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Crystallography of homophase twisted bilayers: coincidence, union lattices and space groups

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aCNRS UMR 8247, Institut de Recherche de Chimie ParisTech, 11 rue Pierre et Marie Curie, 75005 Paris, France
*Correspondence e-mail: [email protected]

Edited by M. L. A. N. De Las Peñas, Ateneo de Manila University, Philippines (Received 14 July 2022; accepted 22 April 2023; online 2 June 2023)

This paper presents the basic tools used to describe the global symmetry of so-called bilayer structures obtained when two differently oriented crystalline monoatomic layers of the same structure are superimposed and displaced with respect to each other. The 2D nature of the layers leads to the use of complex numbers that allows for simple explicit analytical expressions of the symmetry properties involved in standard bicrystallography [Gratias & Portier (1982). J. Phys. Colloq. 43, C6-15–C6-24; Pond & Vlachavas (1983). Proc. R. Soc. Lond. Ser. A, 386, 95–143]. The focus here is on the twist rotations such that the superimposition of the two layers generates a coincidence lattice. The set of such coincidence rotations plotted as a function of the lengths of their coincidence lattice unit-cell nodes exhibits remarkable arithmetic properties. The second part of the paper is devoted to determination of the space groups of the bilayers as a function of the rigid-body translation associated with the coincidence rotation. These general results are exemplified with a detailed study of graphene bilayers, showing that the possible symmetries of graphene bilayers with a coincidence lattice, whatever the rotation and the rigid-body translation, are distributed in only six distinct types of space groups. The appendix discusses some generalized cases of heterophase bilayers with coincidence lattices due to specific lattice constant ratios, and mechanical deformation by elongation and shear of a layer on top of an undeformed one.

1. Introduction

The discovery of strong electronic correlations and superconductivity in twisted bilayer graphene (Trambly de Laissardière et al., 2010[Trambly de Laissardière, G., Mayou, D. & Magaud, L. (2010). Nano Lett. 10, 804-808.], 2012[Trambly de Laissardière, G., Mayou, D. & Magaud, L. (2012). Phys. Rev. B, 86, 125413-125420.]), with a so-called magic rotation angle close to 1.05° where the Fermi velocity vanishes, has significantly increased the interest in detailed study (Cao, Fatemi, Demir et al., 2018[Cao, Y., Fatemi, V., Demir, A., Fang, S., Tomarken, S. L., Luo, J. Y., Sanchez-Yamagishi, J. D., Watanabe, K., Taniguchi, T., Kaxiras, E., Ashoori, R. C. & Jarillo-Herrero, P. (2018). Nature, 556, 80-84.]; Cao, Fatemi, Fang et al., 2018[Cao, Y., Fatemi, V., Fang, S., Watanabe, K., Taniguchi, T., Kaxiras, E. & Jarillo-Herrero, P. (2018). Nature, 556, 43-50.]) of these kinds of low-dimension structures [see, for transition metal dichalcogenides, Naik & Jain (2018[Naik, M. H. & Jain, M. (2018). Phys. Rev. Lett. 121, 266401-266407.]), Wu et al. (2019[Wu, F., Lovorn, T., Tutuc, E., Martin, I. & MacDonald, A. H. (2019). Phys. Rev. Lett. 122, 086402-086407.]), Soriano & Lado (2020[Soriano, D. & Lado, J. L. (2020). J. Phys. D Appl. Phys. 53, 474001-474012.]), Venkateswarlu et al. (2020[Venkateswarlu, S., Honecker, A. & Trambly de Laissardière, G. (2020). Phys. Rev. B, 102, 081103-081109.])]. The eventual aim is to determine which symmetry property may explain the existence of flat bands in the electronic structure (Suarez Morell et al., 2010[Suárez Morell, E., Correa, J. D., Vargas, P., Pacheco, M. & Barticevic, Z. (2010). Phys. Rev. B, 82, 121407-121411.]): what, in the symmetry properties (if any) of twisted bilayers, is at the origin of this electronic localization?

A robust answer to this question requires a practical and simple crystallographic description of bilayer structures. This is the focus of the present work. The fundamental mathematical aspects of coincidence lattices at any dimensions are to be found in the very elaborated studies of Pleasants et al. (1996[Pleasants, P. A. B., Baake, M. & Roth, J. (1996). J. Math. Phys. 37, 1029-1058.]), Baake & Grimm (2006[Baake, M. & Grimm, U. (2006). Z. Kristallogr. 221, 571-581.]), Baake & Zeiner (2017[Baake, M. & Zeiner, P. (2017). Aperiodic Order, Vol. 2, Crystallography and Almost Periodicity, edited by M. Baake & U. Grimm, pp. 73-172. Cambridge University Press.]). We focus here on the very elementary practical aspect of investigating the unique case of 2D bilayer structures.

Investigation of the symmetry properties of the superimposition of two 3D crystals, called bicrystals, was carried out in the 1980s (Gratias & Portier, 1982[Gratias, D. & Portier, R. (1982). J. Phys. Colloq. 43, C6-15-C6-24. ]; Pond & Vlachavas, 1983[Pond, R. C. & Vlachavas, D. S. (1983). Proc. R. Soc. Lond. Ser. A, 386, 95-143.]) in the study of the properties of grain boundaries in metals and alloys. Although, at that time, these bicrystals were only theoretical concepts, their 2D versions of superimposing two monoatomic layers make sense in the present context as the idealization of a twisted bilayer considered as the superimposition of two infinitely thin monoatomic layers differently oriented by a twist rotation of angle α perpendicular to the layer plane and displaced with respect to each other by a translation τ in the plane.

The paper is organized as follows. Our first task is to enumerate which specific rotation angles α lead to a situation where two homophase layers share a common sublattice, say Mathematical equation, of index Σ in Λ, and to explicitly give the expressions of these sublattices Mathematical equation and those Mathematical equation generated by the union of the lattices of the two layers. Our second task is to understand how these specific coincidence angles are distributed with respect to the values of the square length σ (identical to Σ for the square and hexagonal systems) of the coincidence unit-cell vectors. Our third task is to determine which space group Mathematical equation is generated for bilayers with coincidence lattices when the rigid-body translation τ varies at constant rotation α. Three appendices give the explicit illustration of the whole process in the case of twisted graphene bilayers and the conditions for coincidence and union lattices to exist in the case of heterophase bilayers obtained by dilatation and/or rotation or mechanical deformation.

We use the following notation: point groups are noted in capital letters like G or W; space groups and translation groups are noted in calligraphic letters like Mathematical equation or Mathematical equation; space symmetry operators (or functions in the complex plane as discussed next) are noted as Mathematical equation or Mathematical equation whereas point symmetry operators are simply written as α or g.

2. Elementary bicrystallography

As already mentioned, homophase bilayers are ideally defined here as the superimposition of two identical monolayers on top of each other, forming an infinitely thin layer of matter. The twist operation, that transforms the monolayer I into II, is either a rotation–translation Mathematical equation acting as Mathematical equation = Mathematical equation = Mathematical equation, or a mirror translation (in all 2D enantiomorphic structures, these two descriptions are equivalent as they describe the same twist operation) Mathematical equation oriented along a direction of angle θ with the x axis, acting as Mathematical equation = Mathematical equation = Mathematical equation.

The original monolayer I has space group [we use the notations of Hahn (2005[Hahn, T. (2005). Editor. International Tables for Crystallography, Vol. A, Space-Group Symmetry, 5th ed. Heidelberg: Springer.])] Mathematical equation with point group Γ and lattice Λ showing the holohedral symmetry class of point group Mathematical equation with Mathematical equation according to:

(i) Oblique system Mathematical equation: Mathematical equation;

(ii) Rectangular system Mathematical equation: Mathematical equation;

(iii) Square system Mathematical equation: Mathematical equation;

(iv) Hexagonal system Mathematical equation: Mathematical equation.

The corresponding group and lattice of the second monolayer II are given by

Mathematical equation

Since any point in the orbit of r under Mathematical equation can be equivalently chosen, we characterize the transformation from layer I to II by the set Mathematical equation. The inverse transformation from II to I is given by Mathematical equation as shown in Fig. 1[link].

[Figure 1]
Figure 1
Passing from monolayer I to monolayer II is achieved by the set Mathematical equation and from II to I by the inverse set Mathematical equation. The overlap of the monolayers, designed here as a bilayer, generates its own symmetry that is a 2D space group if the two lattices Λ and Mathematical equation have a common coincidence lattice Mathematical equation and only a quasiperiodic symmetry otherwise.

2.1. Using complex numbers for 2D crystallography

2D crystallography is particularly simple to handle using complex numbers. In fact, any 2D vector V = (x,y) in an orthonormal reference frame of the plane is equivalently described by a complex number Mathematical equation. Concerning the nodes of a 2D lattice Mathematical equation defined by its unit cell of vectors a and b, we choose the unit-cell vector a along the real axis and its length as the length unit with no loss of generality. The unit vector b is the complex number Mathematical equation where ρ is the length of vector b in Mathematical equation units and φ the angle of b with the real axis as shown in Fig. 2[link]. A general primitive lattice Mathematical equation of unit vectors a = 1 and Mathematical equation is then the set of complex numbers

Mathematical equation

[In addition, c-type lattices encountered in the rectangular symmetry class (Mathematical equation) are defined as Mathematical equation = Mathematical equation.] The complex notations of the 2D lattices are given in Table 1[link].

Table 1
2D lattices: the parameter a is the length unit (a = 1) along the real axis

All lattices are primitive except in the rectangular system with c-type lattices. Running indices n,m are integers. Here, Mathematical equation.

System Lattice Mathematical equation Unit cell (a = 1) Angle (a,b)
Oblique Mathematical equation Mathematical equation φ
Rectangular Mathematical equation Mathematical equation Mathematical equation
  Mathematical equation Mathematical equation Mathematical equation
Square (n+im) b = 1 Mathematical equation
Hexagonal (n+jm) b = 1 Mathematical equation
[Figure 2]
Figure 2
The lattice Mathematical equation with unit cell (a,b) is the set of complex numbers Mathematical equation, Mathematical equation, Mathematical equation, where the unit vector a is chosen as the unity along the real axis x and b is the complex number Mathematical equation. A rotation of angle ϕ around the origin transforms z into Mathematical equation and a mirror Mathematical equation passing through the origin and oriented along the direction of angle θ transforms z into Mathematical equation.

The symmetry operations act as functions of complex variable f(z) as elementary transformations of complex numbers:

(i) A translation Mathematical equation acts on a point z as Mathematical equation;

(ii) A rotation ϕ around the origin transforms z into Mathematical equation;

(iii) A mirror Mathematical equation passing through the origin and oriented in the direction θ transforms z into Mathematical equation.

Space operators are the usual combinations of point symmetries and translations as shown in Table 2[link].

Table 2
2D symmetry operations Mathematical equation acting as functions f(z) in the complex plane z = x+iy

Symmetry operation f(z) Mathematical equation
Translation Mathematical equation z+t Mathematical equation
Inversion Mathematical equation Mathematical equation Mathematical equation
Rotation Mathematical equation Mathematical equation Mathematical equation
Mirror Mathematical equation) Mathematical equation Mathematical equation

2.2. Coincidence angles for homophase bilayers

(This includes bilayers with different monolayers but sharing identical lattices.) General twisted bilayers are quasiperiodic structures built on a Mathematical equation module of rank 4. Specific cases arise for particular values of the rotation angle α, called coincidence angles, where the two initial lattices Λ and Mathematical equation share a 2D sublattice Mathematical equation, called the coincidence lattice characterized by the index Σ [defined by equation (9[link])], the ratio of the unit-cell sizes of Mathematical equation and Mathematical equation. This makes the nodes of the general Mathematical equation module of rank 4 condense on a 2D lattice Mathematical equation called the union lattice, discussed later, in a similar way to generating periodic approximants from quasicrystals. In fact, as will be shown next, coincidence angles occur an infinite countable number of times and form a uniformly dense set of values on the real axis: any generic twisted bilayer is infinitely close to a coincidence situation which is the only case leading to exact space symmetries of the bilayer.

Finding the proper coincidence angles has been the subject of a very large number of publications for 2D and 3D crystals (see, for instance, Ranganathan, 1966[Ranganathan, S. (1966). Acta Cryst. 21, 197-199.]; Grimmer, 1973[Grimmer, H. (1973). Scr. Metall. 7, 1295-1300.], 1974[Grimmer, H. (1974). Scr. Metall. 8, 1221-1223.], 1984[Grimmer, H. (1984). Acta Cryst. A40, 108-112.]). The most complete and recent analysis of coincidence lattices in 2D crystals has been given by Romeu et al. (2012[Romeu, D., Aragón, J. L., Aragón-González, G., Rodríguez-Andrade, M. A. & Gómez, A. (2012). Cryst. Struct. Theory Appl. 01, 52-56.]), a work that we reconsider here briefly using complex notations and that leads to a derivation which is simple and gives explicit expressions for the coincidence and union (homophase) lattices, as discussed next.

Let α be the rotation angle from the first monolayer to the second, both of point group G. The coincidence lattice, if any, is the common subset of the lattice translations of the monolayers:

Mathematical equation

A first necessary condition for a coincidence lattice to possibly exist is that a lattice row defined by the node (n,m) with Mathematical equation superimposes on another one Mathematical equation of the same orbit under Mathematical equation by the rotation α around the origin:

Mathematical equation

The possible generic solutions are listed below according to the crystalline system of the structure. {There are a few specific cases, in particular for the square system, with n2+m2 = Mathematical equation where the nodes (n,m) and Mathematical equation do not belong to the same orbit under Mathematical equation [for instance the nodes (3, 4) and (5, 0)]. These cases are not explicitly considered here.}

(i) Oblique system of point group 2: the generic orbit contains only two terms Mathematical equation, so that there are no solutions but the trivial rotation Mathematical equation.

(ii) Rectangular system {this includes the special case of those specific oblique lattices where Mathematical equation which should be considered as c-type rectangular lattices [ cm(m)]} point group Mathematical equation Mathematical equation: the generic orbit contains four terms Mathematical equation; the two non-trivial solutions are those where Mathematical equation is deduced from (n,m) by the mirrors Mathematical equation and Mathematical equation.

(iii) Square system of point group Mathematical equation Mathematical equation: in addition to the rectangle case, new solutions are Mathematical equation. All these solutions can be generated by using the mirror mx and the mirror Mathematical equation rotated by Mathematical equation up to additional Mathematical equation rotations.

(iv) Hexagonal system Mathematical equation: here too, all possible solutions are obtained by using the mirror mx and the mirror Mathematical equation rotated from the x axis by Mathematical equation up to additional rotations of Mathematical equation.

Hence, with the exception of the oblique system which presents no generic solutions, the rotation of a lattice node on top of one of its equivalents can be achieved using the two mirror generators of these point groups (see, for instance, Coxeter, 1963[Coxeter, H. S. M. (1963). Regular Polytopes, 2nd ed. New York: Macmillan.]) according to: rectangle (Mathematical equation) mirrors in the directions Mathematical equation and Mathematical equation; square (Mathematical equation) mirrors in the directions Mathematical equation and Mathematical equation; hexagonal (Mathematical equation) mirrors in the directions Mathematical equation and Mathematical equation.

Let Mathematical equation be the rotation around the origin that superimposes the node Mathematical equation, on top of z = Mathematical equation related to Mathematical equation by the mirror Mathematical equation oriented along the direction θ as shown in Fig. 3[link]. Putting Mathematical equation, we note that Mathematical equation = Mathematical equation and therefore Mathematical equation = Mathematical equation so that

Mathematical equation

Mathematical equation

and thus

Mathematical equation

These three relations apply for the rectangle, square and hexagonal systems with the following specific forms:

[Figure 3]
Figure 3
For all 2D systems except the oblique case, which has no generic solution, two homophase layers share the same crystallographic row defined by the lattice node Mathematical equation, with n and m coprimes, if there exists an equivalent lattice node Mathematical equation deduced from z by a mirror in the direction θ defined by: rectangle Mathematical equation, square Mathematical equation and hexagon Mathematical equation.

Rectangle Mathematical equation:

Mathematical equation

Square Mathematical equation:

Mathematical equation

Hexagonal Mathematical equation:

Mathematical equation

These relations are necessary conditions for ensuring two equivalent lattice rows superimpose on each other by the rotation Mathematical equation and Mathematical equation. Because these two solutions differ only by the constant rotation θ, we consider from now on the unique solution Mathematical equation defined by the basic relations

Mathematical equation

remembering that with each solution δ Mathematical equation is associated the solution Mathematical equation Mathematical equation.

2.2.1. Coincidence lattices in the rectangle system

Ensuring one row in coincidence is of course not sufficient to generate a 2D coincidence lattice: this requires another non-collinear row of lattice nodes to be in coincidence for the same rotation angle.

We discard the oblique system that we know has no generic rows of coincidence whatever the rotation angle and thus no possible coincidence lattice. We focus now on the unique rectangle system since the square and hexagonal systems are specific high-symmetry cases of the rectangle one.

Let {T1,T2} be the unit cell of the coincidence lattice Mathematical equation we seek with Mathematical equation in the rectangle system. Because Mathematical equation, if it exists, shares at least the same symmetry class as the lattice of the monolayer (see, for instance, Gratias & Portier, 1982[Gratias, D. & Portier, R. (1982). J. Phys. Colloq. 43, C6-15-C6-24. ]) – here the rectangular symmetry 2mm or higher – another coincidence vector Mathematical equation exists that is aligned along Mathematical equation up to a certain ratio r:

Mathematical equation

This requires Mathematical equation, thus Mathematical equation and Mathematical equation which is achieved if and only if Mathematical equation, i.e. Mathematical equation, where p and q are coprime positive integers. Thus, σ is a rational number:

Mathematical equation

and Mathematical equation is a multiple of Mathematical equation.

These results confirm in a few calculation steps those obtained by Romeu et al. (2012[Romeu, D., Aragón, J. L., Aragón-González, G., Rodríguez-Andrade, M. A. & Gómez, A. (2012). Cryst. Struct. Theory Appl. 01, 52-56.]) following a seminal paper by Ranganathan (1966[Ranganathan, S. (1966). Acta Cryst. 21, 197-199.]) in the context of classical 3D crystallography. Here, coincidence lattices in homophase bilayers in the rectangular system exist if and only if the ratio Mathematical equation is the square root of a rational number:

Mathematical equation

[Oblique lattices with Mathematical equation as the hexagonal lattice can be considered as rectangular c-type lattices of parameters Mathematical equation and therefore show a 2D coincidence lattice when Mathematical equation, with Mathematical equation.] We conclude therefore that the coincidence angles for the rectangle system are distributed as a uniformly dense countable set of points on the real axis as Mathematical equation with Mathematical equation.

2.2.2. Explicit expression of the coincidence lattice in the rectangle system

The unit vector T2 of Mathematical equation is the smallest vector along Mathematical equation with integer coordinates

Mathematical equation

It is obtained by multiplying Mathematical equation by q and then dividing the result by Mathematical equation:

Mathematical equation

We first note that putting Mathematical equation and Mathematical equation with Mathematical equation, we obtain Mathematical equation, which explicitly shows that, indeed, T2 belongs to Λ. We then observe that, as required, T2 is orthogonal to T1, but the length of T2 is in the ratio ρ with the length of T1 only when Mathematical equation and therefore, although with at least the same symmetry class as Λ, the coincidence lattice is not necessarily homothetic to Λ in the general case as illustrated in Fig. 4[link].

[Figure 4]
Figure 4
Example of coincidence lattices in black in the rectangular system Mathematical equation for: (a) n = 2, m = 1, γ = 1, T1 = (2,1), Mathematical equation, Mathematical equation, Mathematical equation, Σ = 11, δ = 31.482°; (b) n = 1, m = 2, γ = 2, T1 = (1,2), Mathematical equation, Mathematical equation, σ = Σ = 7, δ = 67.792°.

Because of relations (7[link]), we have

Mathematical equation

so that the coincidence lattice Mathematical equation is explicitly given by

Mathematical equation

showing that the coincidence lattice Mathematical equation is generated by a lattice characterized by Mathematical equation and Mathematical equation, rotated by δ with respect to Λ and linearly dilated by Mathematical equation.

Since Σ is the index of the translation group Mathematical equation in Λ, i.e. the ratio of the surfaces of the unit cell of the coincidence lattice Mathematical equation with respect to the one of the lattice Λ, we find

Mathematical equation

which is, indeed, an integer since Mathematical equation is a divisor of n2q+m2p.

2.2.3. The union lattice

The other fundamental translation group is the group Mathematical equation generated by the union of the lattice translation groups of the two crystals:

Mathematical equation

or

Mathematical equation

where Mathematical equation, Mathematical equation, Mathematical equation, Mathematical equation, Mathematical equation.

Therefore

Mathematical equation

This shows that, for any coincidence angle and any symmetry class larger than or equal to the rectangular one, Mathematical equation is homothetic to Mathematical equation in the linear ratio Mathematical equation (this ratio applies on each unit vector leading thus to a relative density of nodes Mathematical equation). It is easily demonstrated that this relation holds for the square and hexagonal (see Appendix A[link]) systems with the coincidence lattices given by

Mathematical equation

2.3. Coincidence patterns Mathematical equation

A classical scheme in metallurgy consists of collecting all the possible coincidence angles α, each associated with its Σ index, in a general pattern Mathematical equation of points Mathematical equation which is the superimposition of all the coincidence angles equivalent to α with respect to the intrinsic symmetries of the layer, each associated with its Σ. In the case of a rectangle system, this pattern can exhibit quite a complicated fine structure due to the arithmetic irregularities introduced by the term Mathematical equation in the definition of Σ seen in equation (9[link]). Moreover, this kind of pattern is heavily redundant because of the superimposition of several rotations that are equivalent with respect to the inner symmetry of the layer. In fact, as shown in Fig. 5[link], a simpler and equally informative pattern is obtained by plotting only one rotation representative in the elementary sector of the point group of the monolayer, as a function of the square length of the superposition node (n,m) instead of Σ:

Mathematical equation

A very basic fact is that since the coincidence angles are defined by lattice vectors (n,m), where n and m are coprime integers, these vectors point to those nodes of a 2D lattice known as the set of points visible from the origin, noted here Mathematical equation, as shown in Fig. 6[link]. All points Mathematical equation of the coincidence pattern Mathematical equation are in a one-to-one correspondence with those (n,m), of Mathematical equation.

[Figure 5]
Figure 5
We visualize the set of coincidence angles in plotting the values of the coincidence angles Mathematical equation as a function of the square length Mathematical equation of the generating coincidence node (n,m). Here, the example of the rectangle system with Mathematical equation for Mathematical equation; the other solution Mathematical equation is obtained on the same diagram by exploring the x axis from Mathematical equation to 0. The vertical dashed line corresponds to n = m = 1, i.e. Mathematical equation.
[Figure 6]
Figure 6
The points of coincidence are defined by coprime pairs of integers (n,m), i.e. by fractions m/n in their irreducible forms. Plotted on the nodes of a lattice, they generate the so-called set Mathematical equation of points visible from the origin made of the lattice points drawn in blue. Each rational row of this set, as those drawn in colors, is associated with a branch of points with the same colors in the coincidence pattern of Fig. 7[link].

In particular, rational rows in the set Mathematical equation faithfully mirror the branches in Mathematical equation that are asymptotically converging to specific angles δ characterized by their coincidence nodes (n,m) with Mathematical equation as exemplified by the rows and corresponding branches drawn in cyan and purple in Figs. 6[link] and 7[link].

[Figure 7]
Figure 7
Distribution of the coincidence angles Mathematical equation versus Mathematical equation in logarithmic scale, for the rectangle lattice with Mathematical equation. The points are distributed on branches asymptotically converging to specific coincidence angles Mathematical equation where the points (ni,mi) belong to (extended) Farey sequences generated from the initial pair [(1,0),(0,1)]; here, the optimum branches generated by the Farey sequence Mathematical equation asymptotic by lower (purple) and upper (cyan) values are underlined with the same colors as their corresponding rows on the set Mathematical equation of Fig. 6[link].

The simplest way to classify and order these branches is to label them according to Farey sequences f(N) (see, for instance, Hardy & Wright, 1979[Hardy, G. H. & Wright, E. M. (1979). An Introduction to the Theory of Numbers, 5th ed. Oxford University Press.]). The Farey sequence of order N, noted f(N), is the set of fractions m/n where m and n are coprime integers, associated with the nodes (n,m) of the set Mathematical equation [see, for instance, in a different context Philippon (2008[Philippon, P. (2008). Un oeil et Farey, https://hal.science/hal-00488471.])], and such that Mathematical equation, ordered by size.

We note the following properties:

(i) For any two elements of a sequence, corresponding in the set Mathematical equation to the nodes (n0,m0) pointing in the direction tan(m0/n0) and (n1,m1) pointing in the direction tan(m1/n1), with Mathematical equation, the vector (n0+n1,m0+m1) pointing along their diagonal is such that

Mathematical equation

with Mathematical equation = Mathematical equation = Mathematical equation.

(ii) If two elements i and j are consecutive ( j = i+1) in a sequence with Mathematical equation then Mathematical equation. Because of Bezout's identity, we deduce that beyond (ni,mi) and (nj,mj) being coprimes, the pairs (ni,nj) and (mi,mj) are also coprimes.

In fact, because the coincidence angles α run between 0 and π for the rectangle system, the sequences we are interested in here are extended Farey sequences (Halphn, 1877[Halphn, G. (1877). Bull. Soc. Math. Fr. 5, 170-175.]), noted Mathematical equation, made of the standard Farey sequence f(N) between (1, 0) and (1, 1) completed by the sequence from (1, 1) to (0, 1), obtained in adding to the original sequence the inverse fractions n/m in opposite order. Such typical extended sequences for the rectangular system, where Mathematical equation, are

Mathematical equation

etc.

For the square system, the possible twist angles run from 0 to Mathematical equation with the basic sequences (Mathematical equation)

Mathematical equation

etc.

For the hexagonal system, with twist angles extending from 0 to Mathematical equation, the sequences (Mathematical equation) are

Mathematical equation

etc.

2.4. Invariance property of the branches

Defining branches of points in the coincidence pattern is pertinent when the points of the same branch, described by a running index k, share the same property independent of this index. To determine which invariance property a branch corresponds to, we note that, because of relations (1[link]), (2[link]) and (3[link]), any two points Mathematical equation, associated with the coincidence node (n,m), and Mathematical equation, associated with Mathematical equation, of the same coincidence pattern are related by

Mathematical equation

where Mathematical equation.

Relation (13[link]) is the key for characterizing the invariance rule for each branch of the pattern.

We consider the case of the rectangle system (Mathematical equation) and choose two Farey neighbor terms (n0,m0) and (n1,m1) such that Mathematical equation and Mathematical equation. We put Mathematical equation, Mathematical equation, Mathematical equation and Mathematical equation.

We consider the set of nodes

Mathematical equation

under their irreducible form [Mathematical equation], defining the points in Mathematical equation:

Mathematical equation

with Mathematical equation.

As shown in Fig. 6[link], at constant Mathematical equation and running k, these nodes Mathematical equation describe rows in Mathematical equation that are parallel to the direction (n0,m0). At constant k and running Mathematical equation, they describe rows in the direction (n1,m1). These two rows intersect at the node (n0+n1,m0+m1).

Observing that

Mathematical equation

Mathematical equation

we note that at constant Mathematical equation and running k, the points Mathematical equation describe a set of branches in Mathematical equation, one for each value of Mathematical equation, asymptotic (by upper values for Mathematical equation and by lower values for Mathematical equation) to Mathematical equation for Mathematical equation where all points share the invariance property:

Mathematical equation

Similarly, from relation (17[link]), at constant k and running Mathematical equation, corresponds a set of branches asymptotic (by upper values for Mathematical equation and by lower values for Mathematical equation) to Mathematical equation for Mathematical equation sharing the invariance property

Mathematical equation

Concerning the irreducibility property, we note that Mathematical equation and Mathematical equation are both multiples of Mathematical equation and therefore k and Mathematical equation must be coprime for the node Mathematical equation to belong to Mathematical equation. Thus, any row in the set generated by a running Mathematical equation at constant Mathematical equation exhibits only the points that are not multiples of the prime factors of the constant Mathematical equation. For example, in the Farey sequence F(0) = [(1,0),(0,1)] where Mathematical equation = Mathematical equation, the rows parallel to the x corresponding to running k at constant Mathematical equation show, in increasing Mathematical equation order: all k values for Mathematical equation, only odd values of k for Mathematical equation, k not a multiple of 3 for Mathematical equation, k not a multiple of 2 and 3 for Mathematical equation etc. The densest rows correspond to Mathematical equation being a prime number. The same behavior is to be found for the rows parallel to the y direction and, extraordinarily enough, for any row parallel to a rational direction.

The Mathematical equation branches associated with the smallest values of Mathematical equation, designated here as optimal branches because they generate the smallest coincidence unit cell, are those where the constant Mathematical equation in relations (16[link]) and (17[link]) is the unity. These are the branches and associated rows colored, respectively, in cyan and purple in Figs. 6[link] and 7[link].

The two optimal branches in k and Mathematical equation defined by the neighbor nodes (n0,m0), (n1,m1) in the Farey sequence intersect at the node defined by Mathematical equation, i.e. at the node (n0+n1,m0+m1) which is precisely the term inserted between the two original nodes in the Farey sequence next to the original one.

2.5. Analytical expression of the optimal branches

Although the coincidence angles form a dense enumerable set of points on the trigonometric circle, the proximity of two alpha values does not ensure that of their corresponding σ values. This happens only when the two angles are on the same branch. Two branches are particularly important which are asymptotic to the angles of the generating mirrors of the point symmetry of the lattice of the monolayer, i.e. Mathematical equation for all systems, with additional Mathematical equation for a rectangle, Mathematical equation for a square and Mathematical equation for a hexagonal system. They have a particular importance for bilayers with very small rotations as they allow us to choose the smallest-sized coincidence lattices closest to the angle we seek generating the smallest atomic model to be used in electronic calculations.

In the rectangle system, the two extreme asymptotic angles are Mathematical equation and Mathematical equation associated with the two extreme branches defined by the Farey sequence [ (n0,m0) = (1, 0), (n1,m1) = (0, 1)]. The relation (4[link]) leads to

Mathematical equation

Mathematical equation

Mathematical equation

We assume Mathematical equation (Mathematical equation). Using Mathematical equation with Mathematical equation and Mathematical equation, we find

Mathematical equation

We first observe, as shown in Fig. 8[link], that each time k and p share the same divisor, Mathematical equation changes its value so that the initially unique Mathematical equation branch splits into ν subbranches Mathematical equation, where ν is the number of divisors of p. [Let Mathematical equation be the positive integer of prime factors a, b, c,…; the number of its divisors is Mathematical equation.] Similarly, Mathematical equation splits into μ subbranches Mathematical equation, where μ is the number of divisors of q.

[Figure 8]
Figure 8
Splitting of the optimal branches as plotted against Σ instead of σ in the rectangle system for the cases Mathematical equation and Mathematical equation. The red dots and lines correspond to Mathematical equation and the blue dots and lines to Mathematical equation. In the first case, p = 2×5 the red branch splits into four subbranches in the ratio 1, 2, 5 and 10, and since q = 7, the blue branch splits into two subbranches of ratio 1 and 7. In the second case, p = 21 = 3×7, the red branch splits into four subbranches in the ratio 1, 3, 7 and 21, whereas for q = 24, the branch splits into five subbranches in the ratio 1, 2, 4, 8 and 16. In both cases, the red and blue branches superimpose for k = pl and Mathematical equation.

We then note that the same angle δ is shared by the two branches at steps, respectively, k and Mathematical equation when Mathematical equation, i.e. for Mathematical equation for one branch and Mathematical equation, for the other, Mathematical equation. At that stage Mathematical equation and therefore Mathematical equation = Mathematical equation = Mathematical equation. The two branches superimpose every p steps for one branch and q steps for the other with the same Σ values. Hence, the optimal branch for small angles in the rectangle system (Mathematical equation) is found to be

Mathematical equation

with a primitive lattice of parameters A = Mathematical equation, B = Mathematical equation that condenses to a c-type lattice (A+B)/2, Mathematical equation when p, q and l are all three simultaneously odd.

For the square system, the situation is much simpler since here Mathematical equation. The Farey sequence to be used here is [(1,0),(1,1)] out of which we obtain

Mathematical equation

Mathematical equation

Mathematical equation

The same angle δ is shared by the two branches each time Mathematical equation with, then, Mathematical equation. This is easily understood by noting that Mathematical equation implies Mathematical equation and Mathematical equation both even, which lead directly to Mathematical equation = Mathematical equation, Mathematical equation = Mathematical equation with a σ value twice smaller. The branch asymptotic to Mathematical equation is therefore the optimal solution with the smallest unit cell defined by

Mathematical equation

with a primitive lattice defined by A = (1+l+il), Mathematical equation.

The case of the hexagonal system is treated in Appendix A[link] and leads to

Mathematical equation

These results are easily understood by noting that the smallest coincidence angles are obtained when the two superimposed nodes are as close as possible to each other.

Indeed, applying relation (4[link]) to the rectangle system with Mathematical equation and n = 1, m = ql leads to

Mathematical equation

For the square system with Mathematical equation and n = l+1, m = l, relation (4[link]) gives

Mathematical equation

and for the hexagonal system, with Mathematical equation and n = 2l+1, m = l

Mathematical equation

3. Space groups of homophase bilayers with coincidence lattices

Building the space group of a homophase bilayer with a coincidence lattice is a simple work in principle that follows the same general scheme: the symmetry group of a set of two identical objects taken as a whole is the union of the symmetry elements that are common to both objects and are intrinsic symmetries of these objects plus extra elements, if any, that exchange the two objects as illustrated in Fig. 9[link].

[Figure 9]
Figure 9
These two identical cups share the same mirror (blue frame) and transform into each other by another mirror (red frame) perpendicular to the previous one. Alone, each cup has the point symmetry m, but the pair of cups, taken as a whole, has point symmetry 2mm.

It is easily demonstrated that the union of these two sets forms a group (see, for instance, Gratias & Quiquandon, 2020[Gratias, D. & Quiquandon, M. (2020). Crystals MDPI, 10, 560-574.]). Here, both the rotation α and the rigid-body translations τ are to be considered in the computations of these two basic sets:

(i) The intersection group contains those symmetry elements of the original layers that are of the same nature and superimpose in space,

Mathematical equation

where Mathematical equation; this group is never empty since it contains at least the identity and the translation group Mathematical equation of the coincidence lattice.

(ii) The additional set of symmetry elements correspond to those extra new elements that exchange the two layers, transforming layer I into II and simultaneously II into I, defined by the intersection of the cosets Mathematical equation with Mathematical equation designated, if not empty, the exchange set Mathematical equation:

Mathematical equation

The symmetry group of the homophase bilayer, say Mathematical equation of translation group Mathematical equation, is thus the union

Mathematical equation

In addition to the group Mathematical equation, another fundamental symmetry group of interest is the space group Mathematical equation which generates, for a given rotation α and a given rigid-body translation τ, all translations Mathematical equation that generate equivalent bilayers, i.e. bilayers that can superimpose on top of each other by an isometry. Any two such translations τ and Mathematical equation for the same rotation α are said to be equivalent. They form the orbit of τ in Mathematical equation.

Because the rigid-body translation acts as a global translation of the layers, it is sufficient to consider only the orientational symmetry, i.e. the point group Γ, instead of the whole space group Mathematical equation. The point group Mathematical equation is obtained as in the preceding case, by considering the intersection of the point groups I and II and the exchange set but with the major change that, since the elements of the exchange set transform τ into its opposite, we must multiply the exchange set by the inversion operation:

Mathematical equation

where Mathematical equation stands for the inversion operator. [A very unfortunate mistake is to be corrected in the work of Gratias & Quiquandon (2020[Gratias, D. & Quiquandon, M. (2020). Crystals MDPI, 10, 560-574.]) where the inversion operation has been forgotten in the expression of Mathematical equation and improperly added in the one of Mathematical equation.] Here again, it is easily shown that Mathematical equation is a group.

The translation subgroup of Mathematical equation is found owing to the fact that adding to τ any translation of the lattices of either crystal transforms the bilayer into one of its equivalents. This translation group is the union group Mathematical equation introduced in Section 2.2.3[link]. The set of equivalent translations to τ is therefore the orbit of τ in the space group Mathematical equation generated by the product of Mathematical equation with the translation group Mathematical equation:

Mathematical equation

Hence, the number of different symmetry groups of the bilayers induced by varying the rigid-body translation τ for a given rotation α is the number of strata of the group Mathematical equation (Mathematical equation). For example, as shown in Appendix A[link] and Fig. 13, there are only six different space groups for graphene bilayers whatever the rigid-body translation (and whatever the α rotation). It also shows that the natural reference frame to be used for labeling τ is the union lattice. Moreover, the domain of definition of the rigid-body translation τ becomes very narrow and decreases linearly as Mathematical equation for coincidence angles α tending towards zero. As a consequence, at very small angles of rotation where the coincidence lattice unit cell increases dramatically, the unit cell of the union lattice becomes small enough for the rigid-body translation to become physically meaningless. Therefore, in the case of large moiré patterns due to small disorientations, it is not necessary to consider the rigid-body translation in the description (it can be chosen to be the null vector).

3.1. Finding the bilayer groups: point symmetry

The point symmetry elements to consider are rotations Mathematical equation and mirrors Mathematical equation with Mathematical equation {0, Mathematical equation, Mathematical equation, Mathematical equation, Mathematical equation}.

The rotation α commutes with all the rotations of the lattice crystal since

Mathematical equation

The intersection point group Mathematical equation is thus the set of all the rotations of the point group of the crystal whatever the value of the coincidence angle α.

On the other hand, the exchange set Mathematical equation contains the mirrors generated by the product of the rotation α by the original mirrors, i.e. mirrors rotated by Mathematical equation from the original ones. Indeed, the elements of Mathematical equation act on z as Mathematical equation = Mathematical equation whereas those of Mathematical equation act as Mathematical equation = Mathematical equation.

Therefore the exchange sets contain all the mirrors obtained by a rotation of Mathematical equation of the original mirrors of the structure whatever the value of the coincidence angle α. This explains why the coincidence lattice Mathematical equation has the same point symmetry as the original symmetry class of the lattice. For the group Mathematical equation, the exchange set that contains all the mirrors is multiplied by the inversion, generating thus an equivalent set of mirrors but rotated by Mathematical equation with respect to the initial ones.

3.2. Finding the bilayer groups: space symmetry

The space group Mathematical equation is easily determined since it is the direct product of Mathematical equation with Mathematical equation.

Concerning the group Mathematical equation, the calculation requires a few steps.

Elements of Mathematical equation are the elements Mathematical equation such that Mathematical equation = Mathematical equation and elements of Mathematical equation are the elements Mathematical equation such that Mathematical equation = Mathematical equation.

From Mathematical equation = Mathematical equation and Mathematical equation = Mathematical equation Mathematical equation, with Mathematical equation being either a rotation Mathematical equation = Mathematical equation, or a mirror Mathematical equation = Mathematical equation, we have the general explicit expressions

Mathematical equation

Mathematical equation

Mathematical equation

For an element being possibly included in either set Mathematical equation or Mathematical equation, the arguments of the variable z must be identical for the equalities to hold for any value of z.

Concerning Mathematical equation, the comparison between the lines (28[link]) and (29[link]) shows that the only possible solution for the elements Mathematical equation and Mathematical equation to be in Mathematical equation is two rotations of the same angle ϕ such that

Mathematical equation

Concerning Mathematical equation, the comparison of (28[link]) with (30[link]) shows that the pertinent elements Mathematical equation are obtained with Mathematical equation and Mathematical equation being parallel mirrors such that

Mathematical equation

with Mathematical equation or possibly Mathematical equation for the c-type space groups cm and c2mm and the non-symmorphic ones pg, p2mg, p2gg and p4gm.

Since Mathematical equation is a vector of Mathematical equation or Mathematical equation, we find that:

(i) The rotation Mathematical equation is in Mathematical equation if τ is such that Mathematical equation is a vector of Mathematical equation (or Mathematical equation) which is achieved for τ pointing to special positions of the group Mathematical equation.

(ii) The mirror Mathematical equation is in Mathematical equation if τ is such that Mathematical equation is a vector of Mathematical equation or Mathematical equation requiring thus τ to point along the perpendicular bisector of a mirror of Mathematical equation and thus τ to align along a mirror of Mathematical equation.

These two conditions lead to non-trivial solutions for τ being located at special positions of Mathematical equation.

This shows that the space group Mathematical equation depends on the value of τ according to the different symmetry strata of Mathematical equation: the number of different possible space groups of the bilayer is equal to the number of symmetry strata of the group Mathematical equation.

Moreover, the type of space group Mathematical equation of the bilayer does not depend on the value of the coincidence angle α: whatever the value of α in that set is, the groups Mathematical equation obtained for rigid-body translations τ with the same coordinates in Mathematical equation are isosymbolic; their actual representations in space are scaled according to the length Mathematical equation and the rotation Mathematical equation.

3.3. A simple low-symmetry example

We consider two bilayers A and B with coincidence lattices built from structures of symmetry class mx with space groups Mathematical equation for A and Mathematical equation for B. In both cases, the point group Mathematical equation is made of the identity for the intersection group and my (original mx rotated by Mathematical equation plus Mathematical equation because of the inversion) for the exchange set: Mathematical equation with translation group Mathematical equation. This group has three strata expressed in the unit cell of Mathematical equation: (0,y), (1/2,y) and (x,y) with little groups, respectively, my, my and 1. The translation Mathematical equation expressed in the unit cell of Mathematical equation generates the group Mathematical equation for the structure A and Mathematical equation for structure B, both of translation group Mathematical equation, and vice versa for the translation Mathematical equation (Fig. 10[link]).

[Figure 10]
Figure 10
Example of structures of symmetry Mathematical equation and Mathematical equation, showing that the mirror of the exchange set survives in the bicrystal symmetry only for the rigid-body translation τ located at special positions of the group Mathematical equation with translation group Mathematical equation. Beyond the general position (x,y) generating a bilayer of symmetry p1 and not shown here, there are two other strata (0,y) and (1/2,y) which generate a mirror in the bilayer structure. According to the values 0 or 1/2 of the x component of τ on Mathematical equation, these mirrors are either pure or glide. Here Mathematical equation, n = 1, m = 1, α = 101.537°; the coincidence lattice Mathematical equation is defined by Mathematical equation with Mathematical equation.

4. Conclusion

To summarize, we find that infinitely many coincidence lattices generically exist down to the rectangle symmetry provided that the ratio ρ of the lengths of the unit-cell vectors is the square root of a rational number: Mathematical equation. They are generated by specific coincidence rotations of angle α of the form Mathematical equation where n and m are coprime integers and can be written as

Mathematical equation

where Mathematical equation and Mathematical equation.

With each coincidence lattice is associated a union lattice

Mathematical equation

homothetic to Mathematical equation and which is the translation group of the space group of the equivalent translations of the rigid-body translation τ. Both coincidence and union lattices share at least the symmetry class of the original layer. For square and hexagonal systems, the three lattices Mathematical equation, Λ and Mathematical equation are two-by-two homothetic in the linear ratio Mathematical equation.

The complete set of possible coincidence lattices characterized by the rotation angle α and the unit-cell size Σ of the corresponding coincidence lattice form a diagram in one-to-one correspondence with the so-called set of points visible from the origin and can be analyzed using Farey sequences. They are distributed on branches, each characterized by a geometric invariant relating the sinus of the rotation angle to the square root of the unit-cell size.

In the case where a coincidence lattice exists, the space group of the bilayer depends on the value of the rigid-body translation τ between the two layers. There are as many different symbolic names of space groups as there are strata in the group Mathematical equation of the equivalent translations τ to a given one. These symbolic names do not depend on the value of the rotation α.

Because the group Mathematical equation has Mathematical equation as translation subgroup, the unit-cell size of which tends to zero for rotations tending to zero, the rigid-body translation τ becomes a non-pertinent parameter – analogous to a phason field in quasicrystals – for twisted bilayers with very small rotation.

A subsequent work will discuss the case of general bilayers where Mathematical equation is a Mathematical equation module of rank 4 in connection with the notion of 0-lattice which is independent of the possible existence of a coincidence lattice.

APPENDIX A

The specific example of graphene bilayers

Graphene has a 2D periodic structure of group Mathematical equation with a carbon atom at special position 2b 3m (1/3,2/3). It is described in the complex plane Mathematical equation by the primitive hexagonal lattice Λ (Mathematical equation) defined by

Mathematical equation

with a carbon atom at position z1 = (1+2j)/3 [and equivalently z2 = (2+j)/3] as shown in Fig. 11[link](a). [It turns out that the commonly used notation in the physics community of graphene is to take the hexagonal reference frame with the acute angle Mathematical equation instead of the crystallographic definition that uses the angle Mathematical equation. This corresponds to choosing Mathematical equation as reference frame instead of (1,j). Noting thus that a node z can be equivalently written as Mathematical equation we obtain n = N+M and m = N and thus Mathematical equation.] The unit-cell parameter equal to a = 0.2456 nm is chosen here as the unit length.

[Figure 11]
Figure 11
(a) Graphene is a 2D structure made of a honeycomb lattice of carbon atoms (in black on the picture). The standard primitive hexagonal lattice is generated by the pair Mathematical equation in complex notations defining the unit cell drawn in gray. The point symmetry group is 6m which can be generated by the two mirrors M and Mathematical equation. (b) Generating coincidence lattices by rotation is easily obtained by applying rotations α around the origin that superpose nodes deduced from each other by the mirror along the real axis transforming the node Mathematical equation into n+jm. Because of the hexagonal symmetry, choosing point Mathematical equation with n,m coprime in the region Mathematical equation between the mirrors M and Mathematical equation is sufficient for generating all the possible rotations of coincidence angles α and Mathematical equation.

The point symmetry elements of 6mm are generated by the rotation of Mathematical equation located at the origin and transforming (the six hexagonal rotations are Mathematical equation) z into Mathematical equation and the mirror along x transforming z into Mathematical equation. The orbit Gz of a generic point z has thus 12 elements per unit cell:

Mathematical equation

as exemplified in Fig. 11[link](b).

A1. Graphene bilayers with coincidence lattices

Twisted graphene bilayers are certainly among the most studied materials in the world [see, for instance, the recent review by Geim (2009[Geim, A. K. (2009). Science, 324, 1530-1534.])], often created, for example, in epitaxial graphene growth on the C-terminated face of Si–C (see Campanera et al., 2007[Campanera, J. M., Savini, G., Suarez-Martinez, I. & Heggie, M. I. (2007). Phys. Rev. B, 75, 235449-235462.]; Hass et al., 2008[Hass, J., Varchon, F., Millán-Otoya, J. E., Sprinkle, M., Sharma, N., de Heer, W. A., Berger, C., First, P. N., Magaud, L. & Conrad, E. H. (2008). Phys. Rev. Lett. 100, 125504-125508.]; Varchon et al., 2008[Varchon, F., Mallet, P., Magaud, L. & Veuillen, J.-Y. (2008). Phys. Rev. B, 77, 165415-165420.]; Bistritzer & MacDonald, 2011[Bistritzer, R. & MacDonald, A. H. (2011). Proc. Natl Acad. Sci. USA, 108, 12233-12237. ]). These twisted bilayers are the superimposition of two single graphene sheets slightly twisted with respect to each other by a small angle α of a few degrees or less. It was seen a couple of years ago that these twisted graphene bilayers have remarkable electronic structures (see Trambly de Laissardière et al., 2010[Trambly de Laissardière, G., Mayou, D. & Magaud, L. (2010). Nano Lett. 10, 804-808.]). As already mentioned, from the geometric point of view discussed here, the two graphene sheets are considered as infinitely thin and located on the same plane.

Twist rotations of angle α leading to coincidence lattices are infinitely many (see Feuerbacher, 2021[Feuerbacher, M. (2021). Acta Cryst. A77, 460-471.]). They are characterized by the rotations α that superpose a representative of a given orbit of nodes z = n+jm on top of another point of the same orbit Gz. As previously mentioned, because of the high symmetry of the hexagonal system, it is enough to examine the rotation Mathematical equation around the origin that transforms the lattice point Mathematical equation into Mathematical equation as shown in Fig. 11[link], where n and m are positive coprime integers with Mathematical equation:

Mathematical equation

or

Mathematical equation

where Mathematical equation and Mathematical equation, as application of equation (7[link]) to the hexagonal system.

A2. Hexagonal and rectangular coordinates

The connection between the rectangular c-type lattice with Mathematical equation reference frame with coordinates Mathematical equation both integers or both half-integers and the hexagonal lattice reference frame Mathematical equation both integers is given by

Mathematical equation

It is easily verified that σ is an integer for both Mathematical equation and Mathematical equation being half-integers,

Mathematical equation

and that

Mathematical equation

{The relation Mathematical equation, found for the rectangular system, is based on Mathematical equation = Mathematical equation = Mathematical equation and leads to Mathematical equation – and thus Mathematical equation as expected – when Mathematical equation is not a multiple of 3, but to Mathematical equation when Mathematical equation and thus Mathematical equation which seems contradictory to the present result. In fact, because Mathematical equation, the sum Mathematical equation is a multiple of 3 and the actual coincidence unit cell reduces to Mathematical equation, which is indeed three times smaller.}

A3. Coincidence and union lattices

Relation (6[link]) leads to

Mathematical equation

and

Mathematical equation

The unit vectors of Mathematical equation are T1 = n+jm and T2 = jT1 = Mathematical equation; because of relation (33[link]), this translates into Mathematical equation and since T2 = jT1:

Mathematical equation

The coincidence lattice Mathematical equation is an hexagonal lattice deduced from the original lattice Λ of the layer by a rotation of δ with unit-cell parameter Mathematical equation. The calculation of the union lattice Mathematical equation leads to the same expression as in equation (10[link]):

Mathematical equation

which is the original hexagonal lattice rotated by δ with a unit-cell parameter linearly shrunk by Mathematical equation.

A4. The coincidence pattern Mathematical equation

The coincidence pattern is shown in Fig. 12[link], generated by one unique representative out of the 12 equivalents of the rotation, with the corresponding Σ plotted on a logarithmic scale. As already discussed in Section 2.3[link], the coincidence points are distributed on branches converging asymptotically to specific rotation values when Mathematical equation. Putting Mathematical equation = Mathematical equation and Mathematical equation from equation (14[link]), we obtain

Mathematical equation

with Mathematical equation. The basic invariance relations (13[link]) for each branch are in hexagonal coordinates:

Mathematical equation

where Cte stands for a constant value. Here, again, the optimal branches are those where Mathematical equation for running Mathematical equation drawn in cyan and red in Fig. 12[link]. Of greatest importance are the optimal branches associated with the nodes of the initial Farey sequence Mathematical equation since they cover the entire angular definition domain of Mathematical equation generating the smallest Σ values. We find

Mathematical equation

Mathematical equation

Mathematical equation

Mathematical equation

Mathematical equation

The same δ angle is found between the two branches for Mathematical equation with Mathematical equation. Indeed, since then nk,1 = Mathematical equation we see that nk,1+mk,1 = Mathematical equation and, of course, Mathematical equation = Mathematical equation are both multiples of 3, leading to a unit cell three times smaller. This shows that the asymptotic branch Mathematical equation is the optimal solution leading to the smallest unit cells:

Mathematical equation

[Figure 12]
Figure 12
The rotations of coincidence Mathematical equation are defined by Mathematical equation Mathematical equation, Mathematical equation plotted for one unique twist rotation as a function of Mathematical equation for Mathematical equation, on a logarithmic scale. As in the general case, well defined asymptotic branches are observed which correspond to the terms of the consecutive Farey sequences: the asymptotic branches of the Mathematical equation sequence are drawn in cyan and red.

A5. Symmetry groups of twisted graphene bilayers

Our last task is to analyze the overall symmetry of the graphene twisted bilayers with coincidence lattices. The group Mathematical equation is easily found as Mathematical equation of translation group Mathematical equation whatever the value of the coincidence angle δ in Mathematical equation. The group p6mm contains six symmetry strata listed in Table 3[link]. There are thus only six different possible space groups for the bilayer according to the coordinates of τ expressed in units of the union lattice Mathematical equation as shown in Table 3[link] and exemplified in Fig. 13[link].

Table 3
Symmetry groups Mathematical equation of graphene twisted bilayers as a function of the rigid-body translation τ expressed on the basis of the union group Mathematical equation with origin chosen on the sixfold axis

Its translation group is the union lattice Mathematical equation defined by Mathematical equation and Mathematical equation with Mathematical equation.

  Mathematical equation Little group in Mathematical equation Mathematical equation Label in Fig. 13
1a (0,0) 6mm p6mm (a)
2b (1/3,2/3) 3m p31m (b)
3c (1/2,0) 2mm c2mm (c)
6d (x,0) .m cm (d)
6e Mathematical equation m. cm (e)
12f (x,y) 1 p1 (f)
†The rigid-body translation Mathematical equation corresponds to the natural stacking in graphite.
[Figure 13]
Figure 13
Example of a graphene bilayer with twist rotation (n,m) = (3,1), Mathematical equation = 38.2132°, Mathematical equation, Σ = 7, as a function of the rigid-body translation τ shown in Table 3. All coincidence angles α in Mathematical equation generate symmetry groups with the same symbols; they differ only by the scaling factor defined by the union and coincidence lattices.

The case of very small rotations deserves some attention. Rotations decreasing to zero are associated with coincidence lattices with larger and larger unit cells and therefore to shorter unit cells for the union lattices. As noticed in the body of the text, this leads to rigid-body translations tending to zero and therefore losing any physical pertinence. Small rotations can indeed be locally described as translations between the two almost-parallel layers, as shown in Fig. 14[link](a). The normalizer at Mathematical equation is the group of the graphene layer, p6mm, scaled by Mathematical equation and rotated by δ: the bilayer has exactly the same symmetry properties as the initial graphene unit cell but magnified to mesoscopic scales. It can be roughly described as an hexagonal tiling made of three main microscopic high-symmetry structures occurring at each special point of the large hexagonal coincidence unit. In that renormalization-like view, the centers of the initial hexagons are replaced by the structure of local symmetry 6mm, usually designated as AA, that is the graphene itself, the carbon atoms by the structure of local symmetry 3m, called AB(BA), as in the natural graphite, and the binding between carbon atoms, designated as SP, by the structure 2mm shown in Fig. 14[link](b) of space group c2m with cell parameters Mathematical equation and two carbon atoms at positions (0,1/3) and (1/2,1/3). These three basic high-symmetry structures, 6mm, 3m and 2mm, correspond to the first three special positions of dimension 0 as shown in Table 3[link] and Fig. 13[link]. This exhausts all the symmetry possibilities: there are no other kinds of structures, for any Mathematical equation and any (here, meaningless) values of τ.

[Figure 14]
Figure 14
(a) Small rotations Mathematical equation generate bilayers with the same symmetry as the original graphene layer, magnified by Mathematical equation and rotated by δ. (b) Four unit cells of the local structure often called SP corresponding to the special point 2mm.

APPENDIX B

Heterophase bilayers with coincidence lattices

B1. Homogeneous dilatation–rotation coincidence lattices for heterophase bilayers

Heterophase bilayers are formed by two layers of different structures; they show very similar geometrical properties to the homophase bilayers. However, our present context of using complex numbers allows us to treat here only those heterophase bilayers where the lattices Λ and Mathematical equation of the layers can be deduced from each other by a dilatation–rotation, i.e. when

Mathematical equation

Here, Mathematical equation is the dilatation coefficient and α the rotation from Λ to Mathematical equation. This kind of transformation is the general case when the lattices belong both to either the square or the hexagonal systems as examplified in Fig. 15[link].

[Figure 15]
Figure 15
Example of a bilayer made of two square lattices related by a dilatation–rotation operation inducing a coincidence lattice: here the node (2,1) of Λ (in red) is superimposed on the node (3,1) of Mathematical equation (in blue). The coincidence lattice is thus Mathematical equation expressed in the unit cell of Λ or equivalently Mathematical equation expressed in the unit cell of Mathematical equation; the dilatation is Mathematical equation and the rotation Mathematical equation = 8.1301°.

We choose here to discuss heterophase bilayers in the square system for simplicity.

Let Λ and Mathematical equation be the two square lattices of lattice parameters a = 1 for Λ and Mathematical equation for Mathematical equation:

Mathematical equation

A coincidence lattice Mathematical equation exists if two pairs of integers (n,m) and Mathematical equation exist with Mathematical equation such that

Mathematical equation

in which case the coincidence lattice is {T1 = n+im, Mathematical equation expressed on the unit cell of Λ or equivalently Mathematical equation, Mathematical equation expressed on the unit cell of Mathematical equation. Explicitly

Mathematical equation

or by putting Mathematical equation, Mathematical equation, we obtain

Mathematical equation

Therefore, two square lattices (it can be easily verified that the same property applies for the case of hexagonal lattices) of different sizes can share a coincidence lattice only if the ratio of the unit-cell lengths is the square root of a rational number Mathematical equation in which case the area of the coincidence unit cell is simultaneously an integer multiple Σ of the area of the unit cell of the first lattice and another integer multiple, Mathematical equation, of the unit cell of the second lattice in the ratio of the rational number Mathematical equation.

Relation (37[link]) leads to

Mathematical equation

Let ϕ and Mathematical equation be the rotation angles between the unit cell of the coincidence lattice Mathematical equation and those of, respectively, Λ and Mathematical equation (see Fig. 15[link]); we have

Mathematical equation

and therefore

Mathematical equation

Mathematical equation

Also, because Mathematical equation:

Mathematical equation

or

Mathematical equation

which is consistent with the expression of α given by relation (38[link]).

The union lattice Mathematical equation is given by

Mathematical equation

It is easily checked that, in the homophase case, where Mathematical equation, Mathematical equation, this relation simplifies to (10[link]).

Fig. 15[link] gives a simple example of a rotation–dilatation transformation between two square lattices Mathematical equation where the node (n,m) = (2,1) of Λ (in red) superimposes on the node Mathematical equation of Mathematical equation (in blue) by a rotation α and a dilatation Mathematical equation. Here Mathematical equation and Mathematical equation. Thus, we find Mathematical equation and Mathematical equation. We have Mathematical equation with Mathematical equation, Mathematical equation and Mathematical equation with Mathematical equation and Mathematical equation.

B1.1. Pure dilatation

A pure dilatation of one layer with respect to the other is characterized by Mathematical equation and therefore Mathematical equation or Mathematical equation. We assume n and Mathematical equation are non-zero, leading to

Mathematical equation

Mathematical equation

The union lattice Mathematical equation is written

Mathematical equation

APPENDIX C

Homophase bilayer under mechanical deformation

The two layers can in general be of two different structures of space groups Mathematical equation and Mathematical equation with lattices, respectively, Λ and Mathematical equation. We still designate by Mathematical equation the transformation from Λ to Mathematical equation,

Mathematical equation

as exemplified in Fig. 16[link]. For simplicity, we treat here the case of the initial lattice Λ belonging to the square system.

[Figure 16]
Figure 16
The square lattice in blue is transformed into the lattice in red after a rotation Mathematical equation = 36.8699° (dashed lines) and (left) a dilatation Mathematical equation with coincidence unit cell: Mathematical equation; (right) a shear Mathematical equation with coincidence unit cell: Mathematical equation.

C1. Pure shear deformation

Here Mathematical equation results from a pure shear deformation of the square lattice Λ of parameter a = 1 in the direction of angle α with the x axis of Λ and of intensity η:

Mathematical equation

with the shear direction Mathematical equation.

If we choose: (i) the angle α among those generating a coincidence lattice,

Mathematical equation

as discussed in the body of this article, using Mathematical equation, and

Mathematical equation

(ii) the shear intensity η rational with respect to the square lattice parameter

Mathematical equation

then the transformation Mathematical equation is written as a matrix with rational coefficients,

Mathematical equation

which generates a coincidence lattice defined by the unit vectors

Mathematical equation

where Mathematical equation.

C2. 1D dilatation

A dilatation of the square lattice Λ of intensity ζ in the direction of angle α with respect to the x axis of Λ can be written as

Mathematical equation

As in the previous case, if Mathematical equation and Mathematical equation, the transformation Mathematical equation is a matrix with rational coefficient

Mathematical equation

with lattice parameters

Mathematical equation

where Mathematical equation.

Acknowledgements

Special thanks are due to Guy Trambly de Laissardière, Vincent Renard, Florie Mesple, Hakim Amara, Bertrand Toudic, Sylvie Lartigues-Korinek and Olivier Hardouin Duparc for very helpful discussions during the writing of the present paper. The very impressive and careful proofreading by one of the referees and their many suggestions were essential for improving the quality of the paper.

Funding information

Funding for this research was provided by: Agence Nationale de la Recherche (project ANR FLATMOI 21-CE30-0029-04G).

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