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Mathematical equation-module defects in crystals

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aLaboratoire de Métallurgie de l'UMR 8247, IRCP Chimie-ParisTech, 11 rue Pierre et Marie Curie, F-75005 Paris, France
*Correspondence e-mail: [email protected]

Edited by K. Tsuda, Tohoku University, Japan (Received 5 July 2017; accepted 26 September 2017; online 26 October 2017)

An analysis is presented of the new types of defects that can appear in crystalline structures where the positions of the atoms and the unit cell belong to the same Mathematical equation-module, i.e. are irrational projections of an N > 3-dimensional (N-D) lattice Λ as in the case of quasicrystals. Beyond coherent irrationally oriented twins already discussed in a previous paper [Quiquandon et al. (2016)[Quiquandon, M., Gratias, D., Sirindil, A. & Portier, R. (2016). Acta Cryst. A72, 55-61.]. Acta Cryst. A72, 55–61], new two-dimensional translational defects are expected, the translation vectors of which, being projections of nodes of Λ, have irrational coordinates with respect to the unit-cell reference frame. Partial dislocations, called here module dislocations, are the linear defects bounding these translation faults. A specific case arises when the Burgers vector B is the projection of a non-zero vector of Λ that is perpendicular to the physical space. This new kind of dislocation is called a scalar dislocation since, because its Burgers vector in physical space is zero, it generates no displacement field and has no interaction with external stress fields and other dislocations.

1. Introduction

Many complex intermetallic phases are so-called (periodic) approximants (see, for instance, Gratias et al., 1995[Gratias, D., Katz, A. & Quiquandon, M. (1995). J. Phys. Condens. Matter, 7, 9101-9125.]) of quasicrystals (Shechtman et al., 1984[Shechtman, D., Blech, I., Gratias, D. & Cahn, J. W. (1984). Phys. Rev. Lett. 53, 1951-1953.]; Shechtman & Blech, 1985[Shechtman, D. & Blech, I. (1985). Metall. Trans. A, 16, 1005-1012.]) because their atomic structures are derived from a parent quasicrystal of close composition. This quasicrystal is usually described in the framework of N-dimensional (N-D) crystallography: the actual structure is generated by cutting an N-D periodic object of lattice Λ by the physical three-dimensional space noted Mathematical equation, irrationally oriented with respect to the N-D periods of Λ (Duneau & Katz, 1985[Duneau, M. & Katz, A. (1985). Phys. Rev. Lett. 54, 2688-2691.]; Kalugin et al., 1985[Kalugin, P. A., Kitaiev, A. Y. & Levitov, L. S. (1985). JETP Lett. 41, 145-147.]; Elser, 1986[Elser, V. (1986). Acta Cryst. A42, 36-43.]).

In that simple scheme, defects are best described in the N-D space as locally broken orientational (twins) or translational (boundaries and dislocations) symmetry operations of the N-D lattice projected in Mathematical equation. For example, dislocations in quasicrystals (Lubensky et al., 1986[Lubensky, T. C., Ramaswamy, S. & Toner, J. (1986). Phys. Rev. B, 33, 7715-7719.]; Socolar et al., 1986[Socolar, J. E. S., Lubensky, T. C. & Steinhardt, P. J. (1986). Phys. Rev. B, 34, 3345-3360.]; Wollgarten et al., 1991[Wollgarten, M., Gratias, D., Zhang, Z. & Urban, K. (1991). Philos. Mag. A, 64, 819-833.], 1992[Wollgarten, M., Zhang, Z. & Urban, K. (1992). Philos. Mag. Lett. 65, 1-6.]) are defined using original Volterra constructs in the N-D space with Burgers vectors Mathematical equation belonging to the N-D lattice Λ. For a quasicrystal in a d-D space embedded in a Mathematical equation-D space, the dislocation line is a manifold of dimension N-2 containing the complementary orthogonal space Mathematical equation of dimension N-d so that the observed dislocation line in Mathematical equation has dimension N-2-(N-d) = d-2, i.e. one dimension for three-dimensional objects.

Approximant phases can be described by rational projections of hypothetical quasicrystals defined by N-D crystals (Mathematical equation) of lattice Λ with atomic surfaces located at rational positions of Λ. This induces the remarkable property that the atomic positions and the unit-cell vectors belong to the same (or its simple submultiples) Mathematical equation-module,1 say Mathematical equation, that is the (irrational) projection Mathematical equation of a lattice Λ in Mathematical equation into Mathematical equation with Mathematical equation:

Mathematical equation

The existence of the Mathematical equation-module in crystallography is not confined to quasicrystals and approximants. In fact, several periodic structures have atoms possessing extra non-crystallographic local hidden symmetries which can be viewed as a long-range-ordered decoration on an underlying Mathematical equation-module. Such is the case for the Fe Wyckoff position in the FeAl3 phase identified by Black (1955[Black, P. J. (1955). Acta Cryst. 8, 43-48.]) and for both Ni and Zr Wyckoff positions in the orthorhombic structure Cmcm of NiZr (Kirkpatrick et al., 1962[Kirkpatrick, M. E., Bailey, D. M. & Smith, J. F. (1962). Acta Cryst. 15, 252-255.]).

The question addressed in the present paper is the following: what kind of new defects could possibly be generated when the atoms of the crystal, in addition to being periodically spaced, are located on a long-range-ordered subset of the nodes of a Mathematical equation-module?

To give a first idea of what this question is about, let us consider the example shown in Fig. 1[link]. At a first glance, it represents a slice in the (x,y) plane of a simple cubic lattice of a standard three-dimensional dislocation of Burgers vector Mathematical equation aligned along the z direction. Whereas the edge part of the dislocation is clearly seen in the (x,y) plane, the screw part along the z direction generates the one step height shaded in light grey. The drawing Fig. 1[link](a) is immediately understandable because of our natural spontaneous sense of visualizing three dimensions. But, if we consider this drawing for what it really is – in fact a simple two-dimensional tiling in the plane – then this same defect shown in Fig. 1[link](b) is less obvious: it is a partial edge dislocation of the two-dimensional periodic tiling bounding a row of reconstructed tiles – here rhombi rotated by Mathematical equation – that form a stacking fault line. This is now a partial dislocation in the two-dimensional subspace.

[Figure 1]
Figure 1
(a) A mixed dislocation of Burgers vector Mathematical equation showing the edge part on the plane (x,y) and the screw part along z. (b) The same object analysed as a two-dimensional tiling is a partial dislocation bounded by a planar defect of vertically oriented rhombi; as shown in (a), this defect is a dislocation of the Mathematical equation-module generated by the projection of the three-dimensional simple cubic lattice onto the (x,y) plane: it is a module dislocation. (c) Generating a similar module dislocation but from the cut of a four-dimensional hypercubic crystal makes the area's overall relief much more difficult to grasp.

This example is quite trivial because the implied Mathematical equation-module has rank 3 but it becomes significantly more cumbersome to decipher defects based on Mathematical equation-modules of higher rank where we lose our intuitive vision in Mathematical equation-D space as illustrated in Fig. 1[link](c). We shall designate this kind of defect a module dislocation as opposed to the usual lattice dislocation to emphasize the fact that its Burgers vector belongs to the Mathematical equation-module and not to the lattice.

In §2[link], we briefly recall the tools we need to build a coherent crystallographic description of alloys having atoms located on a Mathematical equation-module, that we designate here as module-based alloys. These include:

(a) the well known cut-and-project method used to generate uniformly discrete sets of points that are quasiperiodic decorations of high-symmetry Mathematical equation-modules;

(b) the perpendicular shear technique that allows one to generate periodic approximants from these high-symmetry quasicrystals (Jarić & Mohanty, 1987[Jarić, M. V. & Mohanty, U. (1987). Phys. Rev. Lett. 58, 230-233.]; Gratias et al., 1995[Gratias, D., Katz, A. & Quiquandon, M. (1995). J. Phys. Condens. Matter, 7, 9101-9125.]).

In §3[link], we discuss the nature of the defects that can be generated while keeping the Mathematical equation-module invariant. These are:

(a) twins as discussed by Quiquandon et al. (2016[Quiquandon, M., Gratias, D., Sirindil, A. & Portier, R. (2016). Acta Cryst. A72, 55-61.]);

(b) translation boundaries characterized by fault vectors Mathematical equation having irrational coordinates with respect to the unit-cell reference frame;

(c) module dislocations including those astonishing metadislocations found in specific approximants of i-AlPdMn icosahedral quasicrystals [see, for instance, Feuerbacher (2005[Feuerbacher, M. (2005). Philos. Mag. 86, 979-984.]) and Feuerbacher & Heggen (2010[Feuerbacher, M. & Heggen, M. (2010). Dislocations in Solids, Vol. 16, edited by J. P. Hirth & L. Kubin, pp. 109-170. Amsterdam: Elsevier BV.])] and the defects observed in approximants of the d-AlCuMn decagonal phase (Wang et al., 2016[Wang, J., Zhang, B., He, Z. B., Wu, B. & Ma, L. (2016). Philos. Mag. 96, 2457-2467.]);

(d) original, new kinds of dislocations with Burgers vectors having a zero component in the physical space, thus generating no displacement field and having no interactions with other dislocations and external stress fields; we call them scalar dislocations.

The last section of the paper summarizes our main conclusions.

2. N-D description of module-based alloys

As already mentioned, several intermetallic periodic phases have structures with atoms located on a fraction of the sites of a Mathematical equation-module. This happens each time the motif is made of atomic clusters with non-crystallographic symmetries, coherently interconnected and parallel to each other. Similarly to quasicrystals, these structures can be described as rational cuts of abstract periodic objects in spaces of dimension Mathematical equation. Describing and generating these module-based alloys require a few ingredients that are discussed next.

2.1. Rank of the Mathematical equation-module

The first ingredient is the rank N of the Mathematical equation-module as determined from the internal symmetry of the atomic cluster forming the motif. In the easiest cases, this rank is directly given by simple examination of the local symmetry of the motif when it has a point symmetry higher than that of the lattice of the crystal. For example, the rank N = 6 is quickly found for the many intermetallic phases that are approximants of icosahedral quasicrystals because their main atomic motifs are high-symmetry clusters, the atoms of which can all be indexed as integer linear combinations of the six unit vectors defined by the six quinary axes of the regular icosahedron.

For illustrating our purpose, we shall use here two two-dimensional examples that can be analysed as two-dimensional periodic (low) approximants of the famous Penrose tiling (Penrose, 1979[Penrose, R. (1979). Math. Intelligencer, 2, 32-37.]) built with the two golden rhombi of acute angles Mathematical equation and Mathematical equation. Here, the natural dimension of the N-D lattice Λ is N = 5 corresponding to the Mathematical equation-module generated by the regular pentagon.2 Such is the case of the well known Dürer structure (Dürer, 1525[Dürer, A. (1525). A Manual of Measurement of Lines, Areas and Solids by Means of Compass and Ruler. [Facsimile edition (1977), translated with commentary by W. L. Strauss. New York: Abaris Books.]]) made of a periodic arrangement of adjacent pentagons sharing an edge. To make our toy model example a little more original, we remove one vertex of the pentagon, getting then a bean structure as shown in Fig. 2[link]. In the five-dimensional frame, this structure has a lattice Mathematical equation with a primitive unit cell defined by Mathematical equation, Mathematical equation with three translation orbits3 w1 = (0,0,0,0,0), Mathematical equation and Mathematical equation. The Dürer structure is obtained by adding the fourth translation orbit Mathematical equation.

[Figure 2]
Figure 2
Examples of Mathematical equation-module models based on the module generated by the regular pentagon. (a) This structure (dark blue atoms) is a periodic ordered decoration (group cm) of the well known Penrose tiling built with the two golden rhombi with acute angles of Mathematical equation and Mathematical equation drawn in light grey. It is a substructure of the famous tiling originally drawn by Dürer (1525[Dürer, A. (1525). A Manual of Measurement of Lines, Areas and Solids by Means of Compass and Ruler. [Facsimile edition (1977), translated with commentary by W. L. Strauss. New York: Abaris Books.]]) built with two adjacent regular pentagons sharing an edge. (b) This honeycomb-like network of atoms (in light blue) with group c2mm is a set of connected hexagons that are obtained by superimposing two opposite regular pentagons sharing a diagonal as shown on the right of the figure. The structure is described using the five-dimensional module of the regular pentagon but this same structure can also be viewed as the projection of a set of cubes, and thus be described by the three-dimensional projection of the cube.

In some other cases, the determination of the rank of the module is not so obvious.

Indeed, our second example shown in Fig. 2[link](b) is a honeycomb network built with hexagons defined by the superimposition of two regular opposite pentagons sharing a diagonal as shown in the top right of Fig. 2[link](b): the lengths of the segments 2–5 and 3–4 are in the ratio of the golden mean Mathematical equation and all vertices in blue in the structure of Fig. 2[link](b) can be labelled as linear integer sums of the five unit vectors of the regular pentagon. Here again, we can choose the natural Mathematical equation-module of the regular pentagon and define the atomic structure in five-dimensional space by the primitive unit cell Mathematical equation and Mathematical equation with two translation orbits w1 = (0,0,0,0,0) and Mathematical equation (see Fig. 2[link]). But because this tiling is made of hexagons that can always be seen as convex envelopes of the two-dimensional projection of cubes, the structure can also be viewed as belonging to a Mathematical equation-module of rank 3 (instead of 5) as seen in the bottom right of Fig. 2[link]. In that case, the three-dimensional unit cell is now defined by Mathematical equation with translation orbits w1 = (0,0,0), w2 = (0,0,1). The connection with the five-dimensional description is given by expressing the basic three-dimensional unit vectors in terms of those of the five-dimensional basis: Mathematical equation, Mathematical equation, Mathematical equation. Choosing either Mathematical equation or Mathematical equation depends on which defect is studied: a simple dislocation can be described using Mathematical equation whereas a 5-f twin can be generated only on the basis of Mathematical equation. This point will be exemplified later.

2.2. The cut method

Once the rank of the module has been determined, the next step consists of generating the structure itself that is a long-range-ordered set of points out of the Mathematical equation-module. We use here the well known cut-and-project method initially derived to describe quasiperiodic structures (see Fig. 3[link]). It consists of projecting an N-D lattice Λ in a d-D subspace (Mathematical equation) in a direction that is irrational with the N periods of Λ. Because the projection Mathematical equation is a dense set of points, an additional criterion is used in the complementary subspace Mathematical equation that consists of selecting only those lattice points of Λ that project in Mathematical equation inside a given finite bounded (N-d)-D volume Mathematical equation that we designate as an atomic surface (AS). This generates a uniformly discrete set of points Mathematical equation that is a subset of the Mathematical equation-module Mathematical equation:

Mathematical equation

[Figure 3]
Figure 3
(a) Generating a uniformly discrete set out of a dense Mathematical equation-module resulting from a d-dimensional projection in Mathematical equation of an N-dimensional lattice Λ consists of attaching to each N-D lattice node of Λ a (N-d)-D bounded volume σ parallel to Mathematical equation designated here as an atomic surface (AS) and collecting the intersection points of these ASs with Mathematical equation. (b) To generate a periodic structure based on the same Mathematical equation-module, a shear along Mathematical equation is applied that brings specific nodes of Λ parallel to Mathematical equation. These nodes define the lattice Mathematical equation of the periodic structure in Mathematical equation.

2.3. The perpendicular shear method

To generate subsequently a periodic structure, we apply a shear of the N-D lattice Λ along Mathematical equation – thus keeping the original module in Mathematical equation invariant – in order to align d chosen independent nodes of Λ along Mathematical equation by the transformation (Gratias et al., 1995[Gratias, D., Katz, A. & Quiquandon, M. (1995). J. Phys. Condens. Matter, 7, 9101-9125.]; Quiquandon et al., 1999[Quiquandon, M., Katz, A., Puyraimond, F. & Gratias, D. (1999). Acta Cryst. A55, 975-983.]):

Mathematical equation

This generates a d-D lattice Mathematical equation in Mathematical equation. Let Ai be the d vectors of Λ, the projections of which in Mathematical equation define the unit cell of the structure. To ensure the generated structure is periodic of periods [Mathematical equation] the shear matrix Mathematical equation must be such that

Mathematical equation

and therefore

Mathematical equation

This technique of imposing a perpendicular shift of Λ is very efficient: it allows one to generate infinitely many periodic structures all based on the same Mathematical equation-module.

2.4. The atomic surfaces

ASs are among the most important concepts in the description of (perfect) quasicrystals since they define the densities and relative locations of the atomic species of the structure. A quasicrystalline structure is defined by specifying for each chemical species the complete collection of ASs (bounded polyhedra in the case of icosahedral phases) and their relative locations in the N-D space. The real structure in Mathematical equation is thus generated by the cut algorithm. Depending on where the cut is performed along Mathematical equation, the structures obtained differ from each other. If the projection of Λ is dense everywhere in Mathematical equation, these structures form a dense enumerable set of locally isomorphic and physically indistinguishable structures related to each other by phasons (local retilings) that are analysed as local fluctuations of Mathematical equation in Mathematical equation.

Deriving ASs for the case of periodic structures is the unique conceptual difficulty in our present approach. Indeed, because the final projection leads to a periodic structure in Mathematical equation, the notion of AS loses a priori physical pertinence since the projection of the N-D lattice in Mathematical equation is now a lattice, say Mathematical equation, i.e. a discrete set of points instead of being a dense set as in the quasicrystalline case. This obliterates the basic one-to-one relation in quasicrystals between the projections of the nodes of the N-D lattice Λ in Mathematical equation and those in Mathematical equation. In the periodic case, each projection in Mathematical equation of a node of Λ is now associated with an infinite set of sites in Mathematical equation, made of all the equivalent positions deduced from each other by the lattice Mathematical equation of the structure. These sets are the translation orbits that we introduced in the preceding section. Translation orbits are the objects that restore the one-to-one correspondence between Mathematical equation and Mathematical equation: to each lattice node in Mathematical equation is associated one and only one translation orbit in Mathematical equation and vice versa. This reduces the physical significance of an arbitrary displacement of the cut in Mathematical equation to the only case where this displacement is a translation of Mathematical equation.

It is however very useful to keep the concept of ASs alive in the case of periodic structures in order to possibly compare the structural properties of both periodic and quasiperiodic structures using the same cut-and-project method in a unified way. In fact, for the periodic case, any AS is acceptable if it satisfies the condition that, up to a global translation in Mathematical equation, the atomic structure generated by the cut is unique and thus independent of the choice of the trace of the cut in Mathematical equation. This means that the union of the projections in Mathematical equation of identical ASs forms a covering of Mathematical equation such that no space is left (localizing the cut there would give no structure at all) and no overlap appears (there would be at least two different structures generated depending on where the cut passes in Mathematical equation, in an overlap region or not). This set must therefore be a tiling of Mathematical equation. The simplest way to meet this requirement of using identical cells that form a tiling of Mathematical equation is to define the ASs in Mathematical equation as the union of the half-opened4 Voronoi cells centred at the nodes of Mathematical equation associated with the translation orbits of the structure as illustrated in Fig. 4[link].

[Figure 4]
Figure 4
(a) Typical two-dimensional example of defining the ASs of a (periodic) structure with two translational orbits w1 and w2 represented in Mathematical equation with projected lattice Mathematical equation: the ASs are formed by the union of the two Voronoi cells Mathematical equation and Mathematical equation (in grey) centred on each of the translation orbits. (b) The union of the Voronoi cells (in light grey) of successive approximants of the octagonal tiling compared with the usual ASs defined by the convex envelopes (in blue) of the four-dimensional unit cell: as the order of the approximant increases the union of the Voronoi cells tends towards the canonical AS of the octagonal tiling.

This definition is not only the most natural but it presents the advantage of leading to the usual geometry of quasicrystals when applied on a series of convergent approximant structures as shown in Fig. 4[link](b). Here, each higher-order periodic approximant of the octagonal phase is described by an increasing number of translation orbits distributed on the nodes of a denser lattice Mathematical equation with smaller Voronoi cells. At the infinite limit, the union of the half-opened Voronoi cells superimposes on the standard canonical ASs used in the standard tiling theory of quasicrystals.

The immediate consequence of the present definition of ASs for periodic structures is that it obliterates the possible existence of the so-called phasons typical of quasicrystals and incommensurate phases: here, any crossing of the AS boundaries in Mathematical equation leads in Mathematical equation to either no change at all, or to a global translation of the same structure. This can be particularly well understood by examining the approximant structures of the octagonal tiling shown in Fig. 4[link](b): the empty sites in the successive approximants are the positions of easy tile flips, i.e. phason sites.

3. Generating module defects

Defining defects in solids requires one first to define what is chosen as the reference for ideal perfect structures. Here, the basic reference is the Mathematical equation-module in Mathematical equation that is the projection of the N-D lattice Λ. Thus the reference object is Λ, the symmetry group Mathematical equation of which is the set of the isometries Mathematical equation of the N-D space that leave both Λ and Mathematical equation invariant, i.e. those isometries Mathematical equation that commute with the projector Mathematical equation:

Mathematical equation

This group Mathematical equation is a supergroup of the group Mathematical equation of the actual structure in Mathematical equation and the decomposition of Mathematical equation in cosets of Mathematical equation,

Mathematical equation

defines all the possible defects of the real structure that leave the Mathematical equation-module invariant.

Because Mathematical equation has the lattice Λ in the N-D space as translation subgroup whereas Mathematical equation has the lattice Mathematical equation in a d-D subspace, the number of translational cosets is infinite5 and an additional criterion – discussed later – is necessary to select those specific translational boundaries that can plausibly exist between adjacent variants in Mathematical equation.

The orientational defects, in contrast, are issued from the coset decomposition of the point groups that lead to a finite number of variants. These defects are twins that we can qualify as merohedral in the sense of Friedel (1904[Friedel, G. (1904). Bull. Soc. Ind. Miner., Quatrième série, Tomes III et IV. Saint Etienne: Société de l'Imprimerie Théolier J. Thomas et C., pp. 485.], 1926[Friedel, G. (1926). Leçons de Cristallographie. Nancy, Paris, Strasbourg: Berger-Levrault.], 1933[Friedel, G. (1933). Bull. Soc. Fr. Miner. 56, 262-274.]) where the notion of lattice is replaced by that of Mathematical equation-module (Quiquandon et al., 2016[Quiquandon, M., Gratias, D., Sirindil, A. & Portier, R. (2016). Acta Cryst. A72, 55-61.]).

3.1. Explicit examples

Let us consider our two previous examples shown in Fig. 2[link]. They both are subsets of the Mathematical equation-module generated by the regular pentagon projection of a five-dimensional lattice in the configurational five-dimensional Euclidean space that decomposes according to

Mathematical equation

where Mathematical equation is an overabundant dimension, the rational one-dimensional line along the main diagonal (1,1,1,1,1).

Starting from a five-dimensional node (n1,n2, n3,n4,n5), we obtain its components using the usual formulas (see, for instance, Duneau & Katz, 1985[Duneau, M. & Katz, A. (1985). Phys. Rev. Lett. 54, 2688-2691.]):

Mathematical equation

where Mathematical equation. Introducing the golden mean Mathematical equation (1+51/2)/2 and observing that

Mathematical equation

we can write these relations in a compact form:

Mathematical equation

using the variables h = n2 + n5, Mathematical equation, k = n3-n4, Mathematical equation similar to those introduced in the indexing scheme of the icosahedral quasicrystalline phases (Cahn et al., 1986[Cahn, J. W., Shechtman, D. & Gratias, D. (1986). J. Mater. Res. 1, 13-26.]). We note that Mathematical equation and Mathematical equation are even numbers and the transformation from Mathematical equation to Mathematical equation consists of applying the following simple substitution rules: Mathematical equation and Mathematical equation, Mathematical equation.

The total symmetry group of the five-dimensional hypercubic lattice has 25 5! = 3840 elements but only the subgroup Mathematical equation with 20 elements leaves Mathematical equation invariant. This point group is generated by the rotation Mathematical equation of Mathematical equation and the mirror Mathematical equation as drawn in Fig. 5[link]. An economical way of writing symmetry operations is by using signed permutations. For example, the mirror Mathematical equation defined in Fig. 5[link] tranforms Mathematical equation, Mathematical equation, Mathematical equation, Mathematical equation, Mathematical equation or in matrix form:

Mathematical equation

[Figure 5]
Figure 5
Generating the point group Mathematical equation requires two generators: the rotation Mathematical equation of angle Mathematical equation and the mirror Mathematical equation. This point group has 20 elements corresponding to the symmetry of the regular decagon. It is the intrinsic symmetry group of the five-dimensional lattice that keeps the physical space Mathematical equation invariant.
3.1.1. The bean structure

The primitive unit cell of the bean structure is defined by the two five-dimensional vectors Mathematical equation, both perpendicular to Mathematical equation with three translation orbits w1 = (0,0,0,0,0), Mathematical equation and Mathematical equation. The two-dimensional lattice Mathematical equation is defined by

Mathematical equation

projecting in Mathematical equation as

Mathematical equation

The shear matrix Mathematical equation reduces thus to a 2 ×2 matrix connecting Mathematical equation with Mathematical equation, the one-dimensional subspace Δ being invariant under the shear. Using equation (1)[link], we obtain after a few algebraic calculations

Mathematical equation

leading to

Mathematical equation

The projected lattice in Mathematical equation, Mathematical equation, is generated by the three vectors Mathematical equation, Mathematical equation and Mathematical equation:

Mathematical equation

3.1.2. The honeycomb structure

The unit cell of the honeycomb structure is defined by the two five-dimensional vectors Mathematical equation and Mathematical equation, both per­pendicular to Mathematical equation and with two translation orbits w1 = (0,0,0,0,0) and Mathematical equation. The two-dimensional lattice Mathematical equation is defined by

Mathematical equation

projecting in Mathematical equation as

Mathematical equation

and the shear matrix is

Mathematical equation

leading to

Mathematical equation

The projected lattice in Mathematical equation, Mathematical equation, is generated by the three vectors Mathematical equation, Mathematical equation and Mathematical equation:

Mathematical equation

3.2. Twins

Twin operations in the present context are orientational defects between variants that share the same Mathematical equation-module. In a previous paper (Quiquandon et al., 2016[Quiquandon, M., Gratias, D., Sirindil, A. & Portier, R. (2016). Acta Cryst. A72, 55-61.]), we proposed calling them merohedral twins after Georges Friedel (Friedel, 1926[Friedel, G. (1926). Leçons de Cristallographie. Nancy, Paris, Strasbourg: Berger-Levrault.]) by extending the role of the lattice to the Mathematical equation-module.

An example of such merohedral twins in the honeycomb structure is shown in Fig. 6[link](a). It is defined by the mirror operation Mathematical equation that belongs to the symmetry group 10mm of Λ: Mathematical equation associated with the translation Mathematical equation. This symmetry operation does not survive under projection on Mathematical equation: it generates a coherent twin equivalent to a rotation by Mathematical equation as illustrated in Fig. 6[link](c) where the coset decomposition of Mathematical equation on Mathematical equation gives five variants. As required, all twin individuals are built on the same module, thus justifying the term of merohedral twins. Concerning the bean structure, the coset decomposition of Mathematical equation on Mathematical equation gives ten variants shown in Fig. 6[link](b). Here, again, all ten variants share the same and unique Mathematical equation-module.

[Figure 6]
Figure 6
(a) Coherent merohedral twin of the honeycomb structure: the twin operation Mathematical equation is a mirror with an irreducible translation part Mathematical equation; it transforms the unit cell {A = Mathematical equation, B = Mathematical equation} into Mathematical equation = Mathematical equation =Mathematical equation. This interface is perfectly coherent with two rows of common atoms (drawn in purple) and is based on the elementary rhombi of the Penrose tiling drawn in thin lines. (b), (c) The twin variants generated by the decomposition of Mathematical equation on (b) Mathematical equation (bean structure) with Mathematical equation and on (c) Mathematical equation (honeycomb structure) with Mathematical equation. As can be clearly seen here, all interfaces are perfectly coherent although there is no two-dimensional coincidence lattice between any two adjacent twin individuals.

3.3. Translation defects

As previously mentioned, the translation defects are issued from the coset decomposition of Λ onto Mathematical equation and are thus infinitely many. For predicting which translation boundaries are plausibly expected to occur, we need an additional geometrical criterion. A reasonable choice is to search for a maximum continuity between adjacent translational variants, i.e. maximizing the overlap between the atomic orbits of variants. This is easily achieved by considering the structure in Mathematical equation, i.e. a set of Voronoi cells attached to a finite collection of nodes wi of the lattice Mathematical equation, each wi corresponding to a translational orbit in Mathematical equation (see Fig. 7[link]).

[Figure 7]
Figure 7
(a) The bean structure represented in Mathematical equation is generated by three Voronoi cells located at w1 = (0,0,0,0,0), w2 = Mathematical equation and w3 = Mathematical equation; there are thus three most plausible translation boundaries R1 = w2-w1, R2 = w3-w1 and R3 = w3-w2. (b) The honeycomb structure represented in Mathematical equation is generated by two Voronoi cells located at w1 = (0,0,0,0,0) and Mathematical equation. Its most plausible translational defect is thus the boundary characterized by Mathematical equation that leaves one translational orbit invariant (see Fig. 8[link]).

Our strategy is thus to choose those translations Mathematical equation of Mathematical equation that superimpose a maximum number of Voronoi cells on top of each other in order to generate adjacent variants sharing a maximum number of translational orbits. For example, since the honeycomb structure is defined with two translation orbits w1 = (0,0,0,0,0) and Mathematical equation, the only translation boundary we can expect that leaves one orbit invariant is the boundary generated by the fault vector R = w2-w1 = Mathematical equation, as shown in Fig. 8[link](d).

[Figure 8]
Figure 8
The translation boundaries of the bean structure associated with (a) Mathematical equation, (b) Mathematical equation, (c) Mathematical equation; in all three cases, one (in red) over the three translation orbits is invariant on crossing the boundary. (d) The unique translation boundary of the honeycomb structure Mathematical equation. See Fig. 7[link] for the references of the translation orbits in Mathematical equation. (e)–(f) Example of the translation Mathematical equation that can be achieved by introducing a microtwin: the microtwin is realized by successive application of a twin operation and its inverse displaced by Mathematical equation: on (e) it is a rotation h of Mathematical equation followed by its opposite Mathematical equation and on (f) it is a mirror applied twice.

The case of the bean structure is slightly more complicated since it is generated by three Voronoi cells. This offers then three possible fault vectors R1 = Mathematical equation, Mathematical equation and R3 = Mathematical equation, each leaving one translation orbit invariant among the three of the structure as depicted in Figs. 8[link](a), 8[link](b) and 8[link](c).

Another way of generating simple translation defects consists of using fine slabs of twinned variants inside a main crystal (microtwins). This is achieved by applying a twin operation as discussed in the previous subsection, say Mathematical equation, and, subsequently, its inverse displaced by a lattice translation Mathematical equation of Λ, Mathematical equation, leading to

Mathematical equation

This is exemplified in Figs. 8[link](e) and 8[link](f). Successive introductions of n such elementary slabs generate global translations of Mathematical equation between the two parts of the original crystal.

3.4. Module dislocations

The previous translation boundaries with fault vectors Mathematical equation belonging to the Mathematical equation-module can be bounded by partial dislocations of Burgers vectors Mathematical equation. These module dislocations are defined as perfect dislocations of the lattice Λ, the Burgers vectors of which have a non-zero component in Mathematical equation after the shear Mathematical equation as illustrated in Fig. 9[link]:

Mathematical equation

as opposed to usual dislocations for which Mathematical equation.

[Figure 9]
Figure 9
A Mathematical equation-module dislocation is the image in Mathematical equation of a perfect dislocation of Λ in N-D space, of Burgers vector Mathematical equation that has a non-zero component Mathematical equation in Mathematical equation after the shear Mathematical equation.

They are the natural extensions for the approximants of the usual dislocations encountered in quasicrystals and correspond to the so-called metadislocations first observed by Klein et al. (1999[Klein, H., Feuerbacher, M., Schall, P. & Urban, K. (1999). Phys. Rev. Lett. 82, 3468-3471.]); they were discussed by Klein & Feuerbacher (2003[Klein, H. & Feuerbacher, M. (2003). Philos. Mag. 83, 4103-4122.]) from the the pioneering work by Beraha et al. (1997[Beraha, L., Duneau, M., Klein, H. & Audier, M. (1997). Philos. Mag. A, 76, 587-613.]) and Klein et al. (1997[Klein, H., Boudard, M., Audier, M., De Boissieu, M., Vincent, H., Beraha, L. & Duneau, M. (1997). Philos. Mag. Lett. 75, 197-208.]) on the approximant structures Mathematical equation-AlPdMn. These defects have been extensively and magnificently studied using high-angle annular dark-field (HAADF) electron microscopy by Feuerbacher and co-workers (see, for instance, Heggen et al., 2008[Heggen, M., Houben, L. & Feuerbacher, M. (2008). Philos. Mag. 88, 2333-2338.]; Feuerbacher et al., 2008[Feuerbacher, M., Balanetskyy, S. & Heggen, M. (2008). Acta Mater. 56, 1849-1856.]; Feuerbacher & Heggen, 2010[Feuerbacher, M. & Heggen, M. (2010). Dislocations in Solids, Vol. 16, edited by J. P. Hirth & L. Kubin, pp. 109-170. Amsterdam: Elsevier BV.]). Recent analogous, superb observations have been made by Wang et al. (2016[Wang, J., Zhang, B., He, Z. B., Wu, B. & Ma, L. (2016). Philos. Mag. 96, 2457-2467.]) on approximants of the decagonal phase of the AlCuMn system. All these observations testify to the fact that the observed defects are indeed geometrically connected to an underlying tiling but none offers a general framework able to properly define what they really are. The connection to an N-D description has been clearly demonstrated by Engel & Trebin (2006[Engel, M. & Trebin, H. R. (2006). Philos. Mag. 86, 979-984.]) on the basis of the experimental observations of Feuerbacher and co-workers. A first general attempt to define metadislocations in the N-D framework has been proposed by Gratias et al. (2013[Gratias, D., Quiquandon, M. & Caillard, D. (2013). Philos. Mag. 93, 304-312.]). Finally, in the present paper, we wish to definitely emphasize the fundamental N-D character of these defects in designating them by the accurate name of module dislocation rather than metadislocation, which is not very informative.

These module dislocations differ from usual dislocations in crystals in two basic ways:

(i) the Burgers vector Mathematical equation is a vector of Λ in N-D space so that the Mathematical equation-module is left invariant by the dislocation;

(ii) since the Burgers vector Mathematical equation has a non-zero component in Mathematical equation after shear, the dislocation is a partial dislocation bounded by one or several stacking fault boundaries.

This is exemplified in Fig. 10[link] with a simple dislocation Mathematical equation of the five-dimensional representation on the left, or equivalently by Mathematical equation in the three-dimensional representation on the right. This last representation clearly shows the three-dimensional nature of the dislocation and its associated stacking fault.

[Figure 10]
Figure 10
A typical Mathematical equation-module dislocation dipole in the honeycomb structure that illustrates the five-dimensional lattice Λ description with Burgers vector Mathematical equation on the left and the three-dimensional lattice with Burgers vector Mathematical equation on the right. Of course, both descriptions are totally equivalent.
3.4.1. Scalar dislocations

There is a special situation that arises when using an overdetermined Mathematical equation-module, i.e. when Mathematical equation contains one or more rational directions of the lattice Λ. Such is the case in our two previous examples based on the regular pentagon described in five dimensions with the introduction of the additional one-dimensional periodic subspace Mathematical equation in Mathematical equation.

There, particular dislocations may be found that have a non-zero Burgers vector in Λ but that have a zero Mathematical equation component in the physical space. Those strange dislocations have the remarkable property of generating no defomation field and thus of being insensitive to any stress fields and to any other dislocations. This is easily understandable in terms of tilings in which the topological fault introduced by the dislocation is fully accommodated by a simple retiling of the elementary protiles with no deformation. We therefore propose designating this special kind of topological defect as a scalar dislocation since its main characteristic is the length of the Burgers vector – a scalar property – and not the vector by itself.

To exemplify this intriguing situation, we consider the two-dimensional structure shown in Fig. 11[link] built with the four vectors Mathematical equation, Mathematical equation, Mathematical equation and Mathematical equation such that Mathematical equation. The configurational four-dimensional Euclidean space decomposes as

Mathematical equation

Using the coordinates of the four vectors in Mathematical equation,

Mathematical equation

we note that Mathematical equation imposes Mathematical equation and Mathematical equation.

[Figure 11]
Figure 11
Scalar dislocation of Burgers vector Mathematical equation in a tiling described from a four-dimensional space with an overdetermined module where the four basic vectors have their projections in Mathematical equation summing up to zero, V1+V2+V3+V4 = 0, as shown in (a). The periodic structure is seen in (b); it has lattice parameters Mathematical equation and Mathematical equation and is generated by six translation orbits.

Let (n1,n2,n3,n4) be a node of the four-dimensional lattice Λ, (Mathematical equation) and (Mathematical equation) its components in, respectively, Mathematical equation and Mathematical equation. Simple algebraic manipulations lead to the following transformation rules normalized by the global scale factor Mathematical equation:

Mathematical equation

with

Mathematical equation

Thus, the basic parent quasiperiodic structure is one-dimensional quasiperiodic along Mathematical equation – according to the relative values of the angles α and β – and periodic along Mathematical equation with one-dimensional unit-cell parameter Mathematical equation. Correlatively, the perpendicular projection is dense along the Mathematical equation direction and periodic along the Mathematical equation direction with period Mathematical equation (1,1,1,1):

Mathematical equation

To obtain the actual periodic structure with a two-dimensional unit cell defined by Mathematical equation and Mathematical equation we apply a shear along Mathematical equation proportional to Mathematical equation, thus reducing the Mathematical equation matrix to a simple number:

Mathematical equation

leading to

Mathematical equation

The structure is defined by six translation orbits shown in Fig. 11[link](b), w1 = (0,0,0,0), w2 = (0,1,0,0), Mathematical equation, Mathematical equation Mathematical equation and Mathematical equation with the lattice

Mathematical equation

Introducing the dislocation of Burgers vector Mathematical equation that has a zero component in Mathematical equation leads to a point defect shown in red in Fig. 12[link] that is bounded by four lines of translation faults. Because the dislocation induces no deformation, the four fault vectors Ri are defined up to any translation of the lattice as depicted in Fig. 12[link], the global geometrical consistency being

Mathematical equation

A simple solution proposed in Fig. 12[link], heavy dark red arrows, is to choose R1 = R2 = R3 = R4 = (1,0,0,0) leading to u = 2 and v = 1 in the previous expression. This shows that each boundary is associated to move the six Voronoi cells along the projection of the (1,0,0,0) direction, that is 1/4 in length of the (1,1,1,1) direction. This move keeps four of six invariant Voronoi cells and therefore four translation orbits are invariant out of the six forming the structure on each crossing of the translation boundaries (see Fig. 12[link]). This makes these boundaries remarkably coherent: all are made of a local coherent redistribution of the original tiles with no additional new external shapes.

[Figure 12]
Figure 12
(a) The structure of Fig. 7[link](b) projected in Mathematical equation is defined by the atomic surface union of the six Voronoi cells in grey located at the projections in Mathematical equation of the six translation orbits. (b) The Burgers vector Mathematical equation is contained in Mathematical equation and thus generates no deformation of the tiles, whatever their location in the physical space as shown here. The defect (in red) is at the intersection of four translation boundaries, each conserving four among the six of the orbits forming the structure.

4. Conclusion

We have seen that those alloys for which the atoms are long-range ordered on a non-trivial Mathematical equation-module, in addition to being periodically spaced, can contain new original defects corresponding to internal symmetry operations of the Mathematical equation-module that are lost because of the periodicity. These defects are twins, translation defects and dislocations that we call module dislocations to differentiate them from standard lattice dislocations, and appear as partial dislocations bounded by one of several translation faults. We have seen that for the case of overdetermined modules specific dislocations can exist with Burgers vectors having a zero component in the physical space. These dislocations, which we call scalar dislocations, are located at the intersection of translation defects and are well described by a collection of local retilings with no deformation of the prototiles.

Footnotes

1Mathematical equation-modules are the natural extension of lattices. A Mathematical equation-module of rank N in Mathematical equation with Mathematical equation is the set Mathematical equation of points in Mathematical equation such that Mathematical equation Mathematical equation with Mathematical equation where the N vectors ei are arithmetically independent (i.e. no non-zero integer combination of the N vectors gives the null vector): (i) any Mathematical equation-module of rank N in Mathematical equation is the (irrational) projection of a lattice Mathematical equation in Mathematical equation; (ii) a Mathematical equation-module of rank N in Mathematical equation Mathematical equation forms an enumerable dense set of points in Mathematical equation or in a non-empty subspace of Mathematical equation; (iii) if d = N the Mathematical equation-module is trivially a lattice Mathematical equation.

2This technique of using a five-dimensional hypercubic lattice instead of the usual four-dimensional root lattice makes the pentagonal symmetry explicit and all algebraic manipulations much easier; it is similar to using four indices in the hexagonal crystalline system.

3The translation orbit wi is the set of the equivalent points of Mathematical equation generated by the translations of Mathematical equation: Mathematical equation irrespective of the point symmetry of the structure.

4The Voronoi cells form the canonical tiling associated with the lattice Mathematical equation: in the case where the cut passes at the boundary between two adjacent cells, a decision must be taken to choose one of the two cells; because Voronoi cells are always centred, we define the ASs as half-opened cells, i.e. that include a boundary and exclude its opposite, like the segment [a,b[ for the one-dimensional case.

5This corresponds to the fact that in Mathematical equation the lattice of the periodic structure defines a discrete set of points whereas the Mathematical equation-module defines a dense set of points.

Acknowledgements

The authors are very grateful to S. Lartigue-Korinek, F. Mompiou, R. Portier and W. Hornfeck for many helpful and fruitful discussions. This work has been made possible with the financial support of project ANR METADIS 13-BS04-0005.

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