research papers\(\def\hfill{\hskip 5em}\def\hfil{\hskip 3em}\def\eqno#1{\hfil {#1}}\)

Journal logoJOURNAL OF
SYNCHROTRON
RADIATION
ISSN: 1600-5775

Fabrication and testing of a newly designed slit system for depth-resolved X-ray diffraction measurements

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aNational Synchroton Light Source II, Brookhaven National Laboratory, PO Box 5000, Upton, NY 11973-5000, USA, and bAdvanced Photon Source, Argonne National Laboratory, 9700 South Cass Avenue, Lemont, IL 60439, USA
*Correspondence e-mail: bouet@bnl.gov, edooryhee@bnl.gov

Edited by G. E. Ice, Oak Ridge National Laboratory, USA (Received 22 January 2016; accepted 13 August 2016; online 6 October 2016)

A new system of slits called `spiderweb slits' have been developed for depth-resolved powder or polycrystalline X-ray diffraction measurements. The slits act on diffracted X-rays to select a particular gauge volume of sample, while absorbing diffracted X-rays from outside of this volume. Although the slit geometry is to some extent similar to that of previously developed conical slits or spiral slits, this new design has advantages over the previous ones in use for complex heterogeneous materials and in situ and operando diffraction measurements. For example, the slits can measure a majority of any diffraction cone for any polycrystalline material, over a continuous range of diffraction angles, and work for X-ray energies of tens to hundreds of kiloelectronvolts. The design is generated and optimized using ray-tracing simulations, and fabricated through laser micromachining. The first prototype was successfully tested at the X17A beamline at the National Synchrotron Light Source, and shows similar performance to simulations, demonstrating gauge volume selection for standard powders, for all diffraction peaks over angles of 2–10°. A similar, but improved, design will be implemented at the X-ray Powder Diffraction beamline at the National Synchrotron Light Source II.

1. Introduction

Depth-resolved diffraction experiments can be used to nondestructively investigate local structural features or select diffracted X-rays from regions of interest in heterogeneous or multicomponent material systems (Poulsen, 2012[Poulsen, H. F. (2012). J. Appl. Cryst. 45, 1084-1097.]). Some examples include using a scanning wire to measure local crystal structure, orientation and strain tensors (Larson et al., 2002[Larson, B. C., Yang, W., Ice, G. E., Budai, J. D. & Tischler, J. Z. (2002). Nature (London), 415, 887-890.]), selecting diffracted X-rays with a slit and scanning with an area detector to measure texture (Bunge et al., 2003[Bunge, H. J., Wcislak, L., Klein, H., Garbe, U. & Schneider, J. R. (2003). J. Appl. Cryst. 36, 1240-1255.]), or using microchannel plates (Wroblewski et al., 1999[Wroblewski, T., ClauSSzlig, O., Crostack, H.-A., Ertel, A., Fandrich, F., Genzel, Ch., Hradil, K., Ternes, W. & Woldt, E. (1999). Nucl. Instrum. Methods Phys. Res. A, 428, 570-582.]) or Soller slits (Soller, 1924[Soller, W. (1924). Phys. Rev. 24, 158-167.]) to probe local structure. The energy-dispersive X-ray diffraction technique is used to probe structure of a specific volume of sample by measuring at a specific angle and varying the incident X-ray energy (Buras et al., 1968[Buras, B., Chwaszczewska, S., Szarras, S. & Szmid, Z. (1968). Report No. 894/II/PS, 10 pp. Institute of Nuclear Research, Warsaw.]; Giessen & Gordon, 1968[Giessen, B. C. & Gordon, G. E. (1968). Science, 159, 973-975.]), and, for example, was recently used to characterize a new, thin battery cathode in situ and operando (Kirshenbaum et al., 2014[Kirshenbaum, K. C., Bock, D. C., Zhong, Z., Marschilok, A. C., Takeuchi, K. J. & Takeuchi, E. S. (2014). Phys. Chem. Chem. Phys. 16, 9138-9147.]). Neutron diffraction with narrow beams and slits can also be used for local stress mapping by scanning through sample regions (Hutchings et al., 2005[Hutchings, M. T., Withers, P. J., Holden, T. M. & Lorentzen, T. (2005). Introduction to the Characterization of Residual Stress by Neutron Diffraction. Boca Raton: CRC Press.]). Depth-resolving techniques are especially important for in situ experiments that may present unwanted diffraction or scattering sources, such as battery cell containers, reaction cell or pressure cell windows, or for complicated composite structures.

Depth-resolved diffraction without scanning can be accomplished through the use of conical slits (Nielsen et al., 2000[Nielsen, S. F., Wolf, A., Poulsen, H. F., Ohler, M., Lienert, U. & Owen, R. A. (2000). J. Synchrotron Rad. 7, 103-109.]) or spiral slits (Martins & Honkimäki, 2003[Martins, R. V. & Honkimäki, V. (2003). Textures Microstruct., 35, 145-152.]). Conical slits select diffraction cones from a gauge volume of sample in the Debye–Scherrer diffraction geometry, and, unlike other techniques, select nearly the entire diffraction cone from the gauge volume. However, the fabrication of the conical slits limits the design to six predefined diffraction angles for each device. Or a broader range of angles could be measureable by varying the incident X-ray energy. The spiral slit design is a variation of the conical slit, where 12 cut spiral arms can measure any diffraction cone from the selected volume, since the angle of the slit along the spiral arms is varied to match the diffraction angle. However, only 12 small parts of each diffraction cone are imaged on the detector.

Conical or spiral slits have been reported to be fabricated using a wire electro-discharge machining (EDM) technique. Wire EDM is well suited for producing thin, deep cuts through dense material. Since diffracted radiation necessarily travels with an angular offset, the ability to cut well defined patterns and at somewhat arbitrary angles makes EDM an attractive fabrication choice in some ways; however, some serious limitations appear. Wire EDM requires a starting hole pre-bore and wire feed for every new cut, and the slow feed rate equates to prohibitively expensive fabrication costs if designs with many segments are required. Indeed, conical slits fabricated with wire EDM by others (Nielsen et al., 2000[Nielsen, S. F., Wolf, A., Poulsen, H. F., Ohler, M., Lienert, U. & Owen, R. A. (2000). J. Synchrotron Rad. 7, 103-109.]) were custom tailored both for a particular sample or symmetry group and expected diffraction angles. Such customization severely limits the usefulness of the technique to very specific experiments.

We demonstrate a new device enabled by alternative fabrication techniques that maximizes the measured diffraction intensity from a gauge volume of any polycrystalline or powder sample. This device additionally functions for X-ray energies from tens to hundreds of kiloelectronvolts and selects a wide range of diffraction angles. Based on its appearance and complexity, we name this newly designed system as `spiderweb slits'. The spiderweb slit design consists of two spatially separated stacks of thin absorbing plates as shown in Fig. 1(b)[link], which perform similarly to a conically shaped aperture through a single thick plate as in Fig. 1(a)[link], provided either stack of plates can sufficiently absorb diffracted X-rays. In particular, diffracted X-rays originating from outside the gauge volume that may have a path through either the front or back aperture will be absorbed by the other plate stack, as shown by the green lines in Fig. 1(b)[link]. A design involving stacks of thin plates enables many fabrication techniques that can only be applied to thin plates, such as laser micromachining, electroplating or photolithography combined with reactive ion etching. These fabrication techniques enable far more intricate designs and dimensional freedom than wire EDM, including such a design with many closely spaced slit apertures.

[Figure 1]
Figure 1
Probing diffraction from a specific gauge volume of sample using (a) conical-shaped slit apertures as shown by the blue lines, as in Nielsen et al. (2000[Nielsen, S. F., Wolf, A., Poulsen, H. F., Ohler, M., Lienert, U. & Owen, R. A. (2000). J. Synchrotron Rad. 7, 103-109.]). X-rays diffracted from outside the gauge volume are absorbed by the slits as shown by the green lines. (b) The spiderweb slit design functions similarly with two sets of apertures, enabling alternative fabrication techniques and more complex designs.

An important consideration is that any slit acting on diffracted X-rays will select a volume of sample that varies with incident beam size, slit aperture size and the selected 2θ diffraction angle. In the powder diffraction geometry considered here, the two-dimensional gauge volume selected by the slits has parallelogram shape, as illustrated in Figs. 1[link] and 3. It is not possible to select exactly the same volume of sample for different 2θ diffraction angles from slit apertures at other positions. In general, smaller diffraction angles selected by a slit will have larger lengths along the beam path. In this two-dimensional illustration, the gauge length along the beam direction is given by the equation

[{\rm{Gauge\,\,length}}= b/\tan(2\theta)+s/\sin(2\theta), \eqno(1)]

where b is the beam size and s is the slit aperture size. A graph of gauge length versus 2θ diffraction angle for several combinations of beam size and slit aperture size is shown in Fig. 2[link]. For small diffraction angles considered here, the beam size and the slit aperture size are equally important for selecting a limited length of sample along the beam path. The gauge length can be decreased further than shown in Fig. 2[link] for smaller beam sizes and aperture sizes, but reduces the signal intensity.

[Figure 2]
Figure 2
The two-dimensional length of gauge volume selected along the beam direction depends almost equally on the slit aperture size and the beam size, and varies with 2θ diffraction angle. The gauge length can be further decreased with a smaller beam size or aperture size, but at the cost of reduced signal intensity.

2. Ray-tracing simulations

Our goal is to develop a design that maximizes the amount of measured diffracted X-rays from the desired sample gauge volume, and so adjacent apertures must be placed as close as possible to one another. However, in the described two-plate geometry, if the adjacent apertures are too close to one another or if the plate stacks are too far from one another, certain diffracted X-rays from outside the desired gauge volume may pass through the slit system, causing the design to fail. Possible designs are complex and challenging, given the possible variations in incident beam size, sample size, aperture size and adjacent aperture separation distances. Therefore, we developed a ray-tracing simulation code written in Python to maximize the density of apertures while ensuring possible diffracted X-rays from outside the gauge volume are absorbed. Other adjustable parameters involved in simulations include the type of material of each plate, the thickness of each stack of plates, the distance between the two plates, and the sample to front plate distance. These parameters are illustrated in Fig. 3[link]. Example values of these parameters used in simulations are given in Table 1[link].

Table 1
Simulations were performed with multiple combinations of the following parameters in order to optimize aperture size and adjacent aperture distance

Beam size (mm) Sample to plate distance (mm) Plate stack thickness (mm) Aperture size (mm) Distance between plates (mm)
0.5 50 1 0.05 5
0.2 100 2 0.09 10
0.1 200 3 0.20 20
[Figure 3]
Figure 3
Many parameters affect the shape and size of the probed gauge volume and gauge length in the spiderweb slit system. Simulations with different starting parameters in Table 1[link] are used to optimize aperture size and adjacent aperture distances.

A number of assumptions are applied to simplify the parameter space and reduce computational time. The geometry is cylindrical and a two-dimensional representation is sufficient. The beam divergence is ignored. Since the device was to be tested at the X17A beamline at the National Synchrotron Light Source, we performed simulations matching the beamline characteristics, including a beam size of 200 µm and X-ray energy of 67 keV. The simulations assume the incident X-ray beam and possible diffracted X-rays are unattenuated by the sample volume, which is a reasonable simplification at this photon energy. We choose the plate stacks to be made of high-purity tungsten for its high X-ray absorption, low cost and its machinability by laser micromachining or reactive ion etching. We also choose the thickness of each plate stack to be 2 mm, with cut apertures perpendicular through the surface. X-rays originating from outside of the selected gauge volume will then traverse 2 to 4 mm through tungsten, corresponding to between 2 × 10−5 and 5 × 10−10 X-ray attenuation at 67 keV photon energy. Since tungsten has an absorption edge at 69.5 keV, the device will function for X-rays up to 120 keV energy with the chosen thickness, and higher energies are possible with a thicker design. The sample is assumed to be 2000 µm thick along the beam path, such that the gauge length will be contained within the sample volume for diffraction angles larger than about 5°. At smaller diffraction angles, the gauge length rapidly becomes larger than the sample thickness as shown in Fig. 2[link].

Simulations are performed with various values of sample to plate distance, distance between plate stacks, and initial aperture size, as shown in Table 1[link]. To perform the simulation and generate a design, a pair of apertures is first added into the front and back plate stacks to match a particular starting diffraction angle 2θ1 (2θ1 = 2° in this case) from the center of the sample area, with an initial starting aperture size. We use 90 µm starting aperture size in this case, since this is about the minimum achievable with the chosen laser micromachining process later used for fabrication. This aperture size is equivalent to a 30 µm-wide conically shaped aperture, as illustrated by the `effective aperture size' parameter in Fig. 3[link]. Other possible diffracted X-rays at or near 2θ1 from the sample area can also find paths through these apertures. To determine the intensity of diffracted X-rays at or near 2θ1 that could reach the detector, the sample area is first divided into a grid of 10 µm square regions, perpendicular to the beam. For example, for a beam size of 200 µm and a sample thickness of 2000 µm, the sample is divided into a 20 × 200 grid. Then, for a given diffraction angle around 2θ1, X-rays are drawn from the center of each square and the attenuation of each X-ray through the apertures is calculated. Each X-ray drawn can traverse the full thickness of each plate stack, or a fraction of material in each plate stack, or air. For each diffraction angle around 2θ1, the summed attenuation of the X-rays from all finite elements is calculated, and this value corresponds to the relative diffraction intensity measured by the detector, compared with diffraction intensity without the spiderweb slits. This process is repeated over a range of diffraction angles around 2θi, to determine which possible diffraction angles near 2θ1 would reach the detector and to approximately determine the relative intensity, as shown in Fig. 4[link]. The shape and size of this curve depends on all the previously described adjustable parameters.

[Figure 4]
Figure 4
(a) The red curve shows simulated relative intensity passing through a pair of front and back apertures over a range of possible diffraction angles around 2θ = 2° from the sample. A second pair of adjacent apertures is added, shown by the blue curve, such that the relative intensity between the peaks reaches a minimum of 10−6. (b) This process is repeated while optimizing the aperture sizes for 2θ up to 15°.

The next adjacent pair of apertures is then added with an optimization process to accept X-rays around 2θ2. The distance to the adjacent aperture is considered minimized when the attenuation at a diffraction angle between 2θ1 and 2θ2 reaches an attenuation of 1 × 10−6 or less, corresponding to full attenuation of all the diffracted X-rays through at least one of the two stacks of tungsten plates. The adjacent apertures yield a similar peak shape, and so the width of the first curve between the attenuation value of 1 × 10−6 on either side should be about the same width for the next set of apertures. This approximation is used as a starting point for the next 2θi peak center and corresponding aperture coordinates, and small adjustments are made iteratively to maintain 1 × 10−6 attenuation between peaks. In addition, the aperture size is slightly increased to keep the same maximum relative intensity for the next peak. Increasing the aperture size with increasing angle also keeps the gauge lengths more constant as 2θi increases. This process of adding a next set of apertures and increasing the aperture size is repeated for diffraction angles 2θi up to 15°, with a completed simulation shown in Fig. 4(b)[link].

A number of possible designs were created and simulated with values of sample to plate distance, distance between plates, and initial aperture size, as in Table 1[link]. Sample to plate distance was simulated in the range 20 mm to 200 mm, the distance between plates was simulated between 5 mm and 30 mm, and initial aperture size was simulated in the range 50–200 µm. The sample to plate distance determines the density of slit apertures per 2θ diffraction angle. Closer to the sample, diffraction cones are more densely packed, but adjacent slit apertures require a minimum amount of material between them to maintain a single selected gauge volume. At larger distances from the sample, the density of slit apertures per 2θ diffraction angle can be increased, but the plate size must also increase to cover the same angular range, and plate size may be limited by the fabrication technique. The distance between the two stacks of plates affects the angular resolution, with larger distances improving the resolution of a particular selected diffraction angle. However, if this distance is too large and slit apertures are closely packed, possible diffracted X-rays from outside the gauge volume may have alternate paths through other combinations of slit apertures and reach the detector. The initial aperture size impacts the gauge length and gauge volume selected by the slits, and the maximum density of slit apertures, and may be limited by the fabrication technique employed. Smaller aperture sizes also require more precise alignment between front and back plates. After performing numerous simulations of combinations of these parameters, the first prototype was selected to have a 100 mm sample to plate distance, a 20 mm distance between plate stacks, and a 90 µm starting aperture, with simulation results shown in Fig. 4[link], for a beam size of 200 µm. These parameters allow for 50 mm square tungsten plates to select diffraction angles from 2 to 10°, and with gauge lengths of 1 to 0.5 mm from 5 to 10°. Any X-rays originating from outside the selected gauge volume but along the beam path were shown to have no paths through the slits for distances up to 30 mm from the gauge volume.

With one set of densely packed slit apertures, about one third of possible diffraction cones could be measured in this design. Instead of a single set of apertures, it is possible to divide the area of a plate into three sections, with sections offset from one another as shown in Fig. 5(a)[link]. Then, any diffraction cone could be measured through at least one of these three azimuthal pie sections. The radial positions and slit aperture widths of these new sections are created by a linear interpolation of the previous set of aperture coordinates, between adjacent apertures, at one third and two thirds the distances along this interpolation. Each of the three sections is simulated as before, with the results and the sum of the three sections shown in Fig. 5(b)[link], shown here over a small range of 2θ. The simulations demonstrate that any diffraction cone should be measurable with this design, with less than 10% fluctuation of relative peak intensity when averaged over the three sections.

[Figure 5]
Figure 5
(a) The initial simulation is used to generate two additional offset sections of apertures. (b) These three sections are simulated as shown by the red, blue and green curves, and their sum shown in the black curve, demonstrating that any diffraction angle is measurable in at least one of the three sections, and the relative intensity between different diffraction peaks varies less than 10%.

3. Fabrication and setup

The optimized simulated slit design coordinates were then used to draw a two-dimensional slit design using CAD into a 50 mm × 50 mm square area. For the front and back designs, each of three sets of coordinates was drawn into 120° sections, with 0.5 mm gaps between sections. Each of these sections was further divided into four parts by adding back material, with 0.25 mm gaps extending radially from the center every 30°, to provide structural support to the thin plates. Patterns were cut into a total of 16 plates, each 250 µm thick, forming a 2 mm-thick front stack and 2 mm-thick back stack. Five holes of 2 mm diameter were placed into the design, in the center and near the four corners, for slip fit dowel pins, in order to provide alignment between the front and back stacks of slit plates.

Fabrication was demonstrated with photolithography and reactive ion etching with 100 µm-thick tungsten foils at the Center for Functional Nanomaterials at Brookhaven National Laboratory; however, the first complete spiderweb prototype was fabricated by laser micromachining, which could be performed more rapidly and with 250 µm-thick tungsten foils. The laser micromachining process used was limited to feature sizes of 150 µm for this plate thickness, greater than the previously assumed value of 90 µm used in simulations. To compensate for this limitation, each slit design for the front and back plate stacks are divided into two new designs, where the innermost slit apertures are radially staggered opposite from one another, as shown in Fig. 6[link], thus creating an effectively smaller slit aperture. This staggered geometry as well as a 6° taper angle from the laser micromachining process were simulated and the aperture sizes were further adjusted to yield the previous simulated relative intensities as shown in Figs. 4[link] and 5(b)[link]. A completed etched slit design for a front slit plate is shown in Fig. 7(a)[link]. Other fabrication techniques can also be applied, including micro-EDM or lithography and electroplating.

[Figure 6]
Figure 6
Cross section of the stacked, staggered slit apertures with a 6° laser-cut taper angle. The blue dashed line shows the approximate aperture size.
[Figure 7]
Figure 7
(a) A completed laser-cut spiderweb slit plate. (b) Sixteen plates are mounted on an aluminium holder and aligned with dowel pins. (c) The holder is mounted onto three translation stages, a rotation stage and a mini goniometer, in order to properly align into the diffracted X-rays.

An aluminium mounting was fabricated to provide the 20 mm separation distance between the front and back slits and to hold the dowel pins aligning the front and back plates. Threaded rods and nuts were used in two of the five holes to help keep the plate stack flush against the holder. This mounting was then attached to a stack of three motorized translation stages and two rotation stages, in order to align the slits in the diffracted beam as illustrated in Fig. 7(c)[link]. The linear actuators had a resolution of 5 µm while the rotation stages had a resolution of about 0.1°. Simulations suggested that the alignment in the diffracted beam would need to be within 50 µm translation and 0.2° rotation along both rotational axes.

Alignment was performed using the incident beam and the edges of the central 2 mm-diameter hole. The central alignment rod was removed, and a photodiode was placed behind the opening. By translating horizontally and vertically, perpendicular to the incident beam, the points at which the tungsten began blocking the direct beam could be accurately determined, and then used to center the slits in the beam within 20 µm. The edges of the pair of central holes were also used to correct for rotational offsets within 0.5°.

4. Results and discussion

The performance of the spiderweb slit prototype was assessed at the X17A beamline at the National Synchrotron Light Source. NIST reference powders of nickel and cerium dioxide were used to calibrate the sample to detector distance. The beam size was 0.5 mm × 0.5 mm, and the X-ray wavelength (energy) was 0.1839 Å (67.4 keV). This is a larger beam size than the 0.2 mm used in the simulations and was unfortunately not able to be reduced further for this experimental run. A 41 cm × 41 cm amorphous silicon Perkin Elmer area detector was used to measure diffraction cones with 60 s exposures, and the software program FIT2D (Hammersley, 1998[Hammersley, A. P. (1998). FIT2D V9.129 Reference Manual V3.1. ESRF Internal Report ESRF98HA01T. ESRF, Grenoble, France.]) was used to reduce the two-dimensional data into one dimension.

After detector offsets with reference powders were measured, the slits were mounted, aligned and then tested with the same samples. Each reference powder was approximately 0.5 mm-thick along the beam direction, and was encased in Kapton tape. Fig. 8(a)[link] shows a comparison between measurement of a nickel powder with and without the slits. The two-dimensional detector image in Fig. 8(c)[link] shows that each diffraction cone travels through one of the three sections of the slit apertures with high intensity, and through a second adjacent section with much weaker intensity. Importantly, the background scattering at low angles is shown to be significantly reduced by the slits. Since the slits select a much smaller volume of sample than is illuminated by the X-ray beam, the measured diffraction intensity expectedly is much lower. For that reason, the intensity of the diffraction through the slits is attenuated by a factor of ∼500, which is much greater than the factor of ∼40 predicted by simulations. The numerical values of the peak intensities are given in Table 2[link]. All diffraction peaks from the nickel powder are able to be measured over the angular range 2° to 10.5°, preserving the peak position or d-spacing to within ±0.4%. The relative peak intensities through the spiderweb slits vary by ±20% compared with the reference measurement, larger than the ±10% variation expected from ray-tracing simulations. The correlation coefficient between these values in Table 2[link] is 0.99 for the intensity values and greater than 0.9999 for the peak position. The intensity R-factor between the intensities, as determined by equation (2)[link], is 17%:

[{R}_{I} = \textstyle\sum_{hkl}\left|{I}_{hkl,{\rm{obs}}}-{I}_{hkl,{\rm{calc}}}\right|\,/\textstyle\sum_{hkl}{I}_{hkl,{\rm{obs}}}\times100. \eqno(2)]

Next, the gauge length and gauge volume selected by the spiderweb slits were measured by translating the gauge volume away from the thin nickel powder along the incident beam axis. As the selected gauge volume moves out of the sample volume, we expect the diffraction peak intensity to be increasingly attenuated. The linear actuator translated the slits along the beam direction, denoted as `z' here, with small corrections to the x and y directions due to misalignment of the z motor along the beam direction. Measurements were performed at various distances, shown in Fig. 9[link]. After translating the slits 6 mm off center from the nickel powder, the diffracted X-rays above 6° are completely absorbed, and the first two diffraction peaks are attenuated by a factor of about 10. These results are consistent with the blue curve in Fig. 2[link], where the gauge length is 6 mm at a diffraction angle of 6° for a beam size of 0.5 mm and aperture size of 0.1 mm. The large gauge length here depends more on the larger beam size of 0.5 mm than the 0.1 mm effective aperture size, and could be easily reduced with a smaller incident beam.

Table 2
A comparison of the background-subtracted peak intensities and calculated d-spacings of the nickel reference powder shown in Fig. 8[link]

    Intensity (counts) d (Å)
hkl   Reference Slits in × 496 % Difference Reference Slits in % Difference
111   8.23 × 105 9.87 × 105 20 4.069 4.052 0.41
200   3.96 × 105 3.32 × 105 −16 3.523 3.510 0.37
220   2.38 × 105 2.66 × 105 12 2.492 2.497 −0.23
311   2.48 × 105 2.01 × 105 −19 2.125 2.133 −0.37
222   7.50 × 104 7.74 × 104 3 2.035 2.039 −0.19
[Figure 8]
Figure 8
(a) A measurement of a standard nickel powder with and without the spiderweb slits. The intensity is scaled by a factor of ∼500 to compensate for the reduced scattering volume of sample probed by the slits. (b) A detector image of the raw data before the slits are inserted. (c) A detector image with the slits shows at least one third of each diffraction cone from the powder. A rectangular mask is used due to a faulty detector panel.
[Figure 9]
Figure 9
The slits are translated along the beam direction, z, moving the gauge volume out of the diffracting sample volume. Diffracted X-rays from outside the selected gauge volume are rapidly attenuated, especially at higher diffraction angles.

The previous experiments were repeated with a reference ceria powder. Fig. 10[link] shows a comparison between the slits-out measurement and the slits-in measurement (i.e. using the spiderweb slits) with values of peak intensities shown in Table 3[link]. The absorption is much greater for the low diffraction angles, through the staggered apertures as in Fig. 6[link], compared with all other diffraction angles. This suggests that the slits are more effective for small-d structures whenever the intensity of the scattering contributing to the lowest angles is less. This is probably caused by the large cutting roughness of the laser micromachining process, around 20 µm, compared with the small effective conical aperture size of 50 µm. Additionally, if the tungsten plates are not flat against the holder or bowing outward, the effective thickness of the stack will be greater, reducing the effective aperture size. This effect is more pronounced for the smallest apertures. Above 4°, similar results are observed when compared with the nickel powder measurement, and a best scaling factor of 400 is calculated to match the peak intensities over this range. However, a much larger fluctuation of relative peak intensities, up to ±37%, through the slits is observed compared with the reference measurement. Again, all diffraction peaks are measureable and the peak positions are well preserved to within ±0.4% of the reference. The correlation coefficient between the two values are 0.96 for the intensities, greater than 0.9999 for the peak positions, and the intensity R-factor is 25%, excluding the first two peaks for these calculations.

Table 3
Comparison of the background-subtracted diffraction peak intensities and calculated d-spacings for the ceria reference powder of Fig. 10[link]

  Intensity (counts) d (Å)
hkl Reference Slits in × 391 % Difference Reference Slits in % Difference
111 4.25 × 105 8.02 × 104 −88.1 6.243 6.219 0.38
200 1.20 × 105 3.79 × 104 −80.0 5.410 5.425 −0.29
220 2.62 × 105 3.42 × 105 30.3 3.824 3.828 −0.10
311 2.18 × 105 1.85 × 105 −15.0 3.261 3.263 −0.06
222 4.15 × 104 5.00 × 104 20.5 3.123 3.122 0.03
400 4.14 × 104 2.59 × 104 −37.4 2.706 2.707 −0.04
331 9.17 × 104 1.14 × 105 24.5 2.482 2.481 0.07
420 6.10 × 104 4.22 × 104 −30.9 2.420 2.421 −0.02
422 8.40 × 104 6.36 × 104 −24.3 2.209 2.207 0.08
511 6.87 × 104 5.15 × 104 −25.1 2.083 2.082 0.04
[Figure 10]
Figure 10
Measurement of a ceria reference powder with and without the spiderweb slits. The curve through the slits is scaled by ∼400 to best match the relative peak intensities of the reference.

To further test the material selection capability, the nickel powder and ceria powder were both placed into the path of the X-ray beam, spaced 6 mm apart. The slits were first aligned to select diffraction from the nickel powder, and then measurements were performed as the slits were translated toward the ceria powder. These results are shown in Fig. 11[link]. Fig. 11(a)[link] shows three plots: when the slits are aligned with the nickel powder only, at z = 0 mm, when the slits select the volume between the two samples, at z = 3 mm, and when the slits select diffraction from ceria only, at z = 6 mm. Measurements were performed in steps of 0.5 mm in z, shown in a two-dimensional intensity map of z versus 2θ diffraction angle in Fig. 11(b)[link]. At the largest diffraction angles here, we observe complete attenuation of either ceria at z = 0 mm and nickel at z = 6 mm, due to the geometrically shorter gauge length along the beam direction, as calculated in Fig. 2[link]. At lower angles and larger gauge lengths, such as 5°, the first nickel diffraction peak still reaches the detector at z = 6 mm, attenuated by about a factor of 10, consistent with the results shown in Fig. 9[link]. Note that the overall diffraction intensity is lower for the ceria powder due to absorption of the direct beam by the nickel powder and due to the different thicknesses of the powders.

[Figure 11]
Figure 11
Spiderweb slits are used to select diffraction from either a nickel or ceria reference powder, both in the direct X-ray beam and 6 mm apart. (a) Diffraction intensities for three positions of the spiderweb slits. (b) A top-down view of (a), for a z-scan with 0.5 mm increment. The nickel selection at z = 0 mm is shown on the top of the graph, while ceria selection at z = 6 mm is shown on the bottom. Arrows at the top of (b) indicate the diffraction peaks from nickel, while arrows at the bottom indicate diffraction peaks from ceria.

Some deviations from the ray-tracing simulations are expected from mis­alignment of the slit plate stacks. Slit plate stacks need to be closely aligned to one another on the holder, along the beam direction, and must be aligned into the diffracted beam. Misalignment causes some regions of the spiderweb slits to have smaller effective aperture sizes while opposite regions to have larger effective aperture sizes, skewing the relative peak intensities. These effects become more pronounced for the smaller effective apertures, at smaller diffraction angles. Other potential designs that may have smaller effective apertures would require greater control over these alignments. The sidewall roughness of the apertures also will cause a variation in intensities through the apertures. Fabrication was demonstrated with reactive ion etching, which greatly reduces the sidewall roughness compared with laser micromachining, but is a more difficult fabrication process.

A close examination of certain diffraction peaks through the slits shows a small shoulder on one side of the peak. This is due to the discontinuous jump from section to section, which was expected to average into a smooth peak in the simulations. This effect is eliminated with a new design that converts the three discrete sections into continuously varying sections, in a spiral-like shape. These sections can be readily converted into such a design by linearly interpolating both the radial position and aperture size between sections, and could be refined through simulations.

This improved spiderweb slit system has already begun to be developed, and is expected to become a tool at the X-ray Powder Diffraction beamline at the National Synchrotron Light Source II. The alignment of the slits in the diffracted beam can also be improved by adding rotational symmetry into the slit design. If, instead of a single spiral shape, two interwoven spirals are used with two-fold symmetry, then the alignment can be easily verified with standard powders. Once the slits are properly aligned, the detector will measure two symmetrical parts of each diffraction cone, having two-fold symmetry. Any misalignment would break this symmetry, showing a large section of a diffraction cone on one side, and a smaller section of a diffraction cone opposite. With this new design, it may become possible to rotate the slit system to capture full diffraction cones, provided the detector integrates counts over half of a revolution. This technique could be used for depth-resolved measurements of texture or strain.

The spiderweb slits are applicable to a variety of use cases. An important example is to study in situ structural changes that occur in the electrode material as a function of depth of charge/discharge for a range of battery systems. The slits provide space resolution to separate out the various components of the battery (outside can or envelope or cover, cathode, electrolyte or separator, anode, current collector, gasket, etc.) and provide phase profile. The slits can be used to remove most unwanted signal from materials surrounding the sample inside an environmental cell. We shall use the slits at the NSLS-II XPD beamline to probe the sample in a high-pressure, high-temperature reactor while minimizing contribution from the upstream and downstream windows.

5. Conclusion

We have developed a new slit system, called spiderweb slits, to provide rapid depth-resolved X-ray powder diffraction. This design is far more versatile compared with previous methods, since the slits can select most of any diffraction cone from a gauge volume over a continuous range of diffraction angles, without the need for scanning any parts of the system. This capability is especially important for in situ and operando experiments. The device demonstrated here functions up to 120 keV, but this design can be easily extended to function for tens to hundreds of keV X-ray energies, and larger plates could be fabricated to capture larger diffraction angles. An optimized design via ray-tracing simulations was fabricated through laser micromachining fabrication and tested at the X17A beamline at the National Synchrotron Light Source with standard powders. The experiments demonstrate gauge volume selection consistent with simulations and the ability to measure all diffraction peaks over the design range, while preserving relative diffraction peak intensity within ±37%, and preserving the diffraction peak position to within ±0.4%. An improved design to better preserve relative diffraction peak intensity and peak shape is expected to become a unique tool at the X-ray Powder Diffraction beamline at the National Synchrotron Light Source II.

Acknowledgements

The authors would like to thank John Trunk, Bill Smith and Dennis Kuhn for fabricating the slit mountings, and Jun Ma, Dennis Poshka and Wayne Lewis for wiring and configuring the slit motors. This work was supported by the Brookhaven National Laboratory Laboratory-Directed Research and Development Program. Use of the National Synchrotron Light Source and the Center for Functional Nanomaterials, Brookhaven National Laboratory, was supported by the US Department of Energy, Office of Science, Office of Basic Energy Sciences, under Contract No. DE-AC02-98CH10886. Laser-micromachining was performed by Potomac Photonics.

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