPs, there appears to be a tendency for the B3LYPclust method to yield ADPs closer to those of neutrons.
Comparison with the methods that use solid-state electronic structure approaches to generate the electron density is less straightforward, since the methodologies, resolution, DF, basis sets and other parameters such as extinction are different in each case. Nevertheless, general observations can be extracted from the comparison (Fig. 10
). First, at least for this system, the differences between MADs for the refined O—H bond lengths are more pronounced than between those that use embedding schemes. For the ADPs, the MADs are closer. The most relevant conclusion for this work is that IChE-HAR can achieve an agreement with the neutron diffraction parameters that is comparable to or even better than refinements based on periodic models.
| | Figure 10 Comparison of the MADs of the five O—H bond lengths of xylitol with respect to neutron diffraction values using B3LYPIChE, PAW-HAR, ReCrystal and pHAR. |
3.4.2. Refinement times
Lastly, a significant contrast is observed in terms of the computation time required for the wavefunction calculations of the methods where this information is available. B3LYPIChE took 0.6 h, while B3LYPPCD took 6.6 h. B3LYPclust took 1.8 h, although the employed cluster was still not enough to cover the first coordination sphere fully. PAW-HAR took 3.33 h with a higher-capacity processor, 32 GB RAM and ten cores. Clearly, in terms of computing time, B3LYPIChE far exceeds the others.
3.5. Further considerations of ChE-HAR
One final remark regarding the application of the IChE-HAR method to the alanine (data collected at 23 K) is that it can be sensitive to the completeness of the data in cases where the normal HAR procedure shows the same behaviour. By applying B3LYPmol and B3LYPIChE with the def2-TZVP basis set to alanine with full data and with an F/σ(F) cutoff of 3 [taking as input the data provided by Chu et al. (2026
)], we found at least one non-positive-definite ADP. When using the full dataset and B3LYPIChE, neither atom refines to a non-positive-definite ADP. We also noticed that the presence of non-positive-definite ADPs for this system was basis-set dependent, with no clear trend. Thus, these effects should be considered when applying embedded HAR methods, since the sensitivity of the refinement results might not only be attributable to the choice of modelling method. Completeness and data quality are crucial, so possible systematic errors [application of σ(F) cutoffs, or the I/σ2(F) ratio for different resolution intervals, parameters of the weighting scheme etc. (Henn, 2019
; Landeros-Rivera et al., 2021
)] might have strong effects on the resulting models.
4. Discussion
4.1. ChE-HAR general performance
From the results above it is clear that ignoring the presence of neighbouring molecules causes a decrease in the refined polar X—H bond lengths (Figs. 2
, 9
and S1), in contrast to the procedures in which the crystal environment is taken into account, as expected. The fact that, for instance, the first coordination sphere of carbamazepine could not be completed with the computer equipment used in this work (representative of everyday use) highlights the importance of having an alternative cheaper yet efficient method for modelling the crystalline environment. Since the results obtained for carbamazepine with B3LYPIChE and B3LYPMChE are statistically identical to those of B3LYPdim and B3LYPclust, it is shown that the ChE-HAR procedures can be as efficient in refining X—H polar bonds as full QM models of the crystalline environment. This is corroborated by the rest of the hydrogen-bonded systems analysed. The comparison between B3LYPIChE and B3LYPMChE for carbamazpine seems to indicate that the use of the UFF Lennard–Jones potential in MChE-HAR does not add any benefit. It is compelling to analyse the effect of utilizing different MM force fields in HAR, which will be studied in future work. However, to avoid introducing more variables, IChE-HAR was chosen for the rest of the systems studied in this work.
On the other hand, regarding the of the ADPs, the analysis of the similarity index (Figs. 3
and 5
) and the MADs with respect to the neutron values (Figs. S2 and S3) shows that ChE-HAR does not have the same efficiency in describing thermal motion, although it is still better than not considering the crystalline environment at all.
Moreover, in the case of the salt/coordination complex considered here, since the MADs for the O—H bonds of the water molecules coordinated to the metallic centre are very similar when the maleate anion is placed in any position, IChE-HAR could reduce the need to explore various refinement models for this type of system where defining the QM unit is not trivial. The fact that the strong intramolecular O⋯H⋯O hydrogen bond of the maleate anion, classified as resonance-assisted (Malaspina et al., 2020
), is not affected by introducing the crystal field through IChE-HAR suggests that this method is suitable for analysing intermolecular non-covalent interactions but is irrelevant for intramolecular ones.
Finally, comparison with other refinement methods that also introduce crystal-field effects in HAR is not always straightforward. For instance, for QM/ELMO the refinement was performed using F instead of F2 and a different weighting scheme, and, more importantly, the hybrid B3LYP functional is not defined in the same way in GAUSSIAN09 (Frisch et al., 2009
) (which was used for the wavefunction calculation in the study by Wieduwilt and co-workers) and in ORCA. The difference in time performance of B3LYPIChE and B3LYPPCD can partially be attributed to the approximations employed in ORCA to speed up the SCF calculations. Although, as mentioned earlier, the nature of solid-state code prevents a more direct comparison with IChE-HAR, it is noteworthy that the latter yields a smaller deviation from the neutron diffraction values for the O—H bond lengths of xylitol than two solid-state programs. In summary, IChE-HAR demonstrates a favourable cost/benefit ratio, as its results are comparable to those of other methods for modelling the crystalline environment at a relatively low computational cost.
4.2. Is Hartree–Fock better?
It has been reported that Hartree–Fock (HF) seems to provide better agreement with neutron diffraction values than DFT methods or post-Hartree-Fock methods in systems where strong hydrogen bonds are present, such as in urea, xylitol, carbamazepine or some biomolecules (Wieduwilt et al., 2020b
; Landeros-Rivera et al., 2023
; Chodkiewicz et al., 2024
; Brüx et al., 2026
), or even a group of 14 amino acids (Brüx et al., 2026
). The authors of these reports have correctly pointed out that this phenomenon may be related to the partitioning scheme and a possible error cancellation, but they have not explored the problem further. We believe that these hypotheses point in the right direction and we propose a more in-depth explanation based on what is known about quantum chemistry. This is important not only for the future development of the ChE-HAR technique but for quantum chemical method development in general.
It is well known that Hirshfeld charges are generally lower than expected (especially for hydrogen atoms) (Davidson & Chakravorty, 1992
; Ayers, 2000
; Bultinck et al., 2007
; Salvador & Ramos-Cordoba, 2013
). Sometimes they have unrealistic values that are not consistent with other partitioning approaches (Saha et al., 2009
) and fall short of reproducing molecular dipole moments (De Proft et al., 2002
). Moreover, Hirshfeld charges are only defined for neutral entities, and thus their application to ionic crystals is questionable (Bultinck et al., 2007
). This has led to the development of methods such as iterative Hirshfeld partitioning and other approaches that correct some of the shortcomings of the original scheme. The reason behind this phenomenon is that Hirshfeld partitioning tends to make atoms appear more neutral and spherical (Ayers, 2000
). It was demonstrated that, as a consequence of weighting factors in Hirshfeld partitioning being positive everywhere, small atoms (like hydrogen) tend to `steal' electrons from their neighbours when they are embedded in electron-rich surroundings (Saha et al., 2009
), explaining why they sometimes show spurious negative charges when the contrary is expected. Therefore, with the Hirshfeld partition more electron density is assigned to hydrogen atoms than should be, especially when it is involved in highly polarized bonds. This could explain why, for these types of system, HAR always underestimates the X—H bond lengths, even with correlated methods or periodic conditions. On the other hand, it is established that, due to the lack of static and dynamic correlation, Hartree–Fock overestimates the ionic character of a bond, since the electrons move less far away than they should, and as chemical bonds stretch, the monodeterminantal character of this method also causes the ionic character to predominate. Thus, HF causes hydrogen atoms artificially to `donate' more electron density than they should in polar bonds. Therefore, it appears that the additional electron density assigned by the Hirshfeld partition to hydrogen atoms is offset by the electron density deflected by the Hartree–Fock method, thus allowing a better description of the polarization of the H atoms. When correlated methods are employed, this charge deflection is no longer present and the hydrogen atoms look more spherical. Nevertheless, since these charge transfers are less significant for non-hydrogen atoms (Landeros-Rivera et al., 2023
), whose contribution predominates in the overall electron density, correlated methods will always achieve a better description of the system and therefore lower R1 values too.
This error cancellation will not always work. For example, for the less polar N—H bond in urea, a better agreement with the neutron diffraction value was reached with pure DFs than with hybrid DFs or with HF (Landeros-Rivera et al., 2023
). In this work, one of the refined C—H bonds of biphenyl obtained with HFIChE reached a value of 1.103 Å, which is 0.020 Å larger than the recommended value of 1.083 Å (Allen & Bruno, 2010
). The IAM (with No-Afix) reached a value of 1.002 Å. Thus, one cannot rely on the error cancellation to occur in all cases to the same extent.
5. Conclusion
An electrostatic QMMM-type embedding scheme (ChE-HAR), based on CHELPG charges, has been implemented in NoSpherA2 to simulate a crystalline environment in Hirshfeld atom The main advantages of ChE-HAR are its good cost/benefit ratio, automatic operation and database independence. The analysis of the present case studies demonstrates that ChE-HAR has the potential to become a powerful method for modelling strong intermolecular interactions in crystallographic refinements without performing periodic boundary-condition calculations or explicit cluster models, which can become time consuming very quickly. It has been shown that, for refined X—H bonds, ChE-HAR can reach the same or even better agreement with neutron diffraction values than the other pure embedding methods, but in significantly shorter times and without the need for external databases. This allows for a more accurate and cheaper determination of refinement parameters, particularly those of hydrogen atoms, which are highly sensitive to these influences.
Supporting information
Supporting information file. DOI: https://doi.org/10.1107/S160057672600717X/ui5039sup1.pdf
Acknowledgements
We express great gratitude to Anneke Dittmer and Christoph Riplinger for their valuable discussions and support during the implementation. Open access funding enabled and organized by Projekt DEAL.
Funding information
The following funding is acknowledged: Universidad Nacional Autónoma de México (grant Nos. PAIP 5000-9226 and PAPIIT IA208724 to Bruno Landeros-Rivera); Deutsche Forschungsgemeinschaft (grant No. KL3500-1/1 to Florian Kleemiss).
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