research papers
Fluctuation X-ray scattering from nanorods in solution reveals weak temperature-dependent orientational ordering
aEuropean XFEL, Holzkoppel 4, 22869 Schenefeld, Germany, and bBrookhaven National Laboratory, Photon Sciences Directorate, Upton, NY 11973, USA
*Correspondence e-mail: ruslan.kurta@xfel.eu
Higher-order statistical analysis of X-ray scattering from dilute solutions of polydisperse goethite nanorods was performed and revealed structural information which is inaccessible by conventional small-angle scattering. For instance, a pronounced temperature dependence of the correlated scattering from suspension was observed. The higher-order scattering terms deviate from those expected for a perfectly isotropic distribution of particle orientations, demonstrating that the method can reveal faint orientational order in apparently disordered systems. The observation of correlated scattering from polydisperse particle solutions is also encouraging for future free-electron laser experiments aimed at extracting high-resolution structural information from systems with low particle heterogeneity.
Keywords: nanoscience; small-angle X-ray scattering; SAXS; correlated fluctuations; X-ray free-electron lasers; XFELs.
1. Introduction
Non-crystalline materials, such as glasses, liquids and solutions, can accommodate various structural features which are intrinsically forbidden in systems with translational symmetry. Traditionally, X-ray scattering studies of disordered matter rely on small-angle X-ray scattering (SAXS) and pair-distribution function (PDF) analysis (Als-Nielsen & McMorrow, 2011; Warren, 1990). These widely used approaches, however, provide only limited structural information and are usually insufficient for the unambiguous derivation of the 3D structure that is crucial for a complete understanding of a material's properties. Exploring higher-order statistics of the scattered intensity can provide additional information about disordered systems beyond that accessible by conventional analyses. It has been suggested that, by calculating angular cross-correlation functions (CCFs) of the scattered intensity images, it may be possible to extract higher-order scattering terms preserved in the measured intensity fluctuations beyond the isotropic averages (Kam, 1977). By performing so-called fluctuation X-ray scattering (FXS) experiments, one could, for example, facilitate biological from solution scattering (Kam, 1977; Kam et al., 1981) or detect local orientational order and hidden symmetries in amorphous materials (Clark et al., 1983; Ackerson et al., 1985).
Practical implementation of these techniques became possible only recently, mostly due to advances in X-ray instrumentation (Kurta et al., 2016). X-ray cross-correlation analysis (XCCA) based on CCFs allowed details to be revealed of the structural arrangements in partially ordered soft-matter systems such as colloids (Wochner et al., 2009; Lehmkühler et al., 2014; Schroer et al., 2015, 2016), liquid crystals (Kurta et al., 2013c; Zaluzhnyy et al., 2015, 2017b, 2018), polymer blends (Kurta et al., 2015) and mesostructures (Zaluzhnyy et al., 2017a; Mancini et al., 2016; Lhermitte et al., 2017). Correlations have also been explored in electron scattering (Treacy et al., 2005, 2007; Treacy & Borisenko, 2012; Liu et al., 2013a, 2015) where the requirement for a small scattering volume can be conveniently achieved to observe the intensity fluctuations associated with atomic scale structures (Clark et al., 1983). The revival of the field by new experimental X-ray capabilities has been accompanied by novel developments in the theory of correlated scattering and advanced data analysis (Altarelli et al., 2010; Kirian et al., 2011; Malmerberg et al., 2015; Liu et al., 2016; Martin, 2017).
With the emergence of X-ray free-electron lasers (XFELs), the FXS approach has been extensively revised for biological et al., 2009, 2011; Poon & Saldin, 2011; Kurta et al., 2012, 2013b; Liu et al., 2012; Chen et al., 2013; Malmerberg et al., 2015; Kurta, 2016). Experimental demonstrations for disordered ensembles of various engineered nanostructures like nano-rice (Liu et al., 2013b), polymer dumb-bells (Chen et al., 2012; Starodub et al., 2012) and three-bladed nano-propellers (Pedrini et al., 2013) indicated the general feasibility of the FXS approach. In particular, FXS measurements on crystalline nanoparticles in solution demonstrated the possibility of measuring atomic scale correlated scattering (Mendez et al., 2014, 2016). Recently, the FXS approach has successfully been applied to data taken at the Linac Coherent Light Source (LCLS) in the USA for biological In combination with a novel iterative phasing algorithm (MTIP; Donatelli et al., 2015), FXS allowed the reconstruction of aerosolized single virus particles (Kurta et al., 2017) and multiple virus particles in solution (Pande et al., 2018) with nanometre precision.
from solution scattering (SaldinIn studies of FXS from solution, a uniform distribution of particle orientations is often assumed since it is a necessary requirement for a successful 3D reconstruction. The question is whether such a requirement is strictly fulfilled in real experiments and how it affects the resolution. Clearly, interparticle interaction may be responsible for the appearance of orientational particle correlations in concentrated solutions. In a generic SAXS experiment, the thermodynamic argument can be neglected when using dilute particle solutions, where vanishingly small particle–particle interactions result in a
value close to unity. The effect of orientational order, however, has not been explored in FXS experiments, where the high sensitivity to orientational inhomogeneities may lead to the manifestation of subtle thermodynamic effects in the FXS data. On the other hand, particle motion during X-ray exposure, particularly for elongated particles, can blur the contrast of the FXS data. In this work we investigate how the orientational distribution and of particles in solution affect experimental FXS data. Measurements were performed on aqueous suspensions of polydisperse goethite nanorods at different volume fractions and temperatures. Our results show a pronounced temperature dependence of the correlated scattering which, to a great extent, can be associated with orientational particle correlations.The analysis reveals that the higher-order scattering terms have larger values than expected for an isotropic distribution of particle orientations, indicative of weak orientational (nematic) ordering. This demonstrates that FXS can also be used as a high-sensitivity probe of orientational order in apparently disordered systems.
2. Theoretical background
We consider X-ray scattering from a dilute polydisperse mixture of N particles. The ensemble-averaged SAXS intensity for such a system can be specified as (Als-Nielsen & McMorrow, 2011)
where A is an experimental normalization factor (see Appendix A), Is(q) is the scattered intensity at a momentum transfer of magnitude q for a particle of size s and D(s) is the normalized particle size distribution function, so = 1. The integration is performed over all particle sizes s, and denotes statistical averaging. The SAXS intensity, equation (1), commonly used to characterize polydisperse systems, can be interpreted as a zeroth-order term in the context of our work.
Here we introduce higher-order scattering terms for a dilute polydisperse system of particles as (see Appendix A for more details)
where 〈Cn(q1, q2)〉 is the ensemble-averaged nth order Fourier component (FC) of the angular cross-correlation function (CCF) C(q1, q2, Δ) [see e.g. Kam (1977) and Kurta et al. (2016)], defined here for a polydisperse system of particles, and are the ensemble-averaged FCs defined for a specific particle size s. In equation (2) it is assumed that the particle orientations are uniformly distributed and is in fact a single-particle quantity.
Equation (2) defines higher-order scattering terms which are unavoidably lost in the isotropic SAXS intensity equation (1) and which we seek to extract here. For practical applications, the FCs 〈Cn(q1, q2)〉 can be experimentally approximated by the so-called difference FCs (see Appendix B) which help in reducing the effect of various errors in the experimental data analysis (Kurta et al., 2017).
3. Experiment
The SAXS experiment was performed on beamline ID10 at the European Synchrotron Radiation Facility (ESRF, France) with 10 keV photon energy at about 1.3% bandwidth (pink beam). Using a double-mirror system and a set of slits, the X-ray beam was focused and collimated to a size of about 20 × 20 µm with about 1013 photons s−1 hitting the sample. The scattered intensity was recorded by a Maxipix detector (consisting of 256 × 256 square pixels, 55 µm in size) situated 515 mm downstream from the sample. A 2 mm round beamstop of Pb was placed in front of the detector to protect it from the direct beam transmitted through the sample.
The image acquisition time was 1 ms to minimize rotational motion of the nanoparticles during exposure, and a fast shutter before the sample protected it from the X-ray beam during the 0.1 s of waiting time between successive exposures. Scattering measurements were performed on dilute aqueous solutions (80 wt% propane-1,3-diol in water) of goethite (α-FeOOH) nanorods contained in glass capillaries of diameter 0.7 mm. About 104 diffraction patterns were acquired for the to accumulate sufficient statistics for each of goethite particles (φg = 0.05% and 0.5%) at the different temperatures.
The powerful X-ray beam is potentially able to damage the sample, for instance resulting in gas bubbles that would lead to very strong and unwanted stray scattering. Hence, a procedure was established where every spot of the capillary only received an exposure of 10–20 ms, after which a new spot was illuminated. The waiting time between exposures ensures that diffusion creates a new spatial arrangement of nanoparticles inside the scattering volume, which is important for correct ensemble averaging.
The structure and dynamics of goethite solutes have previously been studied by X-ray scattering (Lemaire et al., 2004; Poulos et al., 2010). For the suspensions used here it has been established in studies that there is no orientational (nematic) ordering below about 4% volume concentration of particles. The exposure time of 1 ms was chosen as a compromise between the need for a strong scattering signal and the requirement that the particles remain in quasi-fixed positions during exposure. The latter can be ensured by cooling the sample, since the solvent (80 wt% propane-1,3-diol in water) increases in viscosity at low T and hence slows down the over 1 ms, from ∼10° at room temperature (297 K) to ∼1° at 229 K and ∼0.1° at 209 K.
4. Results and discussion
SAXS images were corrected for background scattering and normalized by the average intensity per pixel. Saturated pixels, dead pixels and pixels shadowed by the beamstop were masked in the analysis, and a flat-field correction was applied to the detector. For the B), calculated in the range of scattering vectors from q = 0.13 to 0.43 nm−1. Fig. 1 shows a set of 2D correlation maps illustrating the amplitudes of six FCs , n = 1–6, determined at φg = 0.05% and T = 229 K. Dotted and dashed lines in Fig. 1(d) define four different sections through the 2D maps. These sections are shown in detail in Fig. 2 for n = 1–12.
we employed the difference spectra (see AppendixOne can see from Figs. 1 and 2 that within the analysed portion of a dominant contribution to the difference spectrum originates from FCs of low even orders, i.e. n = 2, 4 and 6. Apart from a slightly increased value of the n = 1 FC, most probably due to imperfect centring of the SAXS patterns and/or absorption effects, all other FCs have vanishing values.
Fig. 3 illustrates the importance of utilizing the difference CCF instead of the commonly used CCF 〈Cii(q1, q2, Δ)〉i. As one can see from Fig. 3, both and [see equation (17)] have a complex structure with similar magnitudes of even- and odd-order FCs, indicating a strong direct correlation of diffraction patterns which we attribute to an uncompensated and structured background. In contrast, shows a smooth variation of the even-order FCs of interest, as expected for this small-angle scattering experiment.
It is noteworthy that the Fourier spectrum of the autocorrelation [Fig. 2(a)] differs substantially from the cross-correlation terms1 [Figs. 2(b)–2(d)]. This is to be expected due to the contribution of self-correlation of pixels and coherent speckle patterns (Altarelli et al., 2010; Kurta et al., 2012, 2013a) that are enhanced by autocorrelation (note the bright diagonal streak on all the 2D maps in Fig. 1). As a result, the contrast of higher-order FCs of the autocorrelation function diminishes rapidly as a function of q. In the present case, the FC of the autocorrelation of order n = 6 cannot be detected above the background and the FC of the autocorrelation of order n = 4 diminishes rapidly, see Fig. 2(a). Yet, the FCs of the CCF of orders n = 2, 4 and 6 are clearly dominant across all measured q values, see Figs. 2(b)–2(d). Considering a smooth q dependence of the amplitudes (see Fig. 1), it is sufficient to analyse the FCs of the CCF determined at one particular q2 value. Therefore, all further analyses will exclusively involve the cross-correlation terms .
The temperature dependence of the FXS data is illustrated in Fig. 4. SAXS intensities [Figs. 4(a) and 4(c)] and the dominant FCs [Figs. 4(b) and 4(d)] are determined for two samples with different volume fractions of goethite particles, φg = 0.05% [Figs. 4(a) and 4(b)] and φg = 0.5% [Figs. 4(c) and 4(d)], at different temperatures. For each the data measured at different temperatures were scaled according to equations (1) and (2), assuming the same average number of particles N in the beam; see Appendix C for details of the scaling procedure. The analysis reveals substantial variation in the magnitudes of as a function of temperature, while the q dependence remains almost unchanged for a particular φg. Indeed, by increasing the solution temperature from T = 229 to 297 K (φg = 0.05%), the dominant FC of order n = 2 decreases by almost two orders of magnitude, as indicated by the arrow in Fig. 4(b), while the higher-order FCs vanish completely. Similarly, by increasing the solution temperature in a sample with a higher (φg = 0.5%), the dominant FCs (n = 2 and 4) become approximately one order of magnitude smaller, see arrow in Fig. 4(d).
To the best of our knowledge, this is the first reported observation of temperature effects in fluctuation X-ray scattering. It was pointed out by Kam (1977) that temperature-dependent of particles during X-ray exposure can smear the intensity fluctuations of diffraction patterns, thus reducing the contrast of the angular CCFs. By reducing the temperature, the viscosity of the solvent increases and slows down, leading to an increase in contrast. At first glance, the observed temperature behaviour of is in agreement with this physical picture. However, as will be shown below, dynamics is not the decisive factor responsible for the temperature variation in the contrast of observed in our experiment.
Experimental results for two samples with different volume fractions of goethite particles (φg = 0.5% and 0.05%) measured at the same temperature (T = 229 K) are compared in Fig. 5. The results were scaled assuming that the number of scattering particles N is ten times larger in the sample with the highest (φg = 0.5% compared with φg = 0.05%). Ideally, in the absence of additional concentration effects the FXS data should overlap after such a rescaling, which is apparently not the case. In the q range shown in Fig. 5, both SAXS intensities and FCs have similar q dependencies at different concentrations, but the magnitudes of the FCs are notably different. To understand the origin of this effect we performed simulations of FXS for various model systems (see Appendix D). We identified a model of the goethite solution that adequately reproduces the SAXS intensity at φg = 0.05% as well as the q dependence of the FCs (Fig. 6). The model takes particle polydispersity into account and assumes a uniform distribution of orientations, but the simulated FCs have considerably lower values (about three orders of magnitude) than the experimental results [see Fig. 6(b)]. Notably, not only is the entire simulated spectrum shifted down in magnitude, but the relative scaling of simulated FCs at different orders n is also different, for instance is much larger in the experiment than retrieved in the simulation.
Additional simulations have indicated that a nonuniform distribution of particle orientations may be responsible for the observed effects (see Figs. 7 and 9). Our results show that the FCs of the CCF have substantially higher values in the case of a Gaussian distribution of orientations around a mean direction, and for arbitrarily large numbers of particles they can be several orders of magnitude larger than for a perfectly uniform distribution. Importantly, in the case of a nonuniform distribution of particle orientations, the relative scaling of FCs of different orders n is also affected, closely resembling what is observed in the experiment (see Fig. 8). Similar effects can be observed for models where only a fraction of the particles obey a nonuniform distribution of orientations while the others exhibit truly random orientations (see Fig. 9).
While the details depend on the particular parameters of the nonuniform orientational distribution, the simulations generally indicate a nonlinear dependence of the FCs on the number of particles N in the system, meaning that equation (2) does not hold in this case. Such a nonlinear scaling of FCs was deduced earlier for a 2D disordered system of particles with a Gaussian distribution of orientations about a certain direction (Kurta et al., 2012). It has been shown that the N-dependent scaling factor for an FC of nth order is equal to , where σ is the standard deviation of the Gaussian distribution. In the limit of σ → ∞ this expression tends towards N, which is the exact result for a uniform distribution2. This means that for a nonuniform distribution, FCs of different orders have different scaling parameters which depend in a nonlinear fashion on N. Clearly, in the 3D case relevant for our experiment, a specific nonuniform distribution of orientations could further alter the q dependence and relative scaling of individual FCs. While it is not feasible to obtain a general analytical result for an arbitrary non-uniform distribution of particle orientations in 3D [similar to equation (2)], simulations can still provide valuable information for qualitative analyses.
Taking into account the devised model of nanoparticle solution studied in our experiment, which involves orientational nonuniformity of particles, we can finally discuss possible origins of the observed temperature variation of , particularly the role of E and Fig. 10) that, in the case of orientational order of particles, the dynamics has a rather minor effect on the contrast of . Therefore, temperature-dependent orientational correlations of particles are predominantly responsible for the observed FXS contrast variation. The data available from our experiment make it difficult to distinguish whether direct particle–particle interactions or particle–wall interactions are responsible for these correlations. Considering the very low sample however, we are inclined to interpret our observations as a result of inadequate equilibration (due to the high solvent viscosity at low temperature) after sample loading, or an alignment effect induced by the capillary walls. A more systematic study is required to identify uniquely the physical origin of the observed temperature-dependent orientational correlations.
of particles. Our simulations show (see Appendix5. Conclusions and outlook
Fluctuation scattering based on higher-order statistics of the scattered intensities, combined with novel capabilities of X-ray instrumentation and advanced approaches to data analysis, opens up exciting new opportunities for materials research with X-rays. Our results indicate that comprehensive information about the structure and dynamics of disordered systems can be extracted by means of angular cross-correlation functions. We have shown that FXS from solutions of nanoparticles can provide unique structural information, which is challenging or impossible to obtain by conventional SAXS approaches.
The `classical' aim of FXS formulated by Kam (1977) is to use the angular CCFs as additional constraints in the particle problem. Such studies rely on a uniform distribution of particle orientations in solution, which is a prerequisite of a successful 3D reconstruction. However, the experimentally measured CCFs can be affected by two major factors, namely dynamics and inter-particle interactions, leading to quite distinct outcomes for the FXS data.
According to earlier theoretical predictions for isotropic solutions (Kam, 1977; Kam et al., 1981), temperature-dependent of particles during X-ray exposure can smear the intensity fluctuations of the diffraction pattern, thus reducing the contrast of the angular CCFs. Therefore, particle dynamics prevents structural information being accessed by FXS because the higher-order scattering terms vanish. To solve the problem it was suggested to cool the solution down in order to slow down the dynamics due to the resulting increase in solvent viscosity (Kam, 1977; Kam et al., 1981). The effect of is naturally diminished at novel X-ray sources like X-ray free-electron lasers (XFELs) and diffraction-limited storage rings, where extremely high numbers of photons can be delivered to the sample in ultrashort pulses, much shorter than the characteristic times of materials. This makes such X-ray sources well suited to structural characterization by FXS. On the other hand, angular cross-correlation functions provide a new tool for studying dynamics that is notoriously difficult to access experimentally.
Interparticle interactions can introduce distortions in the angular CCFs, which may prevent them being used for particle 3D structure recovery. In conventional SAXS structural studies, the role of interparticle interactions can be effectively diminished by reducing the sample concentration, resulting in SAXS intensity curves that can be used directly for structure etc), the sample container (e.g. particle–wall interaction) or solute flow alignment. Therefore, the possibility of unwanted orientational ordering should be carefully considered in all experiments aimed at single-particle structure recovery from solution scattering, because the resulting nonlinear and non-trivial scaling of higher-order scattering terms will distort the structural information obtained. On the other hand, FXS may be considered as a tool to study weak orientational order and correlations in solutions, where other methods cannot provide the desired sensitivity.
The FXS data appear to be much more sensitive to nonuniformities in the orientational distribution of particles, which manifest themselves in the measured CCFs even at subtle deviations from the isotropic case, in contrast to SAXS. Other sources of orientational nonuniformities may be induced by external forces (optical excitations, magnetic fieldsIn our experimental study, by varying the temperature of the goethite nanorod solution, we observed substantial changes in the FXS contrast. We also revealed significant deviations of the correlated scattering from that expected for an isotropically oriented sample. Our simulations show that nonuniformities in the orientational distribution of goethite particles may be responsible for the observed features in FXS. These results demonstrate that FXS can also be used as a sensitive probe of orientational alignment in apparently disordered systems, which is an essential capability for nanoscale studies of inhomogeneities, cooperativity and early stages of nucleation in solutions. The sample model involving orientational correlations also suggests that
dynamics plays a minor role in the temperature-dependent variation of the FXS contrast. In the present case, the goethite solutions are believed to be isotropic in bulk at low concentrations (≤4%), so the weak anisotropy observed is probably an artifact from the sample loading or an alignment effect induced by the capillary walls. In either case, FXS demonstrates extreme sensitivity to weak nematic ordering of anisotropic particles.APPENDIX A
Two-point cross-correlation function for a dilute polydisperse mixture of particles
We consider X-ray scattering from a single particle and define single-particle scattered intensity and the cross-correlation function (CCF). The scattered intensity distribution from a single particle of the pth kind in an arbitrary kth orientation can be expressed as
where q is the scattering vector, r is the real-space vector and ρp, k(r) is the 3D electron-density distribution of the particle of the pth kind in the kth orientation. Ip, k(q) can be expanded into an angular Fourier series as
where the angular Fourier transform is defined in the polar coordinate system q = (q, φ) and Inp,k(q) are the Fourier components (FCs) of Ip, k(q, φ).
The two-point angular cross-correlation function3 (CCF) is defined at two momentum transfer values q1 and q2 as (Kam, 1977; Kurta et al., 2013a, 2016)
where Δ is the angular separation and defines averaging over the angular coordinate φ, with the subscript p indicating that the CCF is for a particle of the pth kind in the kth orientation. It is customary to operate with the FCs Cp,kn(q1,q2) of the CCF (5) with angular Fourier series of Cp, k(q1, q2, Δ) written as (Altarelli et al., 2010)
It has been shown that the following relation holds between the FCs of the intensity and of the CCF (Altarelli et al., 2010)
As one can see, the FCs of the CCF are determined by the FCs of the intensities Ip,kn (q1) and Ip,kn (q2).
The CCF and its FCs can be averaged over a set of M diffraction patterns to obtain orientationally averaged results,
where denotes statistical averaging.
Now we consider X-ray scattering from a dilute mixture of particles consisting of Ns different species. In this case the scattered intensity distribution (neglecting particle interference terms and hence valid for dilute suspensions) recorded on the ith detector image can be expressed as
where the first summation is performed over Ns different particle types, the second summation is done over Np particles of each particle type p (the value of Np depends on p), and intensities are defined by equation (3) for each particle type p and orientation kp. Here we have also introduced the experimental scaling factor Ai, which can vary from image to image. For the sake of simplicity, we have assumed in equation (9) that Ai is a q-independent quantity mostly defined by the incident X-ray the beam footprint and the sample exposure time (or pulse duration), and that each measured scattered intensity distribution is corrected for q-dependent experimental factors (e.g. polarization and detector geometry). Similar to equation (5), we can define the CCF Ci(q1, q2, Δ) in terms of Ii(q, φ) as
Assuming a uniform distribution of particle orientations, statistically averaged CCFs 〈Ci(q1, q2, Δ)〉i and their FCs can be expressed as
where the single-particle quantities 〈Cp, i(q1, q2, Δ)〉i and are defined in equations (8a) and (8b), respectively. In the above expressions we have assumed that fluctuations in the experimental factor Ai and in the number of particles Np, i attributed to each scattering image are statistically independent quantities.
As one can see from equations (11a) and (11b), in the case of a mixture of particles the statistically averaged CCFs and their FCs can be represented as a sum of single-particle quantities weighted by the average number of particles 〈Np, i〉i of each kind p in the mixture. This result is similar to that obtained for two-dimensional heterogeneous disordered ensembles of particles (Chen et al., 2013). An important difference between the 2D case and the 3D case considered here is that for the latter the ensemble-averaged quantities cannot be further factorized in terms of intensity FCs [similar to equation (7)], while this is still possible in the 2D case.
For a polydisperse mixture of particles, the CCF 〈Ci(q1, q2, Δ)〉i and its FCs can be defined as follows:
where the integration is performed over all particle sizes s and for which a normalized particle size distribution function is defined: = 1. N = is the total number of particles in the illuminated sample volume and the single-particle quantities 〈Cs, i(q1, q2, Δ)〉i and are defined for each particle size according to equations (8a) and (8b).
For completeness, we also specify a small- (or wide-)angle scattering (SAXS or WAXS) intensity for a polydisperse system of particles as
where 〈Is, i(q)〉i is the SAXS intensity determined for a particle of size s,
and Is, i(q, φ) is defined by equation (3), where the subscripts p, k should be replaced by s, i, respectively. Equations (13) and (12b) contain key expressions used for FXS data interpretation in this work [see equations (1) and (2) in the main text].
In the present manuscript we have employed a Fourier basis for expressing the scattered intensity and cross-correlation functions. Using a Fourier basis is typically preferred when considering scattering from 2D systems, or in the case of small-angle scattering with negligible curvature of the
At the same time, a Legendre basis is more natural in the case of wide-angle scattering from 3D objects, particularly enabling more straightforward treatment of effects associated with curvature of the Ewald sphere.APPENDIX B
Intra- and inter-image cross-correlation functions
For practical applications, it is helpful to determine the so-called difference CCF (Kurta et al., 2014, 2017)
and its Fourier components defined in the series
where Cii(q1, q2, Δ) is the CCF determined on the same ith image [intra-image CCF, commonly used in the literature (Kam, 1977; Kurta et al., 2013a, 2016)] and Cij(q1, q2, Δ) defines the angular correlation between two different images i ≠ j (inter-image CCF). Due to the linear properties of the Fourier transformation, the average difference Fourier spectrum can be also determined as (Kurta et al., 2014, 2017)
where the second term on the right-hand side is defined strictly for i ≠ j.
In the case of nonuniformity of the measured data (e.g. structured background, nonuniform response of detector etc.), calculating the difference FCs helps significantly in reducing artifacts that otherwise contaminate .
APPENDIX C
Comparison of the FXS data sets
Here we describe the procedure for comparing FXS data sets, which can be applied to test modelling against experimental data or to compare different experimental results. In general, precise information about the scaling factors A in equations (1) and (2) is required to compare different data sets. In the case of a uniform distribution of orientations, both the SAXS intensity and the FCs of the CCF depend linearly on the number of particles N, while the dependence of the experimental scaling factor is linear or quadratic, respectively. Note that generally 〈A2〉 ≥ 〈A〉2, but the approximation 〈A2〉 ≃ 〈A〉2 can be applied if for each diffraction pattern A = 〈A〉 + δA, and δA is an arbitrarily small fluctuation about the average value 〈A〉 (δA 〈A〉, 〈δA〉 = 0). This approximation significantly simplifies direct comparison of the FXS data and is valid, for example, if the incident intensity fluctuates slightly about some average value. In practice, experimental scattering patterns can be normalized by the measured incident intensities before further analysis. In the absence of accurately measured incident intensities, the effect of incident intensity fluctuations can be reduced by normalizing the intensity of each diffraction pattern by its average intensity per pixel Iav (Iav = , where Ij is the intensity value of the jth pixel and summation is done over p pixels). Simulations show that the applicability of such a normalization approach is justified if the statistical properties of the sample, e.g. the probability distribution of particle orientations, are preserved during measurements. This normalization procedure was applied here.
Let us consider the following example of validating a model against experimental FXS data. In simulations we assume a particular form of the particle size distribution function D(s), with a defined particle structure for each size s. Suppose that we know the illuminated sample volume Vsample and the particle φg (%). Then the number of scattering particles Nexp is given by
where V(s) is the volume of a particle of size s in the considered model. Scaling of the simulated SAXS intensity 〈I(q)〉sim to the experimental value 〈I(q)〉exp is then performed by first multiplying 〈I(q)〉sim by Nsc = Nexp/Nsim, where Nsim is the number of particles used in the simulation, thus yielding an updated (partially scaled) value of 〈I(q)〉sim. The scaling ratio Asc = 〈A〉exp/〈A〉sim = 〈I(q)〉exp/〈I(q)〉sim is determined using this updated value. The magnitude of Asc should not depend on the choice of q so it is reasonable to calculate the ratio 〈I(q)〉exp/〈I(q)〉sim at a q value where the experimental data have the best signal-to-noise ratio. We then multiply the simulated SAXS intensity by Asc and the simulated FCs by (Nsc Asc2) (using the approximation 〈A2〉 ≃ 〈A〉2 discussed above). After this step, the rescaled simulated SAXS intensity and FCs allow a direct comparison with the experimental data to test the accuracy of the model.
In equations (1) and (2) we assumed that the particle orientations are uniformly distributed (isotropic case). If this is not the case, equations (1) and (2) do not hold and the above scaling procedure is also wrong, in particular because the N-dependent factors have more complicated forms. It has been shown that, for a partially disordered 2D ensemble of particles specified by a Gaussian distribution of orientations with standard deviation σ, the scaling factor in equation (2) becomes equal to , in contrast to N in the case of a uniform distribution (Kurta et al., 2012). In 3D simulations of nonuniform orientation distributions of goethite nanorods, we also observed nonlinear N dependencies of CCFs and FCs of different orders n. Therefore, if a discrepancy is present after rescaling the model this may indicate nonuniformities in the orientational distribution of particles, which is an interesting topic in itself (see simulation results in Appendix D).
APPENDIX D
Simulations of FXS
We performed FXS simulations by employing bead models of various structures within a uniform density approximation. The X-ray scattering simulations were performed with parameters identical to those of the experiment, i.e. a photon energy of 10 keV and a 2D detector consisting of 256 × 256 square pixels (55 μm pixel size) placed 515 mm downstream from the sample. In all simulations we considered a fully coherent beam and did not include shot noise. In the absence of any structured background and detector artifacts, it is sufficient to compute the commonly used CCF 〈Cii(q1, q2, Δ)〉i (see Appendix B) and analyse its FCs for every scattering image i in order to obtain all necessary structural information.
In the simulations a lath-shaped structure of goethite nanoparticles was assumed, as illustrated in the inset of Fig. 6(a). Solvent scattering was neglected due to its negligible scattering contribution compared with the strong signal from goethite. To model the particle polydispersity, we assumed a truncated Gaussian distribution of sizes, reported earlier for goethite in solution (Lemaire et al., 2004). The particle size distribution function D(s) was effectively defined as a 2D Gaussian function with mean values Ma, Mc and corresponding standard deviations σa, σc of the particle dimensions a and c, respectively. The third particle dimension was defined as b = a/p for each value of a, where p is an anisotropy parameter. Due to the low experimental resolution and particle polydispersity, our model fits showed limited sensitivity to the largest particle dimension. However, the best fitted model to the experimental SAXS intensity at φg = 0.05% and T = 229 K [see Fig. 6(a)] has p = 2.5, Ma = 23 nm, Mc = 400 nm, σa = 20.5 nm and σc = 95 nm, which are close to earlier reported values (Poulos et al., 2010).
With these parameters, the model contains about Nexp = 0.7 × 106 particles in the illuminated volume at φg = 0.05%, estimated according to equation (18). This value of Nexp was used to rescale the simulated FXS data to the experimental results shown in Fig. 6 (see Appendix C for the scaling procedure). The SAXS intensities and the q dependence of the FCs are reproduced reasonably well, although the simulated FCs have considerably lower magnitudes than the experimental results. An inaccurate estimation of the number of particles can only be partially responsible for this significant discrepancy and other causes must be sought.
Our simulations show that nonuniformities in the orientational distribution of particles may in fact be responsible for the observed effects. In the case of a uniform distribution of particle orientations, equation (2) can be expressed as an integral over the values of , where is a single-particle quantity. This is not the case for an arbitrary nonuniform distribution of particle orientations in 3D, and one has to perform full-size simulations with a large number of particles to obtain a precise estimation of the effect. For a qualitative demonstration, we deploy a simplified model and perform simulations of nonuniform distributions of particle orientations for a system of monodisperse lath-shaped particles with dimensions a = 7.7 nm, b = 3 nm and c = 100 nm.
The results of simulations for various types of truncated4 Gaussian distribution of particle orientations are compared with those for a uniform distribution of orientations in Fig. 7. The `particle orientation' was defined as the orientation of the long axis (c). We consider Gaussian distributions of particle orientation along the y axis, which is perpendicular to the incident X-ray beam [Figs. 7(a)–7(d)] with σy = 1.0 [Figs. 7(a) and 7(b)] and σy = 2.0 [Figs. 7(c) and 7(d)]. A Gaussian distribution of particle tilts about the xz plane oriented perpendicular to the detector plane with σxz = 2.0 [Figs. 7(e) and 7(f)] was also considered. In the latter case, particle orientations were generated as follows. First aligned with its long axis parallel to the z axis (parallel to the incident-beam direction), the particle was rotated about the z axis by a random angle in the range [0, 2π], then rotated about the x axis by an angle defined according to the specified Gaussian distribution in the range [−π/2, π/2], and finally rotated about the y axis by a random angle in the range [0, 2π]. Calculations were performed for a different number of particles in the sample (specified in the legends in Fig. 7) and scaled to the results for a uniform distribution of particles. We applied the scaling procedure described in Appendix C to show how nonuniformities in the orientational distribution of particles can be revealed by comparing the results with those for a uniform distribution of orientations.
As one can see from Fig. 7, while in all considered cases the rescaled SAXS intensities match precisely, the FCs always have higher values for models with a nonuniform distribution of particle orientations. The discrepancy between the results for uniform and Gaussian distributions of particles increases substantially as the number of particles in the system grows and can reach several orders of magnitude. Importantly, the relative scaling of FCs of different orders n also increases compared with the model with a uniform distribution of particles (see Fig. 8). Both features are consistent with our experimental observations, suggesting that an anisotropic orientational distribution of particles may be responsible for the observed effects.
The simulation results in Fig. 9 show that the FCs can help to reveal even arbitrarily weak orientational order. Here, we simulated X-ray scattering from a mixture of N = 104 particles, where a fraction of them are characterized by a Gaussian distribution of particle orientations about the xz plane with σxz = 2.0 but the rest are uniformly oriented. Again, the results are scaled to those for a system of N = 100 uniformly oriented particles. Obviously, even for a particle model with only 20% obeying a Gaussian distribution of orientations around a specific direction [Fig. 9(a)] the scaled FC of order n = 2 appears to be ten times higher than the uniform case.
Note that in all simulated Fourier spectra the autocorrelation peak is present at q = 0.25 nm−1 that is the result of coherent interference of interparticle scattering. However, such a peak is absent in the simulated FCs shown in Fig. 6(b), which were determined according to equation (2). In this particular case the X-ray scattering simulations were performed on single particles, in order to calculate CCFs for each particle size s. Since interparticle interference effects were absent from these simulations, this resulted in the absence of the autocorrelation peak in the Fourier components .
APPENDIX E
Simulations of
effects in FXSHere we show how the xz plane with σxz = 2.0 and the rest are uniformly oriented (80%). The results of for these two models (without effects included) are shown in Fig. 9(a).
dynamics of particles in solution can effect the results of As a starting point we use two simple models, the first with a uniform distribution of particle orientations and the second representing a partially ordered sample, where a fraction of the particles (20%) are characterized by a Gaussian distribution of orientations about theTo give a qualitative demonstration of the effects associated with
of particles during X-ray exposure, we applied averaging of simulated diffraction patterns determined for a sequence of instantaneous sample configurations (X-ray snapshots of the sample). In this manner, new sets of averaged diffraction patterns were formed where intensity fluctuations were smeared out to certain degree (depending on the number of patterns in the average), thus simulating the effect of contrast smearing due to These new sets of averaged patterns determined for each sample model were used to perform angular correlation analysis.The results of simulations for models with and without . The difference between Figs. 10(a) and 10(b) is in the distinct number of snapshots averaged to form individual average diffraction patterns in the new data sets, M1 = 10 in Fig. 10(a) and M2 = 20 in Fig. 10(b). In the calculations of CCFs, 1000 average patterns were used to produce the results in Fig. 10(a) and 500 patterns in Fig. 10(b). In a real experiment this would correspond to a faster dynamics for the results shown in Fig. 10(b) than for those in Fig. 10(a). As one can see from the obtained results, after adding effects to the simulations, the contrast between the FCs decreases fast in the case of a solution with a uniform distribution of particles, in agreement with theoretical predictions (Kam, 1977). At the same time, the values of the FCs for a system with partial orientational order remain almost unaffected upon the inclusion of effects. This is a logical result, since in spite of the smearing of individual intensity fluctuations associated with instantaneous particle positions and orientations, the orientational distribution of particles remains (on average) the same and forms the major contrast in the measured diffraction patterns. This means that dynamics do not play a significant role if particle orientations maintain the same nonuniform probability distribution of orientation during measurements. We would like to note that our simplified model can only qualitatively explain the dependency of FXS contrast on More realistic simulations should be based on a real thermodynamic model of the system.
effects included are presented in Fig. 10Footnotes
1Peaks in visible in Figs. 2(b)–2(d) appear when the corresponding section shown in Fig. 1(d) crosses the diagonal q1 = q2. These peaks appear due to autocorrelation of intensity at the same q and should not be considered as cross-correlation terms defined strictly at q1 ≠ q2; the magnitudes of at the peak positions are the same as in Fig. 2(a) at the corresponding q = q2 value.
2The scaling factor given by Kurta et al. (2012) is specified for a normalized two-point CCF and should be multiplied by N2 in order to get the expression shown here.
3The two-point angular CCF defined at q1 = q2 = q is sometimes called `angular autocorrelation'; see e.g. Chen et al. (2012) and Liu et al. (2012).
4Finite angular ranges for a Gaussian distribution of orientations were considered, as specified in the text.
Acknowledgements
We thank Chiara Caronna and Malcolm Howells for help with the experiments. Andreas Poulos, Patrick Davidson and Doru Constantin provided the samples and are acknowledged for helpful discussions. The beamtime for this project was provided by the ESRF and the X-ray scattering experiments were carried out on beamline ID10. The experimental work was performed while A. Madsen, L. Wiegart and A. Fluerasu were employed at the ESRF.
Funding information
Funding for this research was provided by: Helmholtz Association, Initative and Networking Fund (award to Ruslan P. Kurta); Russian Science Foundation (award No. 18-41-06001 to Ruslan P. Kurta); U.S. Department of Energy, Office of Science (contract No. DE-SC0012704).
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