research papers
A miniature X-ray emission spectrometer (miniXES) for high-pressure studies in a diamond anvil cell
aPhysics Department, University of Washington, Seattle, WA 98195, USA, bCondensed Matter and Materials Division, Lawrence Livermore National Laboratory, Livermore, CA 94550, USA, cHPCAT, Carnegie Institution of Washington, Argonne, IL 60439, USA, and dAPS Engineering Support Division, Argonne National Laboratory, Argonne, IL 60439, USA
*Correspondence e-mail: seidler@uw.edu
Core–shell Lα The collection solid angle is ∼50 msr, roughly equivalent to that of six traditional spherically bent crystal analyzers. The miniature X-ray emission spectrometer (miniXES) methodology will help encourage the adoption and broad application of high-resolution capabilities at hard X-ray synchrotron facilities.
is a valuable complement to techniques. However, in the hard X-ray regime is much less frequently employed than often as a consequence of the relative scarcity of instrumentation having energy resolutions comparable with the relevant core-hole lifetimes. To address this, a family of inexpensive and easily operated short-working-distance X-ray emission spectrometers has been developed. The use of computer-aided design and rapid prototype machining of plastics allows customization for various emission lines having energies from ∼3 keV to ∼10 keV. The specific instrument described here, based on a coarsely diced approximant of the Johansson optic, is intended to study volume collapse in Pr metal and compounds by observing the pressure dependence of the PrKeywords: X-ray emission spectrometer; resonant X-ray emission spectroscopy; high-energy resolution fluorescence detection; volume collapse.
1. Introduction
Core–shell hard ; Glatzel & Bergmann, 2005). Historically, however, a practical limitation has constrained the actual range of applications: few hard X-ray beamlines are equipped to perform high-resolution while many are equipped to perform X-ray absorption spectroscopies. Appreciation for the value of resonant and non-resonant and high-energy resolution fluorescence detection (HERFD) has expanded in recent years, with applications in areas including catalysis science (Singh et al., 2010; Yamamoto et al., 2011), biology (Bergmann & Glatzel, 2009), earth sciences (Badro et al., 2004; Lin et al., 2005) and, more generally, identification of ligands (Swarbrick et al., 2010; DeBeer & Pollock, 2011), time-resolved studies (Vanko et al., 2010) and determination of metal oxidation states (Bordage et al., 2011). This growing understanding of the value of is driving upgrades of some hard X-ray beamlines to also accommodate regular general access to and in addition to having such methods included in the conceptual designs for beamlines under construction, such as the inner shell spectroscopy (ISS) and submicron resolution (SRX) beamlines at NSLS-II.
at 1 eV energy resolution is an important technique in condensed matter physics, coordination chemistry, earth sciences and related fields. At such energy resolutions, one obtains very local assessments of the atomic oxidation and spin states and coordination geometry (de Groot, 2005With some notable exceptions (Hoszowska et al., 1996, 2011; Hayashi et al., 2004, 2008), hard X-ray studies at 1 eV energy resolution have used spherically bent crystal analysers (SBCA). These optics are placed ∼1 m from the sample, and consequently subtend 8 msr, or about 1/1600 of 4π sr. This relatively small collection solid angle has led to the on-going development of dedicated multi-SBCA spectrometers for resonant and non-resonant (Bergmann & Cramer, 1998; Qian et al., 2005; Kleymenov et al., 2011) and for non-resonant inelastic X-ray scattering at similar energy resolutions (Fister et al., 2006; Verbeni et al., 2009). The existence of such instruments, however, is only a partial step towards resolving the shortage of and capability, since each one is usually dedicated to a single beamline owing to their construction cost, structural and operational complexity, and overall physical scale.
For the last few years we have been developing a family of portable, inexpensive and easily operated high-resolution hard X-ray spectrometers for use at synchrotron X-ray sources. These short-working-distance (SWD) dispersive spectrometers (Dickinson et al., 2008) make use of arrays of small, flat Bragg analysers placed near the sample. The SWD spectrometers, independent of the optical design, have become known as miniXES (`miniature X-ray emission spectrometers') in the synchrotron community, and we shall use this term in this paper. Our subsequent work on miniXES spectrometers based on the cylindrical von Hámos configuration (von Hámos, 1933) has recently been reported (Mattern et al., 2012). Here, we present and discuss design considerations for instruments based on the Johansson, i.e. perfect Rowland circle, geometry. We again use three-dimensional rapid prototype machining and in-context computer-aided design. However, here we use a different, somewhat more flexible, optical configuration and also tailor the design of a particular spectrometer for compatibility with a ubiquitous extreme sample environment: a diamond anvil cell (DAC).
In §2 we summarize the design considerations for Johansson-style miniXES instruments. The general framework for the optimal design of miniXES based on a Rowland circle construction is presented. Such an X-ray optic may be thought of as a coarsely diced approximant to a Johansson bent crystal analyser (Johansson, 1933). In §3 we present design and fabrication details for the Pr Lα spectrometer. This instrument is being used in high-pressure DAC studies of Pr metal and compounds where volume collapse is observed, in order to measure concomitant delocalization of the 4f electrons. In §4 we present results for the performance of this instrument, and discuss the generalization of this approach to other energy ranges, systems and sample environments. Finally, in §5 we briefly summarize and conclude.
2. The design of miniXES based on a Johansson configuration
As recently demonstrated (Dickinson et al., 2008), a hard X-ray dispersive spectrometer with 1 eV resolution can be based on a micro-focused beam, a modern two-dimensional position-sensitive detector (2D-PSD), and an array of small, flat Bragg analysers placed a few centimeters from the sample. This approach gives large collection solid angles; for example, a 1 cm2 flat analyser at 10 cm working distance subtends a somewhat larger collection solid angle than a traditional 10 cm-diameter circular SBCA at 1 m working distance. Here we formalize the design, construction and operation of an important class of such instruments, all with a view towards production of large numbers of miniXES spectrometers of various designs for wide distribution and application in the synchrotron radiation community.
In this section we outline an optimal Rowland circle construction for miniXES-type instruments. By `optimal', we mean that the dispersed reflections efficiently fill the 2D-PSD surface while retaining unique illumination of each pixel (i.e. the dispersed reflections from distinct analyser crystals do not overlap). The design algorithm is described in purely geometric terms, and can therefore be easily implemented in any computer-assisted design (CAD) software that allows geometric constraints. First, in Fig. 1(a), we define the correct placement of flat crystals for θ on a Rowland circle of radius R. Note that scattering from the intersection point of any crystal with the Rowland circle comes to a common exit point on the circle. Second, in Fig. 1(b), we observe that all virtual sources for flat analysers properly oriented on the Rowland circle must rest on another circle, this one having radius 2Rsinθ and centered about the point P as constructed in Fig. 1(a). Third, one may then show a novel result that is closely related to the occurrence of `dispersion compensation' in SBCA (Huotari et al., 2005), namely that there is a spectral focusing effect along an arc of the circle of virtual sources. As shown in Fig. 1(b), independent of where any two Rowland-circle oriented crystals are placed, the scattering from common Bragg angles on their surfaces will necessarily intersect on the circle of virtual sources. This observation leads to the two key results: there is a unique location for an exit aperture that will select the same reflected energy range from each crystal, and Rowland circles for arbitrarily perturbed Bragg angles can be constructed in addition to the original (Bragg angle θ) Rowland circle. In Fig. 1(b), these new Rowland circles are defined by the points S, P, and E(θ − Ω) for the θ − Ω on any crystal, and similarly for θ + Ω.
With these tools in hand, it is now straightforward to design an optimal Johansson-style miniXES spectrometer for any selected energy range where the detector functions well. We first calculate the required range of Bragg angles, determined by the emission line(s) to be studied and the specific crystal reflection chosen. We then construct the necessary Rowland circles and the circle of virtual sources, and choose a tentative distance and orientation for the detector such that its spatial resolution will yield the desired energy resolution (as discussed in more detail in §4). Iterative ray-tracing between the detector face and the circle of virtual sources (Fig. 2) then provides optimal locations for flat Bragg analysers. We may then gradually modify the Rowland circle radius, and detector location and orientation to satisfy other design constraints (e.g. to allow clearance for a DAC as in the present instrument) while also maintaining the desired energy resolution and a substantial collection solid angle. We note that the underlying design can be easily customized for various emission lines, as discussed in §4.
3. Customization for high-pressure studies of Pr Lα emission
Several of the elemental lanthanide metals, including Ce, Pr and Gd, but interestingly not Nd, undergo first-order phase transitions at room temperature and high pressure, accompanied by a volume collapse of 5–15% (Zhao et al., 1995; McMahan, 2005; Lipp et al., 2008; McMahan et al., 2009). With the exception of Ce there is an associated change in from high-symmetry transition-metal-like structures at low pressure (i.e. structures associated with elements without f electrons) to lower-symmetry actinide-like structures at high pressure. This suggests that, in the low-pressure phase, bonding is dominated by the 5d electrons and the 4f electrons are localized, while in the high-pressure phase the 4f electrons become delocalized (Allen & Martin, 1982; Soderlind, 2002). Because of its sensitivity to (i) 4f occupation number and (ii) quantum mechanical mixing between the f and d states, L-shell emission spectroscopy is well suited to studying the volume collapse of 4f elements. Previous experiments have observed the pressure dependence of the Gd Lγ1 and Lα lines, along with Ce Lα (Maddox et al., 2006; Rueff et al., 2006; Rueff & Shukla, 2010).
The present instrument is designed to observe the Lα from Pr under high pressure. Consequently, the main design constraint is the clearance required for a diamond anvil cell. The samples in this device are kept between two diamonds to generate GPa-scale pressure and surrounded by a metal gasket (here Be) for confinement. Depending on the target pressure range, typical gaskets are 5–50 µm thick and have a central hole 20–200 µm in diameter. Given these size constraints and the attenuation by the encapsulating material, X-ray emission experiments using SBCA can take hours of exposure to obtain a spectrum at a single pressure point, even at high-flux beamlines (Maddox et al., 2006).
The design methodology of §2 is implemented in the SolidWorks CAD environment. The fixed input parameters are the dimensions of the available 2D-PSD (Dectris Pilatus 100K) and the range of Bragg angles to be collected. The desired energy range (4989–5065 eV) and the crystal reflection Ge (331) give Bragg angles of 70.6–73.2°, which is extended to 70.35–73.45° to provide angular tolerance for the final assembly. Experimentation with the radii of the Rowland circles and the detector distance and orientation resulted in the exact ray-tracing shown in Fig. 2. In the final configuration the collection solid angle is ∼50 msr, roughly equivalent to six SBCAs, and the 2D-PSD pixel size (172 × 172 µm) yields ∼1.3 eV energy resolution. This sketch is used as the basis for an in-context design of an instrument consisting of a combined spectrometer body and optic, together with an access door. Fig. 3 shows CAD renderings of the spectrometer body constructed to hold the analyser crystals and the entrance and exit apertures, with the ray tracing of Fig. 2 superimposed. Note that the incident X-ray beam (Fig. 3b) is parallel to the dispersive direction of the analysers. Most of the miniXES-type instruments that we have built are instead operated with the incident beam perpendicular to the dispersive direction; this makes the spectrometer calibration less sensitive to sample position along the beam. Here, however, experimental constraints imposed by the DAC geometry forced the present configuration.
The plastic spectrometer body was constructed from a thermosetting polymer by an Alaris 30 rapid-prototyping machine (colloquially, a `3D printer'). This has proven to be an efficient and cost-effective way of manufacturing miniXES instruments; we have previously used it to produce Johansson-type spectrometers for the Co Kβ (Kelly et al., 2012), Mn Kβ (Davis et al., 2012) and Ce Lα lines (Gordon et al., 2012) in addition to von Hamos-style instruments for the Fe Kβ (Mattern et al., 2012) and Mn Kβ lines (Davis et al., 2012). Profiling measurements have shown that the process holds angular tolerances to within 0.1°. Six Ge (331) crystals are placed on the plastic flats, and the rest of the inner surface is lined with 1 mm-thick Pb tape. Visible in Fig. 3 is a circular hole for rough alignment with the DAC axis, and a cross-hair which is covered with a thin X-ray phosphor film and acts as a rough alignment target for the beam (the incident beam is normal to that face). A window cut in a 0.25 mm-thick Mo plate defines the exit aperture. Work with similar spectrometers has shown that the primary source of background is diffuse scattering of strong sample fluorescence from the analyser crystals and the internal surface of the spectrometer body; to reduce this, two additional 0.25 mm-thick Mo plates are used to define entrance apertures. Each of these plates contains three windows, with each window paired with one of the crystals. This constrains rays entering the spectrometer to illuminate the active region of each crystal (the apertures are oversized by ∼20% in each dimension to allow for assembly tolerances). An O-ring-sealed access door, machined from 9.5 mm-thick poly(methyl methacrylate), contains entrance and exit fittings for He flow, installed by standard pipe tap threads. A 9.5 mm machined Al mounting plate fixes the relative positions of the spectrometer body and the 2D-PSD.
Fig. 4 shows the spectrometer installed at Sector 16 of the Advanced Photon Source at Argonne National Laboratory. The spectrometer, 2D-PSD and DAC are mounted on motorized stages to allow reproducible removal and repositioning of each component. This allows the spectrometer and PSD to be translated downstream during adjustments of the DAC pressure.
4. Spectrometer calibration, results and discussion
Calibration of miniXES instruments for ambient-condition samples makes use of the et al., 2008; Mattern et al., 2012). For DAC-based studies the situation is complicated by the strong from either the diamond or the gasket, depending on the entrance and exit paths for the incident beam. Instead of using the from the target sample itself, the scattering from an ambient reference material (here, a 100 µm-diameter borosilicate glass bead) is used to calibrate the spectrometer. The sample inside the DAC is then placed at the same spatial location to within ∼20 µm, ensuring that errors in energy calibration are less than ∼0.15 eV. Spatial coincidence of the reference bead and DAC sample is established by standard means based on positioning each on the vertical axis of a rotation stage intersecting the incident beam's focal spot. With the reference bead in place, the incident photon energy is scanned in 7.5 eV steps through the designed energy range for detection of X-ray emission (4989–5064 eV). The monochromator, based on two diamond 111 reflections, has ∼1 eV energy resolution in the relevant energy range, and the incident beam profile measures ∼30 µm (V) by ∼50 µm (H). A 2D-PSD exposure is taken at each step; interpolation between the pixels illuminated at each incident energy (Mattern et al., 2012) produces a map of the photon energy detected by each pixel (Fig. 5).
from the sample itself (DickinsonIn the volume collapse study, a sample of pure Pr metal, approximately 150 µm in diameter and 50 µm thick at zero pressure, was sealed into a high-purity Be gasket inside the DAC. No pressure medium was used for the data set reported here, as the metal was soft enough to be deformed to fill the hole in the gasket. In addition, this avoided the possibility of chemical reactions at the Pr surface with a pressure-transmitting medium. Spectra were taken at pressures ranging from ambient to 35 GPa and at multiple incident energies near the Pr L3 edge. Illustrative results are shown in Fig. 6 for P = 16 ± 2.5 GPa, in the general regime required for the transition.
The width of the lines in the elastic exposures used to build the calibration matrix is ∼2 eV. Taking into account the resolution of the monochromator, this is consistent with the instrument's intended (purely geometric) energy resolution of ∼1.3 eV, and we expect to obtain this resolution when performing non-resonant ). While the instrument has a collection solid angle roughly equivalent to six SBCAs, overall count rates are low owing to strong absorption of both the incident beam and the fluorescence by the DAC gasket (∼1.5 mm thickness of Be). However, with the incident energy above the Pr L3 edge (Fig. 6b), an integration time of 300 s is sufficient to collect a very low noise Lα with an incident of 1.6 × 1011 photons s−1. As mentioned above, of sample fluorescence from the analyser crystals is believed to be the main source of background in miniXES instruments. The problem may be exacerbated in this case by the strong stray scatter of both the incident beam and fluorescence from the Be gasket. Even so, the background is constant to within 3 counts eV−1 s−1, and is well below the intensity of the resonant Lα1 emission (∼100 counts eV−1 s−1). At times, a vanadium chemical filter was used at the entrance aperture to maximize the Lα1 signal to (stray scattered) background. Further results on the pressure dependence of the resonant from Pr and the issue of volume collapse will be presented elsewhere (Bradley et al., 2012). We note that a separate study used a similar miniXES optical configuration to collect Lα emission spectra from Ce compounds (Gordon et al., 2012). The resolution, count rates and low noise levels obtained during these studies show that the miniXES approach is a convenient and effective tool for investigating the physics of f-electron materials.
For resonant on the other hand, the net energy resolution for the experiment would also include the effects of the incident beam's bandwidth (Glatzel & Bergmann, 2005With the use of CAD software, it is straightforward to modify the underlying design for observation of a wide range of emission lines, subject to the following limitations. First, the 2D-PSD must have sensitivity in the desired energy range and also must have almost zero dark- and readout-noise; exposures at the level of an average of one count of true signal per pixel generate extremely quiet analysed spectra. Second, there must be an appropriate crystal reflection for the desired energy band. By `appropriate', we mean that the Bragg angles should be close enough to backscatter to allow the desired energy resolution per pixel with a relatively short total distance from sample to the 2D-PSD. To be specific, for photon energies above ∼5 keV, the energy resolution is typically dominated by the angular size of a 2D-PSD pixel, as seen from the virtual sources. Since the analyser crystals are dispersive, the detector can be moved farther away to linearly improve the energy resolution, but this also quadratically decreases the collection solid angle. However, as one approaches a `tender' or intermediate energy range of 3–4 keV, the purely geometric resolution imposed by pixel size becomes more comparable with the intrinsic energy resolution for Si or Ge reflections having a large e.g. Si, Ge and GaP) and photon energies below 6.5 keV, but at higher energies they may rule out some crystal reflections.
at the appropriate energy. To summarize, for the Pilatus 100K at 5–10 keV, this means that the should be less than ∼20° from backscatter. In addition, given the range of required incident energies, it is necessary to compile a list of other crystal planes that can reflect Compton scattering or fluorescence from other species onto the 2D-PSD, producing spurious secondary counts. Such interfering planes generally do not exist for high-symmetry analyser crystals (As examples, some viable crystal reflections for the Lα emission from each of the lanthanides are listed in Table 1. For specific instruments, additional considerations may apply, e.g. the amount of clearance required around the sample and the reflectivity of the possible crystals. Finally, it is crucial to recall that the incident beam must be focused to dimensions somewhat smaller than the pixel size of the 2D-PSD, so that the pixel size is the limiting contributor to the spectrometer's energy resolution. Once the design is finalized, construction and commissioning is conveniently brief. Typically two days of machining time are required for the mechanical support components and Mo shielding, and the rapid prototyping process for the spectrometer body takes roughly a day. After assembly and commissioning, the instrument can be removed and re-installed at the beamline in a few hours, as was the case here.
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Before concluding, it is useful to comment on the relative efficiencies of miniXES and SBCA-type systems. Existing miniXES instruments have collection solid angles equivalent to that of 3–10 SBCAs; this approximate range is set by the size of the Pilatus 100K and the distance from virtual sources to the 2D-PSD. This leaves the question of analyser reflectivity. The small size of the analyser crystals used in miniXES typically ensures that one may choose a reflection with the highest theoretical integral reflectivity, which may not be available in a large enough size for manufacture of a complete SBCA. On the other hand, SBCAs sometimes benefit from enhanced integral reflectivity owing to bending-induced strains. These details make direct comparisons between the two approaches problematic. In a recent photometric analysis of a von Hamos-style miniXES instrument, we do find that it performs at the theoretical limit for its design (Mattern et al., 2012). A similar photometric study of typical SBCA-based systems would be quite valuable. As a future direction, we have begun investigating the use of intentionally strained analyser crystals in miniXES spectrometers with an eye to enhancing integral reflectivity.
5. Conclusion
We present a complete design algorithm and methodology for the fabrication of miniXES spectrometers based on the Rowland circle construction. These portable instruments can be quickly installed at any at least modestly focused hard
endstation. To illustrate, we have designed, constructed and commissioned such a short-working-distance spectrometer for resonant studies of Pr at high pressures in a standard diamond anvil cell. CAD software was used to preserve the necessary geometry for the analyser crystals while ensuring compatibility with the sample environment. The resulting instrument has low cost, but high and ease of use. The design can be easily modified for studies of other elements. This approach will help spread the adoption of 1 eV resolution as a complementary technique to X-ray absorption spectroscopies at hard X-ray beamlines.Acknowledgements
GTS acknowledges support of this research program by the US Department of Energy, Basic Energy Sciences, under award DE-SC0002194. This work was performed at HPCAT (Sector 16), Advanced Photon Source (APS), Argonne National Laboratory. HPCAT is supported by CIW, CDAC, UNLV and LLNL through funding from DO E-NNSA, DOE-BES and NSF. APS is supported by DOE-BES, under Contract No. DE-AC02-06CH11357. Part of this work was performed under the auspices of the US Department of Energy by Lawrence Livermore National Laboratory under contract DEAC52-07NA27344.
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